Demonstrating Generalization Failures via Mixtures of Conditional Policies
Authors: Jou Barzdukas, Jack Peck, Julian Schulz, Paulius Rauba, Steven Basart, Lennie Wells
Abstract
Post-training of frontier language models is conducted on curated task suites, and inevitably leaves a distribution shift between training and deployment environments. This exposes developers to generalization failures, which are relatively poorly understood. To better understand such generalization failures, we believe the community should construct clean demonstrations under simplified conditions. To facilitate this, we propose a simple and flexible way to construct language models which fail to generalize in controllable ways when subsequently trained with Reinforcement Learning (RL) on a given distribution of training tasks. Our construction uses Supervised Fine-Tuning on a dataset of a mixture of transcripts corresponding to a collection of 'conditional policies', which can each independently be assigned certain behaviors on each different task distribution, to obtain a model that is then well approximated as a 'mixture of conditional policies.' We observe that RL training then selects for policies that obtain the highest reward on the training distribution. This can produce striking behaviors: in a controlled setting with two distributions containing identical questions prepended with two different 'trigger strings', RL training on either distribution actively degrades performance on the other to zero, even though the underlying task is identical. We also use our construction to illustrate two novel ways in which generalization may fail in future language models, corresponding to distribution shifts of task coverage and temporal context respectively. While our construction is deliberately simple and may not closely resemble 'natural' generalization failures, the resulting 'model organisms' are of interest for alignment stress-testing and generalization science, and can be used as existence proofs that training success and generalization can come apart in structured ways.
Reinforcement learning (RL)-based post-training often improves the reasoning performance of large language models (LLMs) beyond the training domain, while supervised fine-tuning (SFT) frequently leads to general capabilities forgetting. However, the mechanisms underlying this contrast remain unclear. To bridge this gap, we present a feature-level mechanistic analysis methodology to probe RL generalization using a controlled experimental setup, where RL- and SFT-tuned models are trained from the same base model on identical data. Leveraging our interpretability framework, we align internal activations across models within a shared feature space and analyze how features evolve during post-training. We find that SFT rapidly introduces many highly specialized features that stabilize early in training, whereas RL induces more restrained and continually evolving feature changes that largely preserve base models' representations. Focusing on samples where RL succeeds but the base model fails, we identify a compact, task-agnostic set of features that directly mediate generalization across diverse tasks. Feature-level interventions confirm their causal role: disabling these features significantly degrades RL models' generalization performance, while amplifying them improves base models' performance. The code is available at https://github.com/danshi777/RL-generalization.
Emergent misalignment (EM) is the surprising tendency of language models to become broadly misaligned after fine-tuning on narrowly misaligned examples. While EM has been extensively studied in the supervised fine-tuning (SFT) setting, evidence that it also arises from reinforcement learning (RL) is limited to large, closed-source models, leaving the phenomenon expensive to study and difficult to reproduce. We characterize EM from RL in small, off-the-shelf open-weight models along three axes. First, we show that rewarding narrow, overtly misaligned behavior produces substantially higher general-domain misalignment than sample-matched SFT. Second, we show that EM from RL can be induced by reward signals that could plausibly arise naturally, such as unpopular aesthetic preferences or poor rhetorical appeals. Third, we evaluate in-training mitigations developed for SFT-induced EM and find that they broadly transfer, with preventive steering with persona vectors, interleaving safety data and inoculation prompting all performing well.
Language model agents are increasingly effective in solving realistic tasks through multi-turn tool use. However, training reliable tool-using agents remains challenging in practice. While reinforcement learning provides an on-policy paradigm for improving agents from their own environment interactions, its effectiveness depends heavily on the training task distribution. When tasks are fixed before training, the task distribution can become increasingly mismatched with the policy's evolving capabilities, causing many rollouts to be spent on uninformative tasks. We propose SENTINEL, a failure-driven reinforcement learning framework that turns the Solver's rollout failures into targeted training tasks. SENTINEL follows a Controller--Proposer--Solver loop: the Controller analyzes failed trajectories and summarizes recurring error patterns, the Proposer generates executable tasks that stress these weaknesses, and the Solver is trained on the targeted tasks. On Tau2-Bench Retail with Qwen3-4B-Thinking-2507, SENTINEL improves Pass^{}1 from 66.4 to 74.9 and outperforms RL on general synthetic tasks across Pass^{}k metrics. These results demonstrate that model failures provide an effective and scalable source of targeted training signal for improving tool-using language model agents.