Abstract
Federated learning enables collaborative model training without sharing raw data, but its performance can degrade substantially under heterogeneous client data distributions. A single global model often cannot satisfy diverse client requirements, so personalized federated learning has therefore been explored to improve client specific performance while preserving global generalization. Existing PFL methods often face a fundamental tradeoff in which stronger global sharing can undermine local specialization, whereas stronger local adaptation can lead to overfitting under limited data, label imbalance, and missing class scenarios. In this work, we propose PGFedSplit, a personalized federated learning framework that improves both personalization and global generalization under severe client heterogeneity. PGFedSplit adopts a split architecture and performs adaptive aggregation scheduling tailored to the roles of different model components, enabling stable knowledge sharing while maintaining client specific adaptation. Each client further leverages a mixture of locally extracted representations and synthetic representations generated from server side Gaussian statistics, improving robustness under label imbalance and missing class conditions. Extensive experiments on Fashion MNIST, CIFAR 10, CIFAR 100, and Tiny ImageNet demonstrate consistent improvements over state of the art PFL methods, with stable convergence and superior personalization in highly heterogeneous settings.
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Sep 15, 2026cs.LG
Statistical heterogeneity limits federated learning when a single global classifier cannot represent client-specific label distributions. In this work, we propose Personalized Federated Knowledge Distillation with Head Adaptation (pFedKDH), which aggregates only the shared backbone, keeps persistent client-specific heads, and uses a recalibrated global head as a teacher during local training. Across MNIST, Fashion-MNIST, CIFAR10, and CIFAR100 under class-wise Dirichlet partitions, pFedKDH obtains the best accuracy in most settings, with accuracy gaps up to 37.67% over the weakest baseline and consistently low standard deviation across repetitions. Component-wise diagnostics and convergence results support the role of persistent heads and distillation-guided local optimization under label-skewed data.
Polycarpo Souza Neto, José Mairton Barros da Silva Júnior, Charles Casimiro Cavalcante
May 4, 2026cs.LG
Personalized federated learning (pFL) aims to adapt models to client specific data distributions, yet it often fails to reliably preserve personalized information. Local training is hindered by high variance gradients induced by limited and heterogeneous client data, while aggregation further distorts client specific optimization directions. To address these challenges, we propose pFLAlign, a gradient alignment framework to maintain client specific information during both local training and aggregation. pFLAlign consists of two complementary mechanisms: one adapts local gradient directions to reduce variance during client side optimization, and the other mitigates aggregation induced distortion by realigning the global model with each client's personalized direction. Theoretically, we derive pFLAlign from a PAC Bayesian analysis, which reveals how personalized gradient alignment preserves client specific information. Our experiments and ablation studies show that pFLAlign consistently improves personalization performance and training stability, achieving state of the art results.
Dongwon Kim, Gyuejeong Lee
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Personalized federated learning (PFL) is one of the important approaches in federated learning for addressing statistical heterogeneity while enabling client-specific adaptation. Many PFL methods split the model into shared and personalized parameters, which are jointly trained on each client. However, this creates an optimization issue: shared parameters are updated by clients optimizing different local objectives, which can lead to inconsistent shared updates and weaken the shared representation. To address this problem, we propose Federated Shared Parameter Correction (FedSPC), a modular correction method for PFL. FedSPC applies control-variate correction only to the shared parameters of a given PFL method, while leaving personalized parameters unchanged. It can be integrated into three common PFL settings: shared feature extractors, shared classifiers, and fully shared models with local regularization. Experiments on CIFAR-100 and Tiny-ImageNet with ViT, ResNet-34, and VGG-11 show that FedSPC improves performance across representative PFL methods, including FedPer, FedRep, FedBABU, LG-FedAvg, and Ditto.
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