Cluster-Aware Neural Collapse Prompt Tuning for Long-Tailed Generalization of Vision-Language Models

Prompt learning has become an effective and widely used technique in enhancing vision-language models (VLMs) such as CLIP for various downstream tasks, particularly in zero-shot classification within specific domains. Existing methods typically focus on either learning class-shared prompts for a given domain or generating instance-specific prompts through conditional prompt learning. While these methods have achieved promising performance, they often overlook class-specific knowledge in prompt design, leading to suboptimal outcomes. The underlying reasons are: 1) class-specific prompts offer more fine-grained supervision compared to coarse class-shared prompts, which helps prevent misclassification of data from different classes into a single class; 2) compared to class-specific prompts, instance-specific prompts neglect the richer class-level information across multiple instances, potentially causing data from the same class to be divided into multiple classes. To effectively supplement the class-specific knowledge into existing methods, we propose a plug-and-play Class-Aware Knowledge Injection (CAKI) framework. CAKI comprises two key components, i.e., class-specific prompt generation and query-key prompt matching. The former encodes class-specific knowledge into prompts from few-shot samples that belong to the same class and stores the learned prompts in a class-level knowledge bank. The latter provides a plug-and-play mechanism for each test instance to retrieve relevant class-level knowledge from the knowledge bank and inject such knowledge to refine model predictions. Extensive experiments demonstrate that our CAKI effectively improves the performance of existing methods on base and novel classes. Code is publicly available at \href{https://github.com/yjh576/CAKI}{this https URL}.

Pre-trained Vision-Language Models (VLMs) like CLIP have proven highly effective as foundation models for various downstream applications. However, prompt learning in VLMs encounters a performance-generalization dilemma: while prompts can be tuned to achieve high accuracy on seen distributions, this tuning process often undermines their generalizability to unseen data. The limited set of learnable prompts, which contextualize and condition the input to steer it toward the task within the pretrained VLM, tends to overfit the training data, leading to a trade-off between task-specific performance and preserving generalization. To address this dilemma, we introduce SAMPLe (Sharpness-Aware Minimization Prompt Learning), a plug-in sharpness-aware optimizer that enhances prompt generalizability by accounting for loss landscape sharpness. Unlike conventional methods, SAMPLe balances exploration and exploitation by satisfying objective function constraints at each step, dynamically adapting to the current optimization state based on the local curvature and gradient properties. This approach reduces overfitting on seen distributions and improves adaptability to unseen data, preserving the generalization potential of pre-trained VLM models. We integrate SAMPLe into multiple prompt learning frameworks, including CoOp, CoCoOp, MaPLe, TCP, and Co-Prompt, demonstrating its effectiveness across diverse methods. Experiments show that SAMPLe elevates prompt learning frameworks and consistently outperforms existing optimizers across diverse settings, establishing itself as a robust, model-agnostic solution for prompt learning.

Prompt learning has become a dominant paradigm for adapting vision-language models (VLMs) such as CLIP to downstream tasks without modifying pretrained weights. While extending prompts to both vision and text encoders across multiple transformer layers significantly boosts performance, it dramatically increases the number of trainable parameters, with state-of-the-art methods requiring millions of parameters and abandoning the parameter efficiency that makes prompt tuning attractive. In this work, we propose MMLoP (Multi-Modal Low-Rank Prompting), a framework that achieves deep multi-modal prompting with only 11.5K trainable parameters, comparable to early text-only methods like CoOp. MMLoP parameterizes vision and text prompts at each transformer layer through a low-rank factorization that constrains prompts to a compact subspace, providing parameter efficiency while motivating the need for our complementary regularization components. To further close the accuracy gap with state-of-the-art methods, we introduce three complementary components: a self-regulating consistency loss that anchors prompted representations to frozen zero-shot CLIP features at both the feature and logit levels, a uniform drift correction that removes the global embedding shift induced by prompt tuning to preserve class-discriminative structure, and a shared up-projection that couples vision and text prompts through a common low-rank factor to enforce cross-modal alignment. Extensive experiments across three benchmarks and 11 diverse datasets demonstrate that MMLoP achieves a highly favorable accuracy-efficiency tradeoff, outperforming the majority of existing methods including those with orders of magnitude more parameters, while achieving a harmonic mean of 79.70% on base-to-novel generalization. Code is available at https://github.com/sajjad-ucsb/MMLoP.