S-GBT: Smooth Growth Bound Tensor for Certified Robustness Against Word Substitution Attacks in NLP
Authors: Mohammed Bouri, Mohammed Erradi, Adnane Saoud
Organizations: College of Computing, Mohammed VI Polytechnic University, Morocco · CID Development, Morocco · ENSIAS, University Mohamed V of Rabat, Morocco
Abstract
Despite recent progress in Natural Language Processing (NLP), models remain vulnerable to word substitution attacks. Most existing defenses focus on first order sensitivity and measure how much the output changes when the input is slightly perturbed. However, they ignore how this sensitivity evolves, which is described by curvature. When gradients vary sharply, models can still fail. This paper introduces the Smooth Growth Bound Tensor (S-GBT), a second order method that bounds the Hessian element-wise, for which we provide formal theoretical proofs on the resulting robustness bounds. A regularization term is added during training to minimize these bounds. This yields tighter certified robustness against word substitution attacks. The change in the output under word substitution is bounded by both a linear term and a quadratic term. S-GBT is derived for two architectures: Long Short-Term Memory (LSTM) and Convolutional Neural Networks (CNN). The method is integrated directly into the training objective. Its effectiveness is evaluated on multiple benchmark datasets. The results show that combining first and second order regularization improves certified robust accuracy by up to 23.4% compared to prior methods, while clean accuracy remains competitive. These findings indicate that controlling both the gradient and its variation is a promising direction for building more robust models.
Neural network language models (LMs) are confronted with significant challenges in generalization and robustness. Currently, many studies focus on improving either generalization or robustness in isolation, without methods addressing both aspects simultaneously, which presents a significant challenge in developing LMs that are both robust and generalized. In this paper, we propose a bi-stage optimization framework to uniformly enhance both the generalization and robustness of LMs, termed UEGR. Specifically, during the forward propagation stage, we enrich the output probability distributions of adversarial samples by adaptive dropout to generate diverse sub models, and incorporate JS divergence and adversarial losses of these output distributions to reinforce output stability. During backward propagation stage, we compute parameter saliency scores and selectively update only the most critical parameters to minimize unnecessary deviations and consolidate the model's resilience. Theoretical analysis shows that our framework includes gradient regularization to limit the model's sensitivity to input perturbations and selective parameter updates to flatten the loss landscape, thus improving both generalization and robustness. The experimental results show that our method significantly improves the generalization and robustness of LMs compared to other existing methods across 13 publicly available language datasets, achieving state-of-the-art (SOTA) performance.
Language models encounter typos, corrupted text, altered words, and disrupted token order, yet robustness is usually evaluated only through output behavior. We study how six naturalistic and synthetic input perturbations propagate through decoder-only language models at three levels: output behavior, hidden-state geometry, and attention-head function. We evaluate behavioral effects across four GPT-2 and two Qwen2.5 checkpoints by analyzing layerwise geometry using centered kernel alignment and intrinsic dimension, and examine attention-head responses in GPT-2. Perturbation types produce distinguishable metric profiles that are not fully captured by output measures and are only partly consistent across the tested checkpoints. Copying scores are especially associated with activation-patching recovery under token substitution and shuffling. Gradient-guided HotFlip perturbations also cause stronger behavioral and representational disruption than rate-matched random token substitutions in GPT-2; their behavioral effects are consistent across all six tested checkpoints. Our results show that robustness claims based on a single behavioral or representational metric can be misleading, and motivate multi-level evaluation of how perturbations alter language-model computation.
Recent advancements in Large Language Models (LLMs) have led to their widespread adoption in daily applications. Despite their impressive capabilities, they remain vulnerable to adversarial attacks, as even minor meaning-preserving changes such as synonym substitutions can lead to incorrect predictions. As a result, certifying the robustness of LLMs against such adversarial prompts is of vital importance. Existing approaches focused on word deletion or simple denoising strategies to achieve robustness certification. However, these methods face two critical limitations: (1) they yield loose robustness bounds due to the lack of semantic validation for perturbed outputs and (2) they suffer from high computational costs due to repeated sampling. To address these limitations, we propose CluCERT, a novel framework for certifying LLM robustness via clustering-guided denoising smoothing. Specifically, to achieve tighter certified bounds, we introduce a semantic clustering filter that reduces noisy samples and retains meaningful perturbations, supported by theoretical analysis. Furthermore, we enhance computational efficiency through two mechanisms: a refine module that extracts core semantics, and a fast synonym substitution strategy that accelerates the denoising process. Finally, we conduct extensive experiments on various downstream tasks and jailbreak defense scenarios. Experimental results demonstrate that our method outperforms existing certified approaches in both robustness bounds and computational efficiency.