An Empirical Study of SFT-DPO Interaction and Parameterization in Small Language Models

We present an approach to fine-tuning large language models using Direct Preference Optimization (DPO), a reinforcement learning technique. Our experimental results demonstrate that DPO simplifies the training pipeline, improves computational efficiency, and achieves competitive performance. The evaluation using BLEU, ROUGE, and cosine similarity metrics indicates effective learning and convergence, though further investigation is needed to address observed training instability.

Direct Preference Optimization (DPO) has become a standard reward-model-free approach for aligning language models with preference data. However, as the scaled preference margin grows during training, the logistic DPO loss becomes progressively less sensitive to further changes. We study DPO from a loss-level geometric perspective and identify the sigmoid factor as a learning signal that characterizes the local sensitivity of the objective. Based on this view, we propose Learning-Signal-Controlled Direct Preference Optimization (LSC-DPO), which dynamically regulates the learning signal near a target regime. A log-space analysis establishes conditions for stable tracking of the target learning-signal regime. Experiments on AlpacaEval 2, MT-Bench, and Anthropic-HH show that LSC-DPO consistently improves over DPO and strong preference-optimization baselines. We further find that different coefficient initializations induce distinct transient learning-signal trajectories even when their later signal levels become similar. Based on this observation, we derive a signal-budget compensation rule that adjusts the target learning signal to compensate for these transient differences. The resulting compensation substantially reduces performance variation across coefficient initializations.

DPO has become a widely adopted alternative to RLHF for aligning LLMs with human preferences, eliminating the need for a separate reward model or RL loop. Recent theoretical analysis uncovers an asymmetric gradient behavior in DPO: the loss suppresses dispreferred responses substantially faster than it promotes preferred ones, causing the model to learn to avoid bad answers rather than to generate good ones. We propose AdaDPO, a Self-Adaptive variant of the DPO algorithm that introduces per-preference-pair, stop-gradient-based coefficients derived directly from the policy model's generation probabilities, with the reference model's probabilities as an optional component. AdaDPO is constructed to enforce equality of gradient magnitudes between preferred and dispreferred probabilities; the practical implementation balances per-token gradients and applies a numerical clipping bound for stability, while retaining DPO's original hyperparameter structure. On Llama-3-8B-Instruct trained on UltraFeedback under a SimPO similar setup, AdaDPO consistently outperforms DPO on AlpacaEval 2: it achieves higher length-controlled win rates (LC) in 81% of hyperparameter combinations, attains the global best LC (48.3%) and raw win rate (46.1%), and enlarges the LC-over-WR margin in 88% of combinations, indicating effective mitigation of length bias. Additional analyses on KL divergence, reward margin, and reward accuracy confirm that AdaDPO rectifies the gradient imbalance and yields more efficient optimization. Because it operates purely at the loss level, AdaDPO can be dropped into existing preference-based alignment pipelines without changing data collection or model architectures. The method requires only a few lines of code, and the same self-adaptive principle generalizes to a broad family of pairwise contrastive preference losses including SimPO, R-DPO, IPO, CPO, and ORPO.