On the Dimension-Free Approximation of Deep Neural Networks for Symmetric Korobov Functions
Authors: Yulong Lu, Tong Mao, Jinchao Xu, Yahong Yang
Organizations: School of Mathematics, University of Minnesota, Minneapolis, 55455, MN, USA · Computer, Electrical and Mathematical Science and Engineering Division, King Abdullah University of Science and Technology, Thuwal 23955, Saudi Arabia · School of Mathematics, Georgia Institute of Technology, Atlanta, 30332, GA, USA
Abstract
Deep neural networks have been widely used as universal approximators for functions with inherent physical structures, including permutation symmetry. In this paper, we construct symmetric deep neural networks to approximate symmetric Korobov functions and prove that both the convergence rate and the constant prefactor scale at most polynomially with respect to the ambient dimension. This represents a substantial improvement over prior approximation guarantees that suffer from the curse of dimensionality. Building on these approximation bounds, we further derive a generalization-error rate for learning symmetric Korobov functions whose leading factors likewise avoid the curse of dimensionality.
We study the uniform approximation of smooth scalar-valued functionals on an infinite-dimensional separable Hilbert space by deep ReLU neural networks. Writing the functional input as X(t)=∑d≥1ξdνd(t), we quantify the importance of coordinate d through wdsd, where sd bounds the magnitude of the corresponding basis score and wd controls the directional Fréchet sensitivity of the target functional. Our constructive analysis combines coordinate truncation, anisotropic partitioning, local Taylor approximation, and ReLU network realization, while allowing unrestricted interactions among the retained coordinates. We establish a general nonasymptotic upper bound for the uniform approximation error and a complementary pseudo-dimension-based lower bound for the worst-case approximation error. Under generalized exponential coordinate decay wdsd≍exp(−cdρ), with ρ>0, the upper and lower bounds match at the leading order and thus yield the nearly optimal approximation rate, which is stretched-exponential in the logarithm of the network budget. This is the first work to characterize neural network approximation error for infinite-dimensional functional inputs explicitly through the joint dimensional decay of coordinate magnitudes and directional sensitivities.
Universal approximation theorems provide a mathematical explanation for the expressive power of neural networks. They assert that, under mild conditions on the activation function, feedforward neural networks are dense in broad function classes, such as continuous functions on compact subsets of Rd, Lp spaces, or Sobolev spaces. Over the past four decades, these qualitative universality results have evolved into a rich quantitative theory addressing approximation rates, parameter efficiency, and the role of architectural features such as depth and width. This survey presents several glimpses into this theory. We review classical density results for single-hidden-layer networks, as well as quantitative bounds that relate approximation error to network size and smoothness assumptions on target functions. Particular emphasis is placed on depth--width trade-offs and on results demonstrating that deeper architectures can achieve superior parameter efficiency for structured function classes. In addition to standard feedforward neural networks, we also review recent developments on Kolmogorov--Arnold Networks (KANs), which offer an alternative architectural paradigm and whose approximation-theoretic properties have begun to attract significant theoretical attention.
Traditional approximation theory measures convergence rates in terms of the number of parameters or degrees of freedom. However, practical computation operates under finite precision: parameters must be encoded using a finite number of bits. Therefore, approximation efficiency should be evaluated in terms of computational bit complexity, which is intrinsically connected to the metric entropy of the underlying function class. In this work, we develop a unified approximation framework based on binary encoding and metric entropy. We analyze classical methods (including polynomial approximation, sparse grids, and finite elements) as well as shallow and deep neural networks, and compare their approximation rates for function classes with comparable metric entropy. We observe that, when evaluated in terms of bits, most classical methods are in general suboptimal relative to the intrinsic limits dictated by metric entropy, while neural network methods may exhibit different behaviors. We show that when complexity is measured in bits rather than parameters, no method fundamentally exceeds the approximation order achieved by classical approaches. Our results also indicate that many seeming advantages of neural networks, including dimension-independent rates and superconvergence phenomena, stem from differences in function class complexity rather than intrinsic architectural superiority. In this sense, the traditional curse of dimensionality can be misleading; the fundamental limitation is instead a curse of bit complexity, governed by metric entropy.