Semantic Rate-Distortion Theory: Deductive Compression and Closure Fidelity

Shannon's information theory deliberately excludes message semantics. This paper develops a rigorous framework for semantic communication that integrates formal proof systems with Shannon-theoretic tools. We introduce an axiomatic information model comprising Lsem-definable state sets linked by computable enabling maps, and define the semantic channel as a composition of Markov kernels whose supports respect the enabling structure. A fixed proof system induces an irredundant semantic core and a derivation-depth stratification, enabling four distortion measures of increasing semantic depth: Hamming, closure, depth, and a parameterized composite. Six families of computable semantic channel invariants are defined and their inter-relationships established, including a data processing bound, a semantic Fano bound, and an ideal-channel collapse theorem. The central quantitative result is a deductive compression gain: under closure-based fidelity, the minimum block length is determined by the irredundant core size rather than the full knowledge-base size. We instantiate the framework for heterogeneous multi-agent communication, introducing an overlap decomposition that yields necessary and sufficient conditions for closure-reliable communication. A semantic bottleneck phenomenon is identified in broadcast settings: vocabulary mismatch imposes irreducible fidelity limitations even over noiseless carriers. All results are verified on an explicit Datalog instance.

Semantic communication is a novel communication paradigm that focuses on conveying the user's intended meaning rather than the bit-wise transmission of source signals. One of the key challenges is to effectively represent and extract the semantic meaning of any given source signals. While deep learning (DL)-based solutions have shown promising results in extracting implicit semantic information from a wide range of sources, existing work often overlooks the high computational complexity inherent in both model training and inference for the DL-based encoder and decoder. To bridge this gap, this paper proposes a rate-distortion-complexity (RDC) framework which extends the classical rate-distortion theory by incorporating the constraints on semantic distance, including both the traditional bit-wise distortion metric and statistical difference-based divergence metric, and complexity measure, adopted from the theory of minimum description length and information bottleneck. We derive the closed-form theoretical results of the minimum achievable rate under given constraints on semantic distance and complexity for both Gaussian and binary semantic sources. Our theoretical results show a fundamental three-way tradeoff among achievable rate, semantic distance, and model complexity. Extensive experiments on real-world image and video datasets validate this tradeoff and further demonstrate that our information-theoretic complexity measure effectively correlates with practical computational costs, guiding efficient system design in resource-constrained scenarios.

When two agents of different computational capacities interact with the same environment, they need not compress a common semantic alphabet differently; they can induce different semantic alphabets altogether. We show that the quotient POMDP $Q_{m,T}(M)$ - the unique coarsest abstraction consistent with an agent's capacity - serves as a capacity-derived semantic space for any bounded agent, and that communication between heterogeneous agents exhibits a sharp structural phase transition. Below a critical rate $R_{\text{crit}}$ determined by the quotient mismatch, intent-preserving communication is structurally impossible. In the supported one-way memoryless regime, classical side-information coding then yields exponential decay above the induced benchmark. Classical coding theorems tell you the rate once the source alphabet is fixed; our contribution is to derive that alphabet from bounded interaction itself. Concretely, we prove: (1) a fixed-$\varepsilon$ structural phase-transition theorem whose lower bound is fully general on the common-history quotient comparison; (2) a one-way Wyner-Ziv benchmark identification on quotient alphabets, with exact converse, exact operational equality for memoryless quotient sources, and an ergodic long-run bridge via explicit mixing bounds; (3) an asymptotic one-way converse in the shrinking-distortion regime $\varepsilon = O(1/T)$, proved from the message stream and decoder side information; and (4) alignment traversal bounds enabling compositional communication through intermediate capacity levels. Experiments on eight POMDP environments (including RockSample(4,4)) illustrate the phase transition, a structured-policy benchmark shows the one-way rate can drop by up to $19\times$ relative to the counting bound, and a shrinking-distortion sweep matches the regime of the asymptotic converse.