RateQuant: Optimal Mixed-Precision KV Cache Quantization via Rate-Distortion Theory
Authors: Fei Zuo, Zikang Zhou, Hao Cong, Xiaoyan Xi, Ho Fai Leung
Organizations: 1BA TechWorks (BMW Group) · 2National University of Singapore · 3Tsinghua University
Abstract
Large language models cache all previously computed key-value (KV) pairs during generation, and this KV cache grows linearly with sequence length, making it a primary memory bottleneck for serving. Quantizing the KV cache to fewer bits reduces this cost, yet all current quantizers assign the same bit-width to every attention head, ignoring the large variation in head importance. A natural idea is to allocate more bits to important heads and fewer to the rest. We show, however, that such mixed-precision allocation has a hidden pitfall: each quantizer follows a different distortion curve D(b)=alpha*beta^{-b}, and the decay rate beta varies from 3.6 to 5.3 across quantizer designs. Applying one quantizer's distortion model to another inverts the allocation order and makes performance worse than uniform quantization. We call this failure mode distortion model mismatch and propose RateQuant to resolve it. RateQuant fits a per-quantizer distortion model from a small calibration set, then solves the resulting bit-allocation problem in closed form via reverse waterfilling from rate-distortion theory. On Qwen3-8B at 2.5 average bits, calibrated RateQuant reduces KIVI's perplexity from 49.3 to 14.9 (70% reduction) and improves QuaRot by 6.6 PPL. The entire calibration takes 1.6 s on a single GPU and adds zero overhead at inference time.
Large language models (LLMs) have shown strong performance across diverse tasks, but their inference with long input contexts is bottlenecked by memory size and bandwidth. The Key-Value (KV) cache size grows linearly with sequence length and needs to be re-read from off-chip high-bandwidth memory (HBM) to on-chip memory at every decoding step, resulting in memory-bound inference. Existing methods reduce the cache by either eviction or quantization, but typically treat the two in isolation. In this paper, we cast KV cache compression as a rate-distortion problem, under which eviction and quantization are two end-points of the same bit allocation scheme. This exposes the need to optimize them jointly, motivating our method, RDKV (Rate-Distortion KV cache compression). RDKV derives the weight of each token or channel from the distortion that compression induces on the attention computation. Based on these weights, it assigns each token or channel a bit-width ranging from full precision down to zero bits guided by reverse water-filling, applied once after the prefilling stage. Experiments on LongBench, RULER, and InfiniteBench show that RDKV outperforms the best evaluated baseline by 9.1% on average. On LongBench it recovers 97.81% of full-cache accuracy with only 2.48% cache retention. Compared with full-cache FlashAttention-2 decoding, it achieves 4.5x decode speedup and 1.9x peak memory reduction with 128K context length, while maintaining comparable performance.
KV-cache quantizers usually optimize storage-space reconstruction, even though attention reads keys through logits and values through attention-weighted readout. We argue that persistent cache error should be measured in model-visible coordinates. For keys, the visible object is score error modulo constant shifts; this yields HeadQ, a key-side method that stores a low-rank residual side code in a calibration-learned query basis and applies it as an additive logit correction. For values, fixed-attention readout gives an A2-weighted token-distortion surrogate. Across six models, Fisher/score-space error predicts attention KL far better than raw key MSE; same-budget counterexamples, null-space interventions, query-PCA controls, and wrong-sign HeadQ falsify storage-MSE alternatives. Matched Pythia checkpoints localize the main anomaly to a small-model low-entropy route-flip boundary. In K-only WikiText-103 decode experiments with dense values, HeadQ removes roughly 84--94% of the excess perplexity on the strongest 2-bit rows; in an auxiliary full-KV 2-bit composition, HeadQ plus an A2 value policy improves all six models.
Existing low-bit KV-cache quantizers often treat each cached key as a flat vector. Under RoPE, however, a key's contribution to a future attention logit decomposes into a position-dependent sum over two-dimensional frequency blocks. This makes key-cache quantization a block-wise bit-allocation problem: high-energy RoPE blocks are more sensitive to quantization error and should receive more bits. We introduce Block-GTQ, a RoPE-aware bit allocator for key-cache quantization built on TurboQuant-MSE(TQ-MSE). For each layer and KV head, Block-GTQ computes a label-free energy score for each RoPE block and greedily allocates integer bit widths by marginal gain. Under matched K/V bit budgets, Block-GTQ better preserves RoPE query-key logits on a ten-model diagnostic panel, cutting per-layer MAE by 32-80% at 2 and 3 b/dim K-only quantization and winning all 367/367 layer comparisons against uniform TQ-MSE. These fidelity gains translate to stronger downstream long-context retrieval, understanding, and reasoning. At K2V2 on Llama-3.1-8B-Instruct, Block-GTQ raises the six-task NIAH average from 70.6 to 97.4, and the LongBench-EN average from 36.87 to 53.31. On AIME 2024/2025 with DeepSeek-R1-Distill-Qwen-7B, without an fp16 recent-key buffer, Block-GTQ at K3V2 scores 51.7/37.5, close to fp16's 54.2/37.9, whereas uniform TQ-MSE collapses to 0.0/0.0. We further implement a packed-cache serving path. On a single H800 GPU with Qwen2.5-3B-Instruct, packed K3V3 achieves 3.24x KV-cache compression with fp16-comparable quality, runs 1.34x faster than fp16 FlashAttention2 at 128K context, reduces peak memory from 56.31 GB to 19.85 GB, and remains feasible at 256K and 512K where fp16 OOMs. Code is available at https://github.com/JIA-Lab-research/blockgtq.