M3DocDep: Multi-modal, Multi-page, Multi-document Dependency Chunking with Large Vision-Language Models
Authors: Joongmin Shin, Jeongbae Park, Jaehyung Seo, Heuiseok Lim
Organizations: Human-inspired AI Research, Korea University · Computer Science and Engineering, Konkuk University · Department of Computer Science and Engineering, Korea University
Abstract
In long, multi-page industrial documents, retrieval-augmented generation (RAG) depends heavily on whether chunk boundaries follow the document's true structure. Existing text-centric chunkers and generative hierarchy parsers often miss cross-page parent-child relations, figure/table-caption bindings, and boundary cues, which leads to fragmented or redundant chunks and degrades both retrieval and answer quality. We propose M3DocDep, an LVLM-based pipeline that first recovers block-level dependencies and then constructs chunks along the recovered document tree. The pipeline uses SharedDet as a common DP+OCR preprocessing layer, extracts multimodal block embeddings with boundary-aware SoftROI pooling, scores candidate parent-child edges with a biaffine head, decodes a globally valid dependency tree with MST constraints, and builds tree-guided chunks annotated with section paths and page ranges. Under a shared-block evaluation protocol, M3DocDep improves STEDS by +28.5 to +39.6 percent on DHP benchmarks, retrieval nDCG by +1.1 to +15.3 percent, and QA ANLS by +4.5 to +15.3 percent on corpus-level RAG benchmarks. These results show that recovering document dependencies before chunking yields more coherent retrieval units for long, multi-page multimodal documents.
Multimodal Retrieval-Augmented Generation (RAG) has emerged as an effective paradigm for enhancing Large Language Models (LLMs) with external knowledge. However, existing multimodal RAG systems predominantly rely on coarse-grained page-level retrieval, which fails to capture fine-grained semantic and layout structures in visually rich documents, thereby compromising retrieval accuracy and leading to redundant context in downstream tasks. To address these issues, we propose Layout-oriented Fine-grained Retrieval-Augmented Generation (LFRAG), a novel framework that advances multimodal RAG from page-level to block-level retrieval. We perform layout segmentation to construct semantically coherent fine-grained retrieval units and design a semantic-layout fusion encoder that integrates local semantics with global context via cross-attention. With block-level late interaction retrieval, LFRAG enables precise query-content alignment and reduces irrelevant content for downstream generation. To enable rigorous evaluation, we construct LFDocQA, a large-scale benchmark with block-level annotations spanning diverse document types, designed to assess both multimodal document retrieval and question answering with greater granularity than existing datasets. Extensive experiments on LFDocQA demonstrate that LFRAG achieves state-of-the-art performance on retrieval tasks, outperforms the best baseline by 7.20% in answer accuracy, and reduces token consumption by 73.07% in generation tasks, confirming LFRAG as an accurate and efficient framework for multimodal RAG over visually rich documents. Our code and datasets will be released soon.
Recent advances in multimodal retrieval-augmented generation (MM-RAG) have shifted toward minimal parsing, relying on page-level images for producing retriever embeddings and for answer generation. While efficient, this trend often neglects explicit handling of the rich, structured information in complex enterprise documents, instead depending on pre-trained embeddings or vision-language models to implicitly capture such structure. In this work, we take a more direct approach: MM-BizRAG proactively extracts and represents document structure via a document structure-aware split that dynamically routes documents through orientation-specific ingestion pipelines, applying explicit layout-aware parsing for vertically structured documents (e.g., reports) and holistic page-level representations for horizontally structured documents (e.g., slide decks). A unified LLM-driven artifact transformation pipeline with placeholder-based positional alignment preserves natural reading order, while inference-time multimodal assembly decouples retrieval representations from generation context, enabling richer, more grounded answers without any finetuning requirement. Through experiments on a large, heterogeneous enterprise dataset and two public benchmarks (SlideVQA and FinRAGBench-V), MM-BizRAG consistently outperforms state-of-the-art vision-centric baselines by up to 32% points, with especially strong gains on report-style layouts. Furthermore, we introduce FastRAGEval, a single-call LLM Judge metric for fine-grained generative recall that halves RAGChecker's cost while achieving stronger human alignment.
Hanoz Bhathena, Parin Rajesh Jhaveri, Rohan Mittal +7
Retrieval-Augmented Generation (RAG) streamlines long-document understanding by leveraging retrieval mechanisms to restrict input images to a highly curated subset. However, existing multimodal RAG pipelines primarily face two critical challenges: first, standard semantic similarity retrievers frequently fetch topically overlapping yet answer-void distractor pages that mislead downstream generation; second, rigid single-pass pipelines heavily depend on initial retrieval success, where any omission of core evidence inevitably causes cascading errors. To address these challenges, we introduce HIEVI-RAG, a hierarchical, evidence-driven multimodal RAG framework for closed-domain document understanding. HIEVI-RAG systematically factorizes complex queries into a cooperative four-stage pipeline: (1) hierarchical question decomposition to break multi-hop root queries into atomic child questions; (2) coarse visual page retrieval leveraging a multimodal retriever to fetch candidate pages based on semantic similarity; (3) fine-grained page verification via EVIAGENT, a specialized multi-page verifier trained with GRPO to execute cross-page reasoning over multi-image blocks; and (4) memory-guided iterative generation that leverages accumulated sub-question context to execute multi-round, dynamic reasoning over the prioritized sequence. Extensive evaluations across four benchmarks demonstrate the robust efficacy and synergy of our framework, which significantly outperforms existing open-source baselines and exceeds the strongest reported baseline by an average of 8.05% in accuracy.