cs.LGMay 6, 2026

Feature Starvation as Geometric Instability in Sparse Autoencoders

Authors: Faris ChaudhryKeisuke YanoAnthea Monod

Organizations: Imperial College London South Kensington Campus, London SW7 2AZ, UK · Institute for Statistical Mathematics 10-3 Midori-cho, Tachikawa Tokyo 190-8562, Japan

Abstract

Sparse autoencoders (SAEs) are used to disentangle the dense, polysemantic internal representations of large language models (LLMs) into interpretable, monosemantic concepts. However, standard 1\ell_1-regularized SAEs suffer from feature starvation (dead neurons) and shrinkage bias, often requiring computationally expensive heuristic resampling and nondifferentiable hard-masking methods to bypass these challenges. We argue that feature starvation is not merely an empirical artifact of poor data diversity, but a fundamental optimization-geometric pathology of overcomplete dictionaries: the 1\ell_1-induced sparse coding map is unstable and fundamentally misaligned with shallow, amortized encoders. To address this structural instability, we introduce adaptive elastic net SAEs (AEN-SAEs), a fully differentiable architecture grounded in classical sparse regression. AEN-SAEs combine an 2\ell_2 structural term that enforces strong convexity and Lipschitz stability with adaptive 1\ell_1 reweighting that eliminates shrinkage bias and suppresses spurious features, thereby jointly controlling the curvature and interaction structure of the induced polyhedral geometry. Theoretically, we show that AEN-SAEs yield a Lipschitz-continuous sparse coding map and recover the global feature support under mild assumptions. Empirically, across synthetic settings and LLMs (Pythia 70M, Llama 3.1 8B), AEN-SAEs mitigate feature starvation without auxiliary heuristics while maintaining competitive reconstruction abilities.

Explore similar work

Aug 22, 2025cs.LG

Sparse but Wrong: Incorrect L0 Leads to Incorrect Features in Sparse Autoencoders

Sparse Autoencoders (SAEs) extract features from LLM internal activations, meant to correspond to interpretable concepts. A core SAE training hyperparameter is L0: how many SAE features should fire per token on average. Existing work compares SAE algorithms using sparsity-reconstruction tradeoff plots, implying L0 is a free parameter with no inherently correct value aside from its effect on reconstruction. In this work we study the effect of L0 on SAEs, and show that if L0 is not set correctly, the SAE fails to disentangle the underlying features of the LLM. If L0 is too low, the SAE will mix correlated features to improve reconstruction. If L0 is too high, the SAE finds degenerate solutions that also mix features. Further, we present a proxy metric that can help guide the search for the correct L0 for an SAE on a given training distribution. We show that our method finds the correct L0 in toy models and coincides with peak sparse probing performance in LLM SAEs. We find that most commonly used SAEs have an L0 that is too low. Our work shows that practitioners must set L0 correctly to train SAEs with monosemantic features.
David Chanin, Adrià Garriga-Alonso
Jun 4, 2026cs.LG

Subspace-Aware Sparse Autoencoders for Effective Mechanistic Interpretability

Sparse Autoencoders (SAEs) are widely used for mechanistic interpretability in large language models, yet their formulation assigns each latent feature a single decoder direction, implicitly assuming features to be one-dimensional. We show that this assumption mismatches with the multi-dimensional structure of model features, provably inducing feature splitting through two distinct mechanisms. Geometrically, reconstructing a feature of intrinsic dimension di2d_i \ge 2 to error ε\varepsilon with single-direction decoders forces a number of atoms that is exponential in did_i. From an end-to-end optimization perspective, this splitting is not merely possible but actively preferred. We prove that there exists a continuous path from the true did_i-dimensional basis to a strictly lower risk of the 1\ell_1-regularized SAE objective, whose descent directions drive any trained dictionary into that exponential regime. A single coherent feature is therefore fragmented across many near-collinear latents, producing spurious multiplicity and obscuring the intrinsic geometry. Motivated by this, we introduce Subspace-Aware Sparse Autoencoders (SASA), which replace single-vector decoders with learned decoder subspaces, enforce block sparsity via Top-ss group gating, and adapt each group's effective rank with a nuclear-norm regularizer. We then show that once the block size satisfies rdir \ge d_i, a single group not only can represent the entire feature slice but is the global minimizer of the SASA objective. This consolidation yields a sample complexity polynomial in did_i rather than exponential -- a decisive advantage given that every training activation costs an LLM forward pass. Empirically, on GPT-2 and Mistral-7B, SASA reduces feature splitting and absorption, improves monosemanticity and interpretability, and matches or exceeds standard SAEs while training on roughly half the token budget.
Seyed Arshan Dalili, Mehrdad Mahdavi
Jun 29, 2026cs.LG

C2^{2}R: Cross-sample Consistency Regularization Mitigates Feature Splitting and Absorption in Sparse Autoencoders

Sparse Autoencoders (SAEs) are widely used to interpret large language models by decomposing activations into sparse, human-understandable features, but scaling to large dictionaries exposes fundamental challenges. Systematic studies reveal pervasive feature splitting that fragments coherent concepts into non-atomic latents and widespread feature absorption that creates arbitrary exceptions in general features, severely compromising latent reliability. These issues stem from inconsistent latent assignment across samples: without cross-sample constraints, per-sample optimization often allows a single underlying concept to be inconsistently distributed across multiple redundant or interfering latents. To address this, we introduce C2^2R (\underline{\textbf{C}}ross-sample \underline{\textbf{C}}onsistency \underline{\textbf{R}}egularization). C2^2R explicitly encourages that each semantic feature is consistently represented by a unified latent across the batch by penalizing the co-activation of directionally similar latents. Comprehensive evaluation demonstrates that C2^2R effectively mitigates both splitting and absorption while, crucially, preserving reconstruction fidelity, providing a principled solution that enhances latent interpretability without degrading model performance. Source code is available at https://github.com/hr-jin/Cross-sample-Consistency-Regularization.
Haoran Jin, Xiting Wang, Shijie Ren +2