LOPA: Enhancing Spoken Language Assessment via Latent Ordinal Prototype Alignment
Authors: Hong-Yun Lin, Fu-An Chao, Bi-Cheng Yan, Berlin Chen
Organizations: National Taiwan Normal University
Abstract
Fueled by increasing model scale and multimodal inputs, Multimodal Large Language Models (MLLMs) have emerged as a promising paradigm for Spoken Language Assessment (SLA). While effective, this paradigm often overlooks the intrinsic ordinal structure of language acquisition. This paper works around the necessity of large-scale MLLMs by introducing Latent Ordinal Prototype Alignment (LOPA) for SLA, a prototype-based regularizer that enforces an ordinal geometric prior directly on the latent space. Coupled with Semantic-Anchored Layer Routing (SALR), which adaptively harvests multi-depth representations from a frozen Whisper encoder, our framework achieves an RMSE of 0.361. This performance rivals billion-parameter systems without the need for LLM-based fine-tuning. Further analysis reveals that SALR's synergy with LOPA offers interpretable, criterion-aligned preferences, thereby supporting an efficient and ordinal-aware modeling alternative to current scaling-centric models for SLA.
A recent line of research on automated speaking assessment (ASA) has benefited from self-supervised learning (SSL) representations, which capture rich acoustic and linguistic patterns in non-native speech without underlying assumptions of feature curation. However, speech-based SSL models capture acoustic-related traits but overlook linguistic content, while text-based SSL models rely on ASR output and fail to encode prosodic nuances. Moreover, most prior arts treat proficiency levels as nominal classes, ignoring their ordinal structure and non-uniform intervals between proficiency labels. To address these limitations, we propose an effective ASA approach combining SSL with handcrafted indicator features via a novel modeling paradigm. We further introduce a multi-margin ordinal loss that jointly models both the score ordinality and non-uniform intervals of proficiency labels. Extensive experiments on the TEEMI corpus show that our method consistently outperforms strong baselines and generalizes well to unseen prompts.
Automated L2 speech assessment can assign proficiency labels, but often lacks interpretability. We propose a rubric-guided SpeechLLM for multi-aspect, multi-granular assessment, trained with a hybrid objective combining supervised fine-tuning and Bounded Direct Preference Optimization. The model jointly predicts ordinal labels at the sentence-level (accuracy, fluency, prosody), word/phoneme-level accuracy, and generates a natural-language rationale in the same response. On SpeechOcean762, our approach matches or outperforms single-granularity models while remaining competitive with prior approaches. We analyze rationale reliability along two axes: self-consistency with model predictions and alignment with ground-truth labels, using sentiment consistency (plausibility) and mention-based agreement (faithfulness). Rationales are plausible at the sentence level, but faithfulness degrades at the word/phoneme level: references are sparse and weakly aligned with token-level labels.
A recent line of research on spoken language assessment (SLA) employs neural models such as BERT and wav2vec 2.0 (W2V) to evaluate speaking proficiency across linguistic and acoustic modalities. Although both models effectively capture features relevant to oral competence, each exhibits modality-specific limitations. BERT-based methods rely on ASR transcripts, which often fail to capture prosodic and phonetic cues for SLA. In contrast, W2V-based methods excel at modeling acoustic features but lack semantic interpretability. To overcome these limitations, we propose a system that integrates W2V with Phi-4 multimodal large language model (MLLM) through a score fusion strategy. The proposed system achieves a root mean square error (RMSE) of 0.375 on the official test set of the Speak & Improve Challenge 2025, securing second place in the competition. For comparison, the RMSEs of the top-ranked, third-ranked, and official baseline systems are 0.364, 0.384, and 0.444, respectively.