SafeLM: Unified Privacy-Aware Optimization for Trustworthy Federated Large Language Models
Authors: Noor Islam S. Mohammad, Uluğ Bayazıt
Organizations: Istanbul Technical University
Abstract
Large language models (LLMs) are increasingly deployed in high-stakes domains, yet a unified treatment of their overlapping safety challenges remains lacking. We present SafeLM, a framework that jointly addresses four pillars of LLM safety: privacy, security, misinformation, and adversarial robustness. SafeLM combines federated training with gradient smartification and Paillier encryption for privacy, integrates defenses against training and inference-time attacks, employs contrastive grounding with calibrated decoding to reduce hallucinations, and introduces alignment-aware binarized aggregation to enhance robustness while maintaining bounded reconstruction quality. Across benchmarks on factuality, toxicity, and membership inference, SafeLM achieves 98.0% harmful content detection accuracy, reduces communication by 96.9%, and lowers gradient inversion PSNR from 31.7 dB to 15.1 dB. Ablations show that each component contributes independently, whereas their integration yields a strong privacy utility efficiency trade-off for deploying trustworthy LLMs.
Federated Large Language Models (FedLLMs) enable multiple parties to collaboratively fine-tune LLMs without sharing raw data, addressing challenges of limited resources and privacy concerns. Despite data localization, shared gradients can still expose sensitive information through membership inference attacks (MIAs). However, FedLLMs' unique properties, i.e. massive parameter scales, rapid convergence, and sparse, non-orthogonal gradients, render existing MIAs ineffective. To address this gap, we propose ProjRes, the first projection residuals-based passive MIA tailored for FedLLMs. ProjRes leverages hidden embedding vectors as sample representations and analyzes their projection residuals on the gradient subspace to uncover the intrinsic link between gradients and inputs. It requires no shadow models, auxiliary classifiers, or historical updates, ensuring efficiency and robustness. Experiments on four benchmarks and four LLMs show that ProjRes achieves near 100% accuracy, outperforming prior methods by up to 75.75%, and remains effective even under strong differential privacy defenses. Our findings reveal a previously overlooked privacy vulnerability in FedLLMs and call for a re-examination of their security assumptions. Our code and data are available at \href.
Federated fine-tuning of large language models (LLMs) enables collaborative training without exposing raw data. However, a recent attack, NeuroImprint, demonstrates that a malicious parameter server can corrupt a PEFT adapter into a privacy backdoor: by assigning a dedicated memorization neuron to each training sample and ensuring each neuron updates at most once, the server can analytically reconstruct 59%--79% of client training data with high semantic fidelity. Existing defenses---including local differential privacy (LDP) and gradient clipping---either fail against this attack or impose unacceptable utility degradation. We present \textbf{TriShield}, a three-layer deterministic defense that completely prevents NeuroImprint-style reconstruction with zero model utility loss and no additional communication rounds. TriShield consists of: (1) a Parameter Artifact Detector that identifies memory-neuron signatures in distributed model parameters before local training begins; (2) a Stateful Virtual Iteration} mechanism that forces Adam/AdamW's momentum state to irreversibly entangle gradients across virtual steps, invalidating NeuroImprint's closed-form inversion; and (3) a Zero-Utility Orthogonal Projection operator that projects all local gradient updates onto the main-task semantic subspace computed via SVD, physically eliminating any gradient components that carry private memorization. We prove theoretically that after Layers 2 and 3, the mutual information between the uploaded gradient and any individual training sample is zero. Experiments on GPT-2 (117M) and Llama-Guard-3-1B verify that TriShield reduces NeuroImprint reconstruction rate to 0% across all tested attack variants, while maintaining or improving training accuracy, with less than 5% additional GPU computation overhead.
Large language models (LLMs) suffer from degraded safety capabilities even when fine-tuned with benign datasets. However, existing methods for identifying safety-degrading samples in benign datasets suffer from high computational costs and significant noise issues. In this paper, we propose DataShield to efficiently and effectively identify potential safety-degrading samples. Our key intuition is based on the observation that benign fine-tuning increases the overall response compliance of LLMs. DataShield's key technical insight is to quantify each sample's contribution to the model's compliance behavior as its safety degradation score. DataShield consists of three core components: (1) Compliance Vector Extraction, which captures the LLM's compliance behavior tendency; (2) a novel Compliance-Aware Score (CAS), which automatically identifies the optimal safety-critical layer; and (3) Safety-degrading Sample Filtering, which quantifies the projection shift of training data along the compliance direction. Extensive experimental evaluation on Llama3-8B, Llama3.1-8B, and Qwen2.5-7B using the Alpaca and Dolly benign datasets validates our method's effectiveness in identifying high-risk and low-risk data subsets. We also observe that open-ended question answering is more likely to trigger safety degradation, and corresponding responses tend to be longer. We hope this work can provide new insights into data-centric defense methods. The source code is available at: https://github.com/ZJunBo/DataShield.