Refusal Lives Downstream of Persona in Chat Models

Large reasoning models (LRMs) generate chain-of-thought (CoT) traces before producing final outputs, introducing a dynamic internal state that may complicate control mechanisms such as refusal. Unlike instruction-tuned LLMs, where refusal is mediated by a single directional subspace, refusal in large reasoning models (LRMs) additionally depends on the CoT. In DeepSeek-R1-Distill-LLaMA-8B, activation steering reverses refusal in only 39% of cases when the CoT is kept fixed, but removing the CoT entirely increases this to 70%, indicating that the CoT actively reinforces refusal. In a two-stage intervention where the model regenerates its CoT under activation steering, refusal is reversed in 94% of cases, while the resulting CoT alone retains 48% of this effect even after steering is removed. This suggests that the CoT can carry and reconstruct the compliance signal independently. These findings indicate that refusal in LRMs is jointly encoded in residual stream activations and CoT. This joint activation makes LRM more robust against activation-level interventions alone, but exposes CoT to a possible alternative surface attack.

Arditi et al. (2024) has shown that refusal in safety fine-tuned chat models is mediated by a single linear direction in the residual stream, recoverable by a difference-in-means (DiM) of harmful and harmless activations. We compare DiM-based interventions (activation addition and directional ablation) with two interventions derived from Iterative Nullspace Projection (INLP)-nullspace projection and counterfactual flipping-on five open-weight chat models, asking whether INLP can match DiM at steering refusal and whether its richer parameterisation yields more tweakable interventions. INLP counterfactual flipping is competitive with DiM directional ablation on refusal suppression, while nullspace projection is weaker on most models. Applying each method at the layer selected by the other shows that flipping's competitiveness is robust to this change while directional ablation's is not, suggesting that DiM's apparent edge is partly a property of its own selection procedure. Restricting INLP to the leading directions of the extracted subspace preserves most of the suppression effect at near-baseline perplexity, giving a tunable capability. Geometrically, the two INLP interventions land in qualitatively different regions of activation space: nullspace projection collapses transformed activations between the harmful and harmless clusters, while counterfactual flipping moves them into the opposite cluster, suggesting that the model encodes the absence of a concept differently from its opposit--an intriguing distinction that warrants further investigation in future work.

Prior work argues that refusal in large language models is mediated by a single direction, enabling steering and abliteration. We show that this account is incomplete: across diverse refusal and non-compliance categories, refusal behaviors correspond to geometrically distinct directions in activation space. Yet activation steering along any refusal-related direction produces nearly identical refusal--over-refusal trade-offs, acting as a shared one-dimensional control knob. Thus, different directions primarily affect not whether the model refuses, but how it refuses. Using sparse autoencoders, we uncover a structured internal representation of refusal: a reusable core of shared refusal latents supplemented by style- and domain-specific latents. Linear interventions collapse this structure into uniform behavioral control, flattening mechanistic differences across refusal types. Our results reconcile the apparent simplicity of refusal steering with the diversity of refusal behaviors, and clarify the limits of linear interpretability for aligned model behavior.