Why Do Vision Language Models Struggle To Recognize Human Emotions?
Authors: Madhav Agarwal, Sotirios A. Tsaftaris, Laura Sevilla-Lara, Steven McDonagh
Organizations: The University of Edinburgh, UK
Abstract
Understanding emotions is a fundamental ability for intelligent systems to be able to interact with humans. Vision-language models (VLMs) have made tremendous progress in the last few years for many visual tasks, potentially offering a promising solution for understanding emotions. However, it is surprising that even the most sophisticated contemporary VLMs struggle to recognize human emotions or to outperform even specialized vision-only classifiers. In this paper we ask the question "Why do VLMs struggle to recognize human emotions?", and observe that the inherently continuous and dynamic task of facial expression recognition (DFER) exposes two critical VLM vulnerabilities. First, emotion datasets are naturally long-tailed, and the web-scale data used to pre-train VLMs exacerbates this head-class bias, causing them to systematically collapse rare, under-represented emotions into common categories. We propose alternative sampling strategies that prevent favoring common concepts. Second, temporal information is critical for understanding emotions. However, VLMs are unable to represent temporal information over dense frame sequences, as they are limited by context size and the number of tokens that can fit in memory, which poses a clear challenge for emotion recognition. We demonstrate that the sparse temporal sampling strategy used in VLMs is inherently misaligned with the fleeting nature of micro-expressions (0.25-0.5 seconds), which are often the most critical affective signal. As a diagnostic probe, we propose a multi-stage context enrichment strategy that utilizes the information from "in-between" frames by first converting them into natural language summaries. This enriched textual context is provided as input to the VLM alongside sparse keyframes, preventing attentional dilution from excessive visual data while preserving the emotional trajectory.
Large Vision-Language Models (LVLMs) represent a significant leap towards empathetic agents, demonstrating remarkable capabilities in emotion understanding. However, the internal mechanisms governing how LVLMs translate abstract visual stimuli into coherent emotional narratives remain largely unexplored, primarily due to the scarcity of visual counterfactuals and the diffuse nature of emotional expression. In this paper, we bridge this gap by introducing a steering-vector-based causal attribution framework tailored for descriptive emotional reasoning. To this end, we construct a specialized dataset to demystify the emotional circuits underlying the three-stage ``Adapt-Aggregate-Execute'' mechanism. Crucially, we discover a functional decoupling: visual emotional cues are aggregated in middle layers via sentiment-specific attention heads, but are subsequently translated into narrative generation in deep layers through emotion-general pathways. Guided by these insights, we regulate the emotional information routing to strengthen attention flow and amplify the semantic activation to consolidate expression. Extensive experiments on the comprehensive MER-UniBench demonstrate that our methods significantly improve performance via inference-time intervention, effectively mitigating emotional hallucinations and corroborating the causal fidelity of the discovered circuits.
The robustness of Vision Language Models (VLMs) is commonly assessed through output-level invariance, implicitly assuming that stable predictions reflect stable multimodal processing. In this work, we argue that this assumption is insufficient. We introduce a representation-aware and frequency-aware evaluation framework that measures internal embedding drift, spectral sensitivity, and structural smoothness (spatial consistency of vision tokens), alongside standard label-based metrics. Applying this framework to modern VLMs across the SEEDBench, MMMU, and POPE datasets reveals three distinct failure modes. First, models frequently preserve predicted answers while undergoing substantial internal representation drift; for perturbations such as text overlays, this drift approaches the magnitude of inter-image variability, indicating that representations move to regions typically occupied by unrelated inputs despite unchanged outputs. Second, robustness does not improve with scale; larger models achieve higher accuracy but exhibit equal or greater sensitivity, consistent with sharper yet more fragile decision boundaries. Third, we find that perturbations affect tasks differently: they harm reasoning when they disrupt how models combine coarse and fine visual cues, but on the hallucination benchmarks, they can reduce false positives by making models generate more conservative answers.
Farooq Ahmad Wani, Alessandro Suglia, Rohit Saxena +6
Vision-language models (VLMs) perform well on visual question answering with high-quality images but struggle when questions require knowledge beyond what is clearly and directly visible. In such settings, uncertainty quantification should not only indicate whether the model is likely to fail but also diagnose why it is uncertain, across dimensions such as perception, entity recognition, and knowledge retrieval. While prior work has focused on individual failure modes in isolation or treated incorrect answers as monolithic failures, we propose a unified framework for disentangling these failure modes and investigate whether pre-generation signals can predict these failure sources. Across a range of datasets and model families, we find a consistent pattern in VLM errors: some failures arise from visual or recognition bottlenecks, while others persist after the relevant entity is identified. Our main finding is that these failure sources can be predicted before decoding: recognition-related failures are best captured by visual-token representations, while failures that remain after recognition are better captured by prompt-conditioned hidden states. This pre-generation signal enables efficient failure-source prediction before the model produces an answer, allowing uncertain cases to be routed to targeted interventions such as image repair, entity recognition support, or external retrieval.