CAPER: Clause-Aligned Process Supervision for Text-to-SQL

Text-to-SQL enables users to query databases using natural language by generating executable SQL queries. Recent methods have increasingly adopted Large Language Models based reinforcement learning (RL) to leverage execution feedback for training. However, existing RL methods assign uniform query-level rewards to all clauses in a SQL query, treating correct and incorrect clauses equally. This coarse-grained reward design leads to insufficient learning signals for correct SQL generation. To address this issue, we propose EXPO-SQL (EXecution-based clause-level Policy Optimization for Text-to-SQL) which provides fine-grained supervision through clause-level rewards. To assign clause-level rewards, our method identifies erroneous clauses by analyzing execution results, including error messages and clause-wise incremental execution. Experiments on widely-used Text-to-SQL benchmarks demonstrate that EXPO-SQL significantly outperforms existing supervised fine-tuning, prompting, and RL-based methods through fine-grained clause-level learning. Our code is available at https://github. com/jhn25/EXPO-SQL.

Text-to-SQL maps natural language questions to executable SQL queries. Modern databases often contain large and complex schemas, making schema linking a critical step for accurate SQL generation. Existing methods either rely on full-schema generation, which leaves schema linking implicit within a large search space, or use a separate retriever trained with static gold-column supervision, whose targets may be suboptimal for the current generator policy. To address this issue, we propose Adaptive Co-optimization via Empirical Credit Assignment for Text-to-SQL (ACE-SQL), a reinforcement learning (RL) framework that jointly optimizes schema retrieval and SQL generation under execution feedback. ACE-SQL constructs an online column-set pool from generator rollouts and derives adaptive on-policy retrieval targets from the column set most frequently associated with execution-correct rollouts. This induces bidirectional adaptation, where the retriever adapts toward column sets that the generator can execute correctly, while the generator adapts to the retriever's evolving schema selections under execution feedback. With approximately 3k synthetic Text-to-SQL question-database pairs for RL training, ACE-SQL achieves 65.3% greedy execution accuracy on BIRD Dev while using 0.93k output tokens per query. The repository is available at https://github.com/xbchen1/ACE-SQL.

Real-world text-to-SQL is often under-specified until user phrases are grounded in how the database stores values. Prior work attempts to address this by requiring a semantic layer to specify groundings in advance, but such specifications are often incomplete, especially in expert domains where domain-specific conventions are under-documented. As this leaves multiple grounding hypotheses open for the same SQL part, we introduce GATE (Grouding After Test from Execution), which bootstraps missing groundings from execution feedback. GATE keeps grounding hypotheses open while executing the already grounded parts to obtain observations. Then, only the hypothesis supported by that observation is grounded and stored as a memory entry, recording what was tested and how the open part should be written in SQL. These entries accumulate into execution-grounded memory, allowing later steps to reuse supported groundings. Across real-world and controlled benchmarks, GATE consistently improves over strong baselines, demonstrating that execution can serve not only as validation but also as a bootstrapping mechanism for reusable memory in text-to-SQL.