CA-HFP: Curvature-Aware Heterogeneous Federated Pruning with Model Reconstruction

Federated Learning (FL) faces major challenges in real-world deployments due to statistical heterogeneity across clients and system heterogeneity arising from resource-constrained devices. While clustering-based approaches mitigate statistical heterogeneity and pruning techniques improve memory and communication efficiency, these strategies are typically studied in isolation. We propose CA-AFP, a unified framework that jointly addresses both challenges by performing cluster-specific model pruning. In CA-AFP, clients are first grouped into clusters, and a separate model for each cluster is adaptively pruned during training. The framework introduces two key innovations: (1) a cluster-aware importance scoring mechanism that combines weight magnitude, intra-cluster coherence, and gradient consistency to identify parameters for pruning, and (2) an iterative pruning schedule that progressively removes parameters while enabling model self-healing through weight regrowth. We evaluate CA-AFP on two widely used human activity recognition benchmarks, UCI HAR and WISDM, under natural user-based federated partitions. Experimental results demonstrate that CA-AFP achieves a favorable balance between predictive accuracy, inter-client fairness, and communication efficiency. Compared to pruning-based baselines, CA-AFP consistently improves accuracy and lower performance disparity across clients with limited fine-tuning, while requiring substantially less communication than dense clustering-based methods. It also shows robustness to different Non-IID levels of data. Finally, ablation studies analyze the impact of clustering, pruning schedules and scoring mechanism offering practical insights into the design of efficient and adaptive FL systems.

Federated Learning (FL) enables collaborative model training while preserving data privacy, but its practical deployment is hampered by system and statistical heterogeneity. While federated network pruning offers a path to mitigate these issues, existing methods face a critical dilemma: server-side pruning lacks personalization, whereas client-side pruning is computationally prohibitive for resource-constrained devices. Furthermore, the pruning process itself induces significant parametric divergence among heterogeneous submodels, destabilizing training and hindering global convergence. To address these challenges, we propose SubFLOT, a novel framework for server-side personalized federated pruning. SubFLOT introduces an Optimal Transport-enhanced Pruning (OTP) module that treats historical client models as proxies for local data distributions, formulating the pruning task as a Wasserstein distance minimization problem to generate customized submodels without accessing raw data. Concurrently, to counteract parametric divergence, our Scaling-based Adaptive Regularization (SAR) module adaptively penalizes a submodel's deviation from the global model, with the penalty's strength scaled by the client's pruning rate. Comprehensive experiments demonstrate that SubFLOT consistently and substantially outperforms state-of-the-art methods, underscoring its potential for deploying efficient and personalized models on resource-constrained edge devices.

Federated learning (FL) on heterogeneous edge devices must jointly accommodate unequal resource budgets and domain-shifted local data. Existing resource-adaptive methods decide how much of a model each client trains but not where retained capacity should reside or how it should be shared, whereas federated domain-generalization methods usually assume a shared full architecture. Uniform compression can therefore discard high-utility channels, and a single aggregation path can mix transferable features with domain-sensitive updates. We propose FedSAP, a domain-aware heterogeneous FL framework that casts structured pruning as budget-constrained tri-state channel allocation. FedSAP converts each keep ratio into non-uniform layer budgets, assigns stable channels to a Global pool, useful domain-sensitive channels to pseudo-domain-specific Private pools, and low-utility channels to a Dropped state. This partition lets broadly useful features benefit from cross-client pooling while isolating domain-sensitive updates from incompatible clients. Domain-Guided Assignment infers pseudo-domains from shallow-gradient similarity, while Type-Matched Aggregation restricts each channel to its intended sharing scope. Across three random seeds, FedSAP reaches 76.00% and 72.67% mean global accuracy on Digits and Office-Caltech, exceeding the strongest baseline by 1.70 and 4.92 percentage points while supporting client pruning ratios of up to 80% across heterogeneous clients.