LLM can Read Spectrogram: Encoder-free Speech-Language Modeling
Authors: Ruchao Fan, Yiming Wang, Yuxuan Hu, Bo Ren, Yufei Xia, Xiaofei Wang, Yao Qian, Shujie Liu, +1 more
Organizations: Microsoft, USA
Abstract
Recent speech-aware large language models (Speech-LLMs) rely on pre-trained speech encoders to convert audio into semantic/acoustic rich representations consumable by LLM. In this work, instead, we explore: can an LLM learn to read Mel spectrogram directly without a dedicated speech encoder? We propose Mel-LLM, an encoder-free Speech-LLM that feeds lightly pre-processed Mel-spectrogram patches directly into the LLM through a linear projection, allowing the LLM to learn speech-text alignment purely through its own parameters. We focus on speech understanding tasks, including automatic speech recognition (ASR), spoken QA and audio understanding. For ASR, we evaluate on the OpenASR Leaderboard public sets and production-level scaling experiments, demonstrating that the encoder-free solution achieves competitive performance with only limited degradation compared to encoder-initialized counterparts. We find that when data is limited, initialization from a multimodal checkpoint (Phi-4-MM) is crucial for maintaining performance. We also present ablation studies suggesting which LLM layers are most involved in speech adaptation. Beyond ASR, we extend Mel-LLM with general speech/audio understanding tasks, revealing an acoustic-semantic trade-off: directly exposing the LLM to Mel-spectrogram input improves paralinguistic and non-ASR acoustic tasks, while knowledge-intensive spoken QA remains more challenging than encoder-anchored systems. We additionally include a text-to-speech (TTS) proof-of-concept with a next-token VAE decoder, showing that direct Mel generation is possible but still trails stronger latent-diffusion generation.
Recent speech language models rely on encoders that are optimized separately from autoregressive models. Since these encoders are unaware of the downstream objectives, the extracted representations may not be optimal for downstream tasks. To address this limitation, we introduce a discrete latent variable model on mel spectrograms that jointly optimizes the encoder and the speech language model. Joint optimization not only brings improvements over codec-based and other mel-spectrogram-based baselines on zero-shot Text-to-Speech (TTS) and Speech-to-Text (STT) tasks, but also effectively alleviates common issues in autoregressive mel spectrogram modeling, such as prolonged silence generation and word omissions.
Large language models (LLMs) provide a powerful reasoning backbone for speech understanding, but integrating continuous acoustic signals into a frozen LLM remains challenging. Existing speech-to-LLM interfaces typically operate at two extremes: either enforcing near-discrete token alignment, which benefits transcription but loses paralinguistic information, or learning unconstrained continuous representations, which can drift away from the LLM's input space and degrade autoregressive decoding. In this work, we propose Convex Gate (C-Gate), a speech-to-LLM bridge that constrains all speech representations to lie within the LLM's input embedding manifold with an architectural convex-hull constraint. Concretely, each frame is represented as a convex combination of token embeddings, ensuring compatibility with the pretrained LLM while preserving continuous expressivity. Across automatic speech recognition (ASR) and emotion recognition, C-Gate achieves strong joint performance, improving LibriSpeech WER by up to 48.7% relative while matching or exceeding single-task emotion accuracy. Beyond performance, our analysis reveals a key insight: information is not carried by discrete token identities, but by time-resolved trajectories in the embedding space. Causal interventions confirm that both the trajectory structure and alignment to the pretrained embedding manifold are critical for performance. These results suggest that geometry, rather than token discreteness, is the fundamental design factor in speech-to-LLM interfaces, and provide a controlled regime for studying multimodal integration in frozen LLMs. We release the checkpoint, per-sample outputs, mechanism dumps, and intervention suite for replication.
Speech Large Language Models (Speech LLMs) lack a principled mechanism for streaming inference: their label-synchronous generation has no acoustic-frame alignment, making real-time decoding and end-of-utterance detection difficult. We propose TRADE TRansducer-Augmented DEcoder, which augments a multimodal LLM with a transducer branch that shares the audio encoder and uses the LLM's hidden states directly as the prediction network -- coupling frame-synchronous acoustic alignment with the LLM's linguistic reasoning. Three design choices make the system accurate, streamable, and long-form capable: (1)Tightly coupled dual vocabularies -- a compact transducer vocabulary derived from the LLM vocabulary, enabling zero-cost score fusion; (2)Chunk-synchronized streaming training with gradient stopping, eliminating the train-inference mismatch at offline-equivalent memory cost; and (3)Localized Decoder Audio Attention (LDAA), a causal sliding window that caps KV-cache memory independently of utterance length. A single TRADE checkpoint supports offline and streaming decoding across a continuous range of latency operating points. TRADE achieves 6.71% average WER on the Open ASR Leaderboard, while the streaming recognition with 960ms chunk size reaches 8.40% from the same checkpoint. On long-form speech, it obtains 3.64% WER on TED-LIUM and 10.88% on Earnings-22 without external segmentation. TRADE provides sentence-end punctuation timestamps that, when combined with acoustic voice activity detection (VAD), improve end-of-utterance detection by +0.03 F_1 over acoustic VAD alone.