Ternary Gamma Semirings: From Neural Implementation to Categorical Foundations

This paper investigates the grokking phenomenon, which refers to the sudden transition from a long memorization to generalization observed during neural networks training, in the context of learning multiplication in finite-dimensional algebras (FDA). While prior work on grokking has focused mainly on group operations, we extend the analysis to more general algebraic structures, including non-associative, non-commutative, and non-unital algebras. We show that learning group operations is a special case of learning FDA, and that learning multiplication in FDA amounts to learning a bilinear product specified by the algebra's structure tensor. For algebras over the reals, we connect the learning problem to matrix factorization with an implicit low-rank bias, and for algebras over finite fields, we show that grokking emerges naturally as models must learn discrete representations of algebraic elements. This leads us to experimentally investigate the following core questions: (i) how do algebraic properties such as commutativity, associativity, and unitality influence both the emergence and timing of grokking, (ii) how structural properties of the structure tensor of the FDA, such as sparsity and rank, influence generalization, and (iii) to what extent generalization correlates with the model learning latent embeddings aligned with the algebra's representation. Our work provides a unified framework for grokking across algebraic structures and new insights into how mathematical structure governs neural network generalization dynamics.

Compositional generalization$\unicode{x2013}$the ability to systematically process novel combinations of known components$\unicode{x2013}$is a hallmark of human intelligence; however, its theoretical foundation in neural networks is not yet well understood. This paper establishes a necessary and sufficient condition for provable compositional generalization, precisely characterizing its boundary. Conceptually, the condition consists of two principles: (i) structural alignment, where a model's computational graph aligns with a task's true compositional hierarchy, and (ii) unambiguous minimized representations, where each component encodes adequate but not redundant information on the training data. The result is fully proved and machine-verified in Lean 4 and holds even in few-shot and one-shot regimes. The necessity direction establishes that provable compositional generalization cannot circumvent these requirements, while the sufficiency direction yields a unified inductive bias that jointly governs architectural design, training data properties, and regularization strategies. Building on this condition, we develop an example algorithmic approach, illustrate it through a controlled minimal example, and further demonstrate the condition on the SCAN jump task. All conclusions are derived mathematically without reliance on empirical validation. Our work provides a theoretical characterization of provable compositional generalization.

Neural networks trained on modular arithmetic exhibit grokking, a delayed transition from memorisation to generalisation known to depend on model capacity: too little and the network memorises slowly or not at all, too much and it generalises almost immediately. What happens at the extreme of this spectrum, when the architecture's expressible function class collapses to a finite-dimensional algebraic variety? We study two-layer networks with a holomorphic monomial activation sigma(z)=z^k, trained on modular tasks encoded via roots of unity. Here the network output, regardless of hidden width, is confined to a (k+1)-dimensional subspace of characters of (Z_p)^2, an O(k/p^2) slice of the full function space. We give a complete algebraic characterisation of this subspace: a task is representable if and only if its discrete Fourier support lies on the diagonal u+v = k (mod p), which for linear-phase targets reduces to the arithmetic criterion m+n=k. This is not merely a constraint on eventual generalisation but on memorisation itself: because the outputs are algebraically confined, a non-representable target cannot be fit even on the training set, and we prove a positive lower bound on the training loss, independent of width. Across 585 runs the algebraic prediction matches the observed outcome with 99.8% accuracy, with no memorisation regime and no grokking; outcomes split cleanly into instant success and outright failure. This binary behaviour is the limiting case of the capacity-grokking relationship: when the expressible class shrinks to a fixed algebraic object, the question of when a network will grok dissolves into whether it can represent the target at all. A bottleneck ablation connects this extreme to standard networks, tracing a continuous path from representational failure, through memorisation without generalisation, to grokking with a shrinking gap as capacity grows.