An Empirical Audit of Input Encoders for Multi-Channel Signal Transformers

Standard positional encodings for transformers - sinusoidal and rotary (RoPE) - treat every position as equally local: they encode where a token is, but not how far its positional influence should extend. We propose that the Morlet wavelet, which simultaneously minimises uncertainty in position and frequency, is the natural basis for positional encoding, and introduce Morlet Positional Encoding (MoPE): each embedding dimension learns its own frequency and locality bandwidth from data. The main theoretical result is a unification: sinusoidal PE and the RoPE correlation kernel both emerge as limiting cases of MoPE when locality is switched off (sigma_i -> infinity). The phase of MoPE recovers the RoPE rotation angle exactly; the amplitude adds a learned Gaussian locality kernel that standard encodings lack. Empirically, MoPE combined with Energy-Gated Attention achieves +0.119 improvement over standard attention on TinyShakespeare, outperforming either component alone. Analysis of the learned parameters reveals that all 128 frequency-bandwidth pairs converge to the wavelet admissibility boundary - an empirical observation consistent with a companion result on energy gating, suggesting a reproducible property of character-level language signals that warrants further investigation.

A widely cited result by Dong et al. (2021) showed that Transformers built from self-attention alone, without skip connections or feed-forward layers, suffer from rapid rank collapse: all token representations converge to a single direction. The proposed remedy was the MLP. We show that this picture, while correct in the regime studied by Dong, is incomplete in ways that matter for architectural understanding. Three results are established. First, layer normalisation is precisely affine-rank-neutral: it preserves the affine rank of the token representation set exactly. The widespread claim that LN "plays no role" is imprecise; the correct statement is sharper. Second, residual connections generically obstruct rank collapse in real Transformers such as BERT-base, in a measure-theoretic sense, without contribution from the MLP. The MLP's irreplaceable function is different: generating feature directions outside the linear span of the original token embeddings, which no stack of attention layers can produce. Third, a phenomenon distinct from rank collapse is identified: head-channel non-identifiability. After multi-head attention sums per-head outputs through the output projection, individual contributions cannot be canonically attributed to a specific head; n(H-1)d_k degrees of freedom per layer remain ambiguous when recovering a single head from the mixed signal. The MLP cannot remedy this because it acts on the post-summation signal. A constructive partial remedy is proposed: a position-gated output projection (PG-OP) at parameter overhead below 1.6% of the standard output projection. The four collapse phenomena identified in the literature -- rank collapse in depth, in width, head-channel non-identifiability, and entropy collapse -- are unified under a symmetry-breaking framework, each corresponding to a distinct symmetry of the Transformer's forward pass.

We introduce \emph{universal transformers}: fixed transformers that can simulate any transformer in a given class via a suitable input embedding. Analogous to a universal Turing machine, the input embedding encodes a description of the target model while all internal parameters remain fixed. We provide explicit sparse constructions achieving universality when the embedding dimension is sufficiently large, and further show that universality is generic: randomly initialized transformers are universal almost surely, which aligns with recent empirical results of Zhong and Andreas (2024). We empirically validate our theory on the algorithmic tasks of parenthesis balancing and multi-hop reasoning. Our results suggest that much of a transformer's expressive power may reside in its input representation rather than its learned weights.