Paper ID: 2311.05903

Establishing Performance Baselines in Fine-Tuning, Retrieval-Augmented Generation and Soft-Prompting for Non-Specialist LLM Users

Jennifer Dodgson, Lin Nanzheng, Julian Peh, Akira Rafhael Janson Pattirane, Alfath Daryl Alhajir, Eko Ridho Dinarto, Joseph Lim, Syed Danyal Ahmad

Research into methods for improving the performance of large language models (LLMs) through fine-tuning, retrieval-augmented generation (RAG) and soft-prompting has tended to focus on the use of highly technical or high-cost techniques, making many of the newly discovered approaches comparatively inaccessible to non-technical users. In this paper we tested an unmodified version of GPT 3.5, a fine-tuned version, and the same unmodified model when given access to a vectorised RAG database, both in isolation and in combination with a basic, non-algorithmic soft prompt. In each case we tested the model's ability to answer a set of 100 questions relating primarily to events that occurred after September 2021 (the point at which GPT 3.5's training data set ends). We found that if commercial platforms are used and default settings are applied with no iteration in order to establish a baseline set of outputs, a fine-tuned model outperforms GPT 3.5 Turbo, while the RAG approach out-performed both. The application of a soft prompt significantly improved the performance of each approach.

Submitted: Nov 10, 2023