Minimum Description Length based Granular-Ball Tree Regularization for Spectral Clustering

Existing granular-ball generation methods are still mainly driven by handcrafted quality measures and heuristic splitting or stopping criteria, which may weaken the transparency of local generation decisions in clustering. To address this issue, this paper proposes Minimum Description Length based Granular-Ball Generation (MDL-GBG), a non-parametric and interpretable granular-ball generation method for clustering. MDL-GBG reformulates granular-ball generation as a local model selection problem under the Minimum Description Length principle. For each granular ball, three candidate explanations are compared, namely a single-ball model, a two-ball model, and a core-ball-plus-residual model, and the model with the shortest description length is selected. In this way, ball retention, splitting, and residual peeling are unified within a common coding-theoretic framework. A residual reassignment mechanism is further introduced to re-evaluate peeled-off boundary samples after stable granular-balls are formed. Experiments on 20 UCI datasets show that the stable granular-balls generated by MDL-GBG provide an effective upstream representation for clustering. In particular, MDL-GBG+AC achieves the best average ranks in ARI, ACC, and NMI among the compared methods. These results indicate that MDL-GBG offers a principled and interpretable alternative to heuristic granular-ball generation strategies.

Existing granular-ball classification methods are often driven by handcrafted quality measures, neighborhood rules, or heuristic splitting and stopping criteria, which may reduce the transparency of local construction decisions and hinder explicit modeling of boundary-sensitive regions. To address this issue, this paper proposes a Minimum Description Length based Granular-Ball Classifier (MDL-GBC), a boundary-aware non-parametric and interpretable granular-ball classifier. MDL-GBC formulates class-conditional granular-ball construction as a local model selection problem under the Minimum Description Length principle. For each class, samples from the target class provide positive class evidence, while samples from the remaining classes provide negative boundary evidence. For each current granular ball, three candidate explanations are compared under a unified description-length criterion: a single-ball model, a two-ball model, and a core-boundary model. The selected model determines whether the ball is retained, geometrically split, or refined into core and boundary-sensitive child balls, thereby making local construction decisions consistent with the MDL-based classification mechanism. During prediction, a class-level mixture coding rule aggregates stable granular balls of the same class and assigns the test sample by comparing class-wise coding costs. Experiments on 18 benchmark datasets show that MDL-GBC achieves competitive classification performance against classical classifiers and representative granular-ball-based methods, obtaining the best average Accuracy, Macro-F1, and average rank. These results indicate that MDL-GBC provides an effective and interpretable alternative to conventional heuristic granular-ball classification strategies.

We study spectral clustering in the presence of a confounding latent geometry. The leading eigenvectors may then be dominated by the latent geometry rather than by the communities. Nevertheless, we show in a block latent-space model that communities can be recovered from eigenvectors deeper in the spectrum. We analyze the spectral properties of the adjacency matrix through a limiting integral operator and use its structure to develop DBSPEC, a density-based spectral clustering algorithm that requires only approximate localization of the informative eigenvalue and is robust to poor eigenvalue separation. Crucially, this approach handles general latent geometries, overcoming restrictions to homogeneous toroidal models in prior works. Our theoretical predictions for the location of the informative eigenvalue notably align with observations in real-world experiments.