A short tour of operator learning theory: Convergence rates, statistical limits, and open questions
Authors: Simone Brugiapaglia, Nicola Rares Franco, Nicholas H. Nelsen
Organizations: Concordia University · Politecnico di Milano · Cornell University and The University of Texas at Austin
Abstract
This paper surveys recent developments at the intersection of operator learning, statistical learning theory, and approximation theory. First, it reviews error bounds for empirical risk minimization with a focus on holomorphic operators and neural network approximations. Next, it illustrates fundamental performance limits in terms of sample size by adopting a minimax perspective and considering various notions of regularity beyond holomorphy. The paper ends with a discussion on the interplay between these two perspectives and related open questions.
We develop approximation and generalization error estimates for multi-input neural operators, with the output error measured in Sobolev norms. In contrast to standard operator-learning settings with a single input function, our framework allows multiple input functions defined on possibly different domains, with different dimensions and Sobolev regularities. The derived rates explicitly quantify the contribution of each input space to the final error bound. In particular, in the balanced regime, the approximation and generalization rates are governed by the interaction between the input dimensions, regularities, and Sobolev orders, while the dependence on the model complexity retains a loglog/log-type structure. Our analysis provides a general theoretical framework for multi-input operator learning, including Sobolev training, and is applicable to operator learning problems arising from partial differential equations and scientific computing.
We study the approximation and statistical complexity of learning collections of operators in a shared multi-task setting, with a focus on the Multiple Neural Operators (MNO) architecture. For broad classes of Lipschitz multiple operator maps, we derive near-optimal upper bounds for approximation and statistical generalization. On the lower-bound side, we establish a curse of parametric complexity and prove corresponding minimax rates. Together, these results show that shared representations across tasks do not increase the overall cost: multi-task operator learning follows the same scaling laws as single operator learning. We also compare MNO with a multi-task extension of DeepONet based on concatenated task inputs and show that, from a worst-case approximation-complexity perspective, both architectures satisfy essentially the same asymptotic rates.
A key question in operator learning is how to design surrogate operators with provable approximation guarantees in reasonable computational time. Whereas smooth operators can be approximated efficiently, i.e., with at least algebraic convergence in the amount of training data, learning finitely regular operators is known to be less efficient. The reason is an intrinsic curse of sample complexity, which allows only subalgebraic sample complexity rates. This fact makes it all the more important to develop algorithms which provably achieve these rates. In this work, we present a fully data-driven algorithm, termed Hermite-PCA approximation, for learning Gaussian Sobolev operators with near-optimal sample complexity. It employs principal component analysis and weighted least-squares methods and is therefore computationally efficient. Moreover, it is spectral, in the sense that it achieves faster (and near-optimal) convergence the higher the Sobolev regularity. We provide a full error analysis of this algorithm, taking into account all sources of error, along with numerical experiments that verify our theoretical results and empirically confirm the efficacy of Hermite-PCA approximation for learning Sobolev operators.