SproutRAG: Attention-Guided Tree Search with Progressive Embeddings for Long-Document RAG
Authors: Amirhossein Abaskohi, Issam H. Laradji, Peter West, Giuseppe Carenini
Organizations: University of British Columbia · ServiceNow Research
Abstract
Retrieval-augmented generation (RAG) systems must balance retrieval granularity with contextual coherence, a challenge that existing methods address through LLM-guided chunking, single-level context expansion, or hierarchical summarization. These approaches variously depend on costly LLM calls during indexing or retrieval, limit context aggregation to a single granularity level, or introduce information loss through summarization. We present SproutRAG, an attention-guided hierarchical RAG framework that addresses this trade-off by organizing sentence-level chunks into progressively larger but semantically coherent units, using learned inter-sentence attention to construct a binary chunking tree. Unlike prior approaches that rely on external LLMs, fixed context expansion, or lossy summarization, SproutRAG learns which attention heads and layers best capture semantic document structure, enabling multi-granularity retrieval without additional LLM calls or compressed summaries. At retrieval time, SproutRAG uses hierarchical beam search to retrieve candidates at multiple granularities, capturing multi-sentence relevance beyond flat retrieval. The framework is trained end-to-end with a joint objective that improves both embeddings and tree structure. Experiments across four benchmarks spanning scientific, legal, and open-domain settings demonstrate that SproutRAG improves information efficiency (IE) by 6.1% on average over the strongest baseline. Code is available on https://github.com/AmirAbaskohi/SproutRAG.
Retrieval-Augmented Generation (RAG) has become a standard approach for enhancing large language models (LLMs) with external knowledge, mitigating hallucinations, and improving factuality. However, existing systems rely on generating natural language queries at each hop and maintaining a strict architectural separation between retriever and generator, preventing them from leveraging the full representational capacity of the LLM. We propose \textbf{LAnR} (Latent Abstraction for RAG), a unified framework in which a single LLM jointly performs encoding, retrieval, and generation entirely within its own latent space. Rather than generating textual queries, LAnR produces dense retrieval vectors from the hidden states of a designated \texttt{[PRED]} token and uses them to match against encoded document representations from the same model. Furthermore, LAnR adaptively decides when sufficient evidence has been retrieved using a lightweight MLP control head over those same hidden states, eliminating both the separate retriever and explicit token-level stopping reasoning. This design is motivated by our empirical observation that answer token entropy reliably signals retrieval sufficiency. Extensive experiments on six QA benchmarks spanning single-hop and multi-hop settings demonstrate that LAnR outperforms existing RAG methods, while achieving improved inference efficiency through reduced number of retrieval calls and tighter model integration.
The demand for powerful instruction following and reasoning capability of large language models (LLMs) has promoted rapid development of retrieval-augmented generation (RAG). The RAG system assists LLM generation by retrieving chunks of query-fit supplementary knowledge from an external database. Conventional RAG systems, however, suffer from information insufficiency due to two factors, which are intent-agnostic retrieval and information fragmentation. Our work proposes a RAG framework, termed InSemRAG, that addresses these challenges via an iterative retrieve-and-check mechanism with two supporting modules, an intention-aware retriever (IAR) and semantics-preserving chunking (SPC). IAR implements a dynamic hybrid retrieval method that adaptively weights the retrieval channels based on the query intent, while SPC performs detection and reparation to the damaged evidence chunks to preserve the semantic integrity. To alleviate the computational latency brought by our iterative mechanism, we leverage small language models (SLMs). Extensive experiments across several benchmark datasets consistently demonstrate the competitiveness of our method against recent state-of-the-art RAG mechanisms. Particularly, our method achieves significant gains on multi-hop and evidence-sensitive tasks, with a 2.65-point improvement in F1 on HotPotQA and a 1.5-point increase in accuracy on FEVER. Our method also achieves competitive performance to Multi-Hop RAG with 4.32× lower latency with the utilization of SLM.
Fachrina Dewi Puspitasari, Chaoning Zhang, Jiaquan Zhang +6
Retrieval-Augmented Generation (RAG) systems lose retrieval accuracy when similar documents coexist in the vector database, causing unnecessary information, hallucinations, and factual errors. To alleviate this issue, we propose CHOP, a framework that iteratively evaluates chunk relevance with Large Language Models (LLMs) and progressively reconstructs documents by determining their association with specific topics or query types. CHOP integrates two key components: the CNM-Extractor, which generates compact per-chunk signatures capturing categories, key nouns, and model names, and the Continuity Decision Module, which preserves contextual coherence by deciding whether consecutive chunks belong to the same document flow. By prefixing each chunk with context-aware metadata, CHOP reduces semantic conflicts among similar documents and enhances retriever discrimination. Experiments on benchmark datasets show that CHOP alleviates retrieval confusion and provides a scalable approach for building high-quality knowledge bases, achieving a Top-1 Hit Rate of 90.77% and notable gains in ranking quality metrics.