cs.NEMay 14, 2026

First Mathematical Runtime Analyses of Multi-Objective Evolutionary Algorithms for Multi-Valued Decision Variables

Authors: Mingfeng LiZheng ChengWeijie ZhengBenjamin Doerr

Abstract

Problems defined on binary decision spaces have been intensively studied in the theory of multi-objective evolutionary algorithms (MOEAs). In contrast, no mathematical runtime analyses exist so far for MOEAs dealing with decision variables that take a finite number r>2r > 2 of values, despite the prevalence of such problems in practice. In this work, we begin to fill this research gap. We analyze how the classic SEMO algorithm with unit-strength local mutation computes the Pareto front of an rr-valued counterpart of the classic \oneminmax benchmark. For the expected number of function evaluations until the Pareto front is covered by the population of this MOEA, we prove an upper bound of O(n2r2logn)O(n^2 r^2 \log n) and a near-tight lower bound of Ω(n2r(r+logn))Ω(n^2 r (r + \log n)). We can close the small remaining gap between these two bounds by considering a variant of the algorithm that accepts only strictly better solutions; for this variant, we show an upper bound of O(n2r(r+logn))O(n^2 r (r + \log n)), matching our lower bound (which also holds for this variant). Our results suggest that classic MOEAs encounter no significant additional difficulties when dealing with multi-valued decision variables. However, significantly more advanced tools may be required to obtain tight bounds for algorithms with more complex population dynamics.

Explore similar work

Jun 16, 2026cs.NE

Evolutionary Algorithms and Multi-Objective Minimum Spanning Trees with Limited Distinct Weight Values

Evolutionary algorithms have been used for a wide range of multi-objective combinatorial optimization problems. Despite practical success, theoretical results on the runtime of evolutionary algorithms for multi-objective combinatorial problems are rather limited. One classical problem that has been investigated is the multi-objective minimum spanning tree problem for which runtime bounds have been obtained to compute all extremal corner points of the Pareto front. With this paper, we provide some more detailed insights into the structure of the Pareto front when the edge weights take on a small number of distinct values. Based on these insights, we derive new runtime results for evolutionary multi-objective algorithms and complement our theoretical results with experimental investigations.
Narges Tavassoli Kejani, Andrew M. Sutton, Frank Neumann
May 28, 2026cs.NE

Runtime Analysis of a Compact Genetic Algorithm on a Truly Multi-valued OneMax Function

Recently, the runtime analysis of multi-valued estimation-of-distribution algorithms in the framework of Ben Jedidia et al. (TCS 2024) has made significant advancements. However, almost all existing analyses are limited to multi-valued objective functions that in each dimension only distinguish between two types, also called categories, of values and hence can be treated with similar methods as pseudo-Boolean problems. Only recently, Adak and Witt (GECCO 2025) have presented a first runtime analysis of a multi-valued compact genetic algorithm (cGA) on the multi-valued OneMax function G-OneMax ⁣:{0,,r1}nN\colon \{0,\dots,r-1\}^n \to \mathbf{N} defined by G-OneMax(x1,,xn)=i=1nxi(x_1,\dots,x_n)=\sum_{i=1}^n {x}_i and truly depending on all rr categories. We improve their runtime result from O(nr3log2(n)log(r))\textrm{O}\bigl(n r^3 \log^2( n)\log (r)\bigr) to O(nrlog3(n)log3(r))\textrm{O}\bigl(n r \log^3(n)\log^3(r)\bigr), both for an optimal choice of the update strength KK. Our result matches, up to polylogarithmic factors, the existing bound for the simpler rr-valued OneMax function depending essentially only on two values and analyzed in several previous works. To show the new bound, we use improved drift theorems for processes with high self-loop probabilities and specifically derived concentration inequalities to analyze how probability mass in the multi-valued cGA moves into successively smaller and smaller intervals of the rr-valued frequency matrix.
Martin S. Krejca, Carsten Witt
Jun 10, 2026cs.NE

SPEA2^+: Improved Density Estimation in SPEA2 with Provable Runtime Guarantees

The Strength Pareto Evolutionary Algorithm 2 (SPEA2) is a popular and prominent evolutionary algorithm for solving multi-objective optimisation problems. Despite its popularity, theoretical analyses of SPEA2 have only appeared recently. Moreover, these analyses focus exclusively on how SPEA2 handles non-dominated solutions and disregard the algorithmic components responsible for handling dominated solutions. We conduct a first runtime analysis of SPEA2 for which these components are analysed. We prove that, unlike other prominent algorithms, including NSGA-II, NSGA-III and SMS-EMOA under the same setting of constant population size and duplicate elimination, SPEA2 is unable to cover the Pareto front of the OneTrapZeroTrap benchmark efficiently. Our results indicate that using k-th nearest-neighbour distance in the fitness assignment provides an insufficient signal to maintain diversity among dominated individuals. To address this issue, we propose an improved variant, SPEA2+^+, that considers all pairwise distances. The new algorithm achieves the same performance guarantees as the other prominent algorithms on OneTrapZeroTrap, while matching the performance of the original SPEA2 on simpler problems. Experimental results complement our theoretical findings.
Duc-Cuong Dang, Andre Opris, Dirk Sudholt