Emergence of Minimal Circuits for Indirect Object Identification in Attention-Only Transformers

We present a three-step recipe for identifying attention-head circuits in pretrained transformers. A per-head spectral signal -- the time-integrated participation ratio of each head's attention output -- ranks heads doing sustained content-dependent computation without labels or attribution gradients. A task-pattern screen filters this general indicator into a task-specific candidate circuit, and group ablation against a matched-random control completes the causal claim. We validate across an 8x parameter range (51M to 1B-active / 7B-total), two architecture families (dense, mixture-of-experts), and four pretraining pipelines. The recipe ports: a 2-6 head induction circuit is causally necessary in every model tested, with a 94-100% drop in synthetic-induction top-1 after ablation. The spectral signal is predictive without supervision: on six independent seeds of a 51M-parameter probe model, the same computation identifies the seed-specific circuit on each seed. The fraction of heads doing identifiable specialized computation is conserved at 17-19% across the Pythia family (124M to 410M), while specific induction circuits stay 3-11 heads -- sublinear in total head count. This paper is the methodology anchor of a three-paper program; companion papers extend the recipe to developmental trajectories during pretraining and to composed-task circuits where pattern selectivity decouples from task-causal structure.

We present a theoretical framework to explain the emergence of inductive reasoning abilities in Transformer language models. While previous works on Transformer learning dynamics have so far been mostly tied to specific tasks, we study a generalized class of inductive tasks that unifies several synthetic tasks known in the literature, including in-context n-grams and multi-hop reasoning. In this class, we theoretically prove that the training dynamics of attention models can be confined to a highly interpretable, low-dimensional invariant manifold. On this manifold, the learning dynamics are captured by a handful of interpretable coordinates rather than millions of parameters, making both theoretical and empirical analysis more tractable. Using this framework, we characterize how data statistics govern the competition between in-context and in-weights learning, we study how random initializations determine the `winning' circuit when multiple solutions are possible, and we demonstrate that the coordinate frame associated with the manifold can be used to automatically detect which circuits have been learned in trained models. By casting circuit formation as a low-dimensional dynamical phenomenon, we take a step toward a predictive theory of how Transformers learn.

Mechanistic interpretability of transformers requires identifying not just which components matter but how they compose into the computational route that produced a prediction. Both attention and MLP follow a shared key-value template $φ(S)U$. We exploit this structure to develop Unpack, a backward recursion that decomposes credit through both sublayers, producing interaction strengths between any two components, named end-to-end paths with K/Q/V composition labels, and per-token attribution from a single forward pass, without intervention, gradients, or auxiliary training. We evaluate on the indirect object identification task. On GPT-2 small, the method recovers all three composition connections described by Wang et al. (2023), including the mode-specific routing of each connection (K, Q, or V). To test token-level attribution beyond trivial copying, we compare two occurrences of the same name in the same decomposition: the first mention retains strong credit while the duplicate-detection position is suppressed, a pattern absent in matched control prompts. Across the Pythia family from 160M to 6.9B parameters, this suppression pattern is consistently recovered at every scale, demonstrating that the method tracks mechanistic structure without ground-truth circuit labels. Code is available at https://github.com/Fun-Cry/unpacklm.