Defending Against Harmful Supervision Hidden in Benign Samples

Fine-tuning large language models often undermines their safety alignment, a problem further amplified by harmful fine-tuning attacks in which adversarial data removes safeguards and induces unsafe behaviors. We propose SPARD, a defense framework that integrates Safety-Projected Alternating optimization with Relevance-Diversity aware data selection. SPARD employs SPAG, which optimizes alternatively between utility updates and explicit safety projections with a set of safe data to enforce safety constraints. To curate safe data, we introduce a Relevance-Diversity Determinantal Point Process to select compact safe data, balancing task relevance and safety coverage. Experiments on GSM8K and OpenBookQA under four harmful fine-tuning attacks demonstrate that SPARD consistently achieves the lowest average attack success rates, substantially outperforming state-of-the-art defense methods, while maintaining high task accuracy. Code is available at https://github.com/shuhao02/SPARD.

Adversaries can implant latent harmful behavior by poisoning as few as 1% of fine-tuning examples. The contamination is invisible to every output-level defense: harmful behavior lies dormant in the model's hidden-state geometry and does not appear in generated text until contamination exceeds 7.5%. We introduce CANARY (Contamination Auditor via Neural Activation Representation Yield), a zero-label checkpoint auditor that detects this hidden shift directly from two forward passes over an unlabeled prompt set. CANARY projects the hidden-state difference through a Sparse Autoencoder, filtering style noise to isolate meaningful semantic drift. It achieves AUROC = 1.000 at 1% contamination (95% CI = [0.997, 1.000]; Cohen's d = 3.28) across four model architectures and two training paradigms, 7.5x below where any output-level method fires, with zero false positives on benign fine-tuning and full robustness to style-matching and gradient-noise adaptive attacks. The same SAE feature basis drives a complete governance pipeline: SAE-filtered amplification surfaces latent harm at a 5x higher rate than standard generation; score-ranked prompts yield 4.2x red-teaming lift; and suppressing a handful of contamination-specific features at inference time reduces harm from 70% to 10% with no perplexity penalty. CANARY is the first zero-label framework to detect, verify, prioritize, and remediate supply-chain contamination from hidden states alone.

Fine-tuning APIs make frontier LLMs easy to customize, but they can also weaken safety alignment during fine-tuning. While prior work shows that benign supervised fine-tuning (SFT) can reduce refusal behavior, deployed fine-tuning pipelines increasingly support preference-based objectives, whose safety risks remain less understood. We show that Direct Preference Optimization (DPO) introduces a stronger and harder-to-audit failure mode. We propose a truly benign DPO attack using only 10 harmless preference pairs, the minimum data scale accepted by OpenAI's fine-tuning service. Each pair contains a benign prompt, a normal helpful answer as the preferred response, and a refusal as the dispreferred response. Unlike prior benign fine-tuning attacks, our data exhibits no suspicious behavior: it is practically indistinguishable from the fine-tuning request of a legitimate user seeking to reduce over-refusal, making harmful intent almost impossible to infer from the request alone. Nevertheless, because DPO directly optimizes the model to prefer helpful answers over refusals, this seemingly benign objective broadly suppresses refusal behavior and transfers to harmful prompts outside the fine-tuning data. Across OpenAI models supporting DPO fine-tuning, our attack achieves attack success rates of 59.13% on GPT-4o, 70.20% on GPT-4.1, 54.80% on GPT-4.1-mini, and 81.73% on GPT-4.1-nano, at costs of only $1.7, $1.7, $0.3, and $0.1. Moreover, on open-weight models that do not impose minimum data requirements, we find that this effect can emerge from even a single benign preference pair.