Taming Preconditioner Drift: Unlocking the Potential of Second-Order Optimizers for Federated Learning on Non-IID Data

In this paper, we present Federated Robust Curvature Optimization (FedRCO), a novel second-order optimization framework designed to improve convergence speed and reduce communication cost in Federated Learning systems under statistical heterogeneity. Existing second-order optimization methods are often computationally expensive and numerically unstable in distributed settings. In contrast, FedRCO addresses these challenges by integrating an efficient approximate curvature optimizer with a provable stability mechanism. Specifically, FedRCO incorporates three key components: (1) a Gradient Anomaly Monitor that detects and mitigates exploding gradients in real-time, (2) a Fail-Safe Resilience protocol that resets optimization states upon numerical instability, and (3) a Curvature-Preserving Adaptive Aggregation strategy that safely integrates global knowledge without erasing the local curvature geometry. Theoretical analysis shows that FedRCO can effectively mitigate instability and prevent unbounded updates while preserving optimization efficiency. Extensive experiments show that FedRCO achieves superior robustness against diverse non-IID scenarios while achieving higher accuracy and faster convergence than both state-of-the-art first-order and second-order methods.

Adaptive preconditioners accelerate model training, but heterogeneous client geometries can bias federated updates even when gradients are evaluated at the same model. Round-start synchronization alone cannot prevent this mismatch from reappearing during local training. We propose FedMIX-P, which mixes shared and local preconditioners at every local step, retaining local adaptation while reducing mean-squared operator mismatch by a factor of $λ^2$. For smooth nonconvex objectives with stochastic gradients and partial participation, we establish an $O(R^{-1/2})$ stationarity bound using suitable stepsizes and a horizon-dependent mixing weight, without requiring local preconditioners to converge to one another. A two-client counterexample shows that fixed positive mixing can preserve a nonstationary fixed point. The theory covers bounded linear symmetric positive-definite preconditioners. Experiments with SOAP, Sophia, and Muon variants across vision and language tasks show improvements over corresponding local optimizers, including accuracy gains of up to $19.47$ percentage points and lower validation loss for 60M--350M language models. Full nonlinear and momentum-based updates require separate analysis.

Federated Learning (FL) enables distributed model training on edge devices while preserving data privacy. However, clients tend to have non-Independent and Identically Distributed (non-IID) data, which often leads to client-drift, and therefore diminishing convergence speed and model performance. While adaptive optimizers have been proposed to mitigate these effects, they frequently introduce computational complexity or communication overhead unsuitable for resource-constrained IoT environments. This paper introduces Federated Zero Mean Gradients (FedZMG), a novel, parameter-free, client-side optimization algorithm designed to tackle client-drift by structurally regularizing the optimization space. Advancing the idea of Gradient Centralization, FedZMG projects local gradients onto a zero-mean hyperplane, effectively neutralizing the "intensity" or "bias" shifts inherent in heterogeneous data distributions without requiring additional communication or hyperparameter tuning. A theoretical analysis is provided, proving that FedZMG reduces the effective gradient variance and guarantees tighter convergence bounds compared to standard FedAvg. Extensive empirical evaluations on EMNIST, CIFAR100, and Shakespeare datasets demonstrate that FedZMG achieves better convergence speed and final validation accuracy compared to the baseline FedAvg and the adaptive optimizer FedAdam, particularly in highly non-IID settings.