Paper ID: 2410.10796

Context-Parametric Inversion: Why Instruction Finetuning May Not Actually Improve Context Reliance

Sachin Goyal, Christina Baek, J. Zico Kolter, Aditi Raghunathan

Large language models are instruction-finetuned to enhance their ability to follow user instructions and process the input context. However, even state-of-the-art models often struggle to follow the instruction, especially when the input context is not aligned with the model's parametric knowledge. This manifests as various failures, such as hallucinations where the responses are outdated, biased or contain unverified facts. In this work, we try to understand the underlying reason for this poor context reliance, especially after instruction tuning. We observe an intriguing phenomenon: during instruction tuning, the context reliance initially increases as expected, but then gradually decreases as instruction finetuning progresses. We call this phenomenon context-parametric inversion and observe it across multiple general purpose instruction tuning datasets like TULU, Alpaca and Ultrachat, as well as model families such as Llama, Mistral and Pythia. In a simple theoretical setup, we isolate why context-parametric inversion occurs along the gradient descent trajectory of instruction finetuning. We tie this phenomena to examples in the instruction finetuning data mixture where the input context provides information that is already present in the model's parametric knowledge. Our analysis suggests natural mitigation strategies that provide some limited gains, while also validating our theoretical insights. We hope that our work serves as a starting point in addressing this failure mode in a staple part of LLM training.

Submitted: Oct 14, 2024