Navigating the Emotion Tree: Hierarchical Hyperbolic RAG for Multimodal Emotion Recognition
Authors: Zeheng Wang, Bo Zhao, Yijie Zhu, Zhishu Liu, Hui Ma, Ruixin Zhang, Shouhong Ding, Qianyu Xie, +1 more
Abstract
Multimodal emotion recognition aims to integrate text, audio, and video sources to understand human affective states. Although multimodal large language models excel at multimodal reasoning, they typically treat emotion categories as independent labels, ignoring the rich hierarchical taxonomy of human psychology. Moreover, lacking external contextual knowledge makes them highly susceptible to over-interpreting noisy cues, further complicating fine-grained emotion classification. To address these issues, we propose \textbf{HyperEmo-RAG}, a retrieval-augmented generation framework that leverages a structured emotional knowledge base. Our framework introduces two key innovations. 1) Hierarchical hyperbolic grounding. Recognizing the inherent hierarchical tree structure of emotion taxonomies, we jointly embed hierarchical emotion labels and multimodal samples into a continuous hyperbolic space (Poincaré ball) and design a hierarchical beam-search deliberation process that progressively retrieves samples from coarse to fine-grained levels. 2) Structured evidence injection. Based on the retrieved evidence, we construct an evidence graph and inject the structured knowledge as explicit cognitive context into the LLM through a Tree-Aware Attention mechanism and an EmotionGraphFormer, preserving the integrity of graph-structured information. Experiments on multiple datasets demonstrate that HyperEmo-RAG significantly outperforms existing methods.
Multimodal emotion recognition in conversation (MERC) requires understanding complex interactions between verbal and non-verbal cues. However, most existing approaches fundamentally treat this as a direct input-output (multimodal cues-emotion labels) mapping problem, overlooking the causal reasoning that humans use when interpreting emotions. We propose rationale-guided learning (RGL), a novel framework that transforms MERC into a cognitively-inspired reasoning task. Based on dual-process theory, we decompose emotional reasoning into three facets: Intuitive (immediate perception, System 1), Contextual (situational analysis, System 2), and Integrative (synthesis of both). We leverage an MLLM offline to generate structured rationales, which are encoded as memories to guide model training via aligning internal representations with human-like reasoning patterns. Our final model operates without any MLLM overheads at inference time. Experimental results show that RGL achieves state-of-the-art performance on the IEMOCAP and MELD benchmarks. Further, for interpretation, we demonstrate that the model's internal features effectively retrieve semantically correct rationales for unseen test samples, validating its rationale reasoning capabilities.
Multimodal large language models (MLLMs) have achieved impressive performance in multimodal emotion recognition (MER) tasks and lifted MER to a new level that is complex emotion understanding with advanced video understanding abilities and natural language description. However, existing MLLM-based methods often use a fixed prompt to perceive the emotions, ignoring the dynamicity and complexity of the emotion source in the multimodal inputs. To address these issues, we propose a novel Reinforcement Learning-based Dynamic Agent Specialization framework (\textbf{EmoAgent-R1}) to optimize the emotion recognition, reasoning, and generalization abilities of an MLLM with dynamic agent specialization based on reinforcement learning. Specifically, we first adopt a cold start strategy to endow an MLLM with preliminary emotion recognition, reasoning, and agent routing ability by training with synthetic answer-conditioned chain-of-thought data and agent routing data. Then, we further train the MLLM with reinforcement learning to perceive emotions in a two-step agentic workflow with agent selection and agent specialization. To effectively train EmoAgent-R1, we propose a novel Progressive Group-Relative Policy Optimization (P-GRPO) to combine group-based relative advantages with a PMI-inspired progressive token-level modulation to transform sparse rewards into fine-grained learning signals, mitigating the coarse-grained uniform credit assignment issue in GRPO. Extensive experiments on MER benchmarks demonstrate the superiority of our EmoAgent-R1 in stronger emotion reasoning performance and improved optimization stability.
Multimodal Large Language Models (MLLMs) have shown remarkable progress in visual reasoning and understanding tasks but still struggle to capture the complexity and subjectivity of human emotions. Existing approaches based on supervised fine-tuning often suffer from limited generalization and poor interpretability, while reinforcement learning methods such as Group Relative Policy Optimization fail to align with the intrinsic characteristics of emotional cognition. To address these challenges, we propose Reflective Reinforcement Learning for Emotional Reasoning (EMO-R3), a framework designed to enhance the emotional reasoning ability of MLLMs. Specifically, we introduce Structured Emotional Thinking to guide the model to perform step-by-step emotional reasoning in a structured and interpretable manner, and design a Reflective Emotional Reward that enables the model to re-evaluate its reasoning based on visual-text consistency and emotional coherence. Extensive experiments demonstrate that EMO-R3 significantly improves both the interpretability and emotional intelligence of MLLMs, achieving superior performance across multiple visual emotional understanding benchmarks.