Authors: A. Feder Cooper, Marika Swanberg, Jamie Hayes, Lea Duesterwald, Christopher De Sa, Daniel E. Ho, Mark A. Lemley, Percy Liang
Organizations: Yale, AVERI, Stanford · Google Research · Google DeepMind · Cornell · Stanford
Abstract
Recent work on extractable memorization in LLMs suffers from two contrasting validity problems. Some studies overstate extraction, e.g., relying on sequences too short to distinguish memorization from predictability. Others imply that extraction is unreliable evidence of memorization, since models can also reproduce real-world text they weren't explicitly trained on. In different ways, both overlook what makes a valid extraction claim: the model must generate a training sequence with high enough probability to indicate memorization. To determine what's high enough, one has to perform a matched comparison: measuring the generation probabilities of both the training sequences of interest and comparable non-training sequences. Because non-training sequences cannot have been memorized, their probabilities provide a baseline for predictability; a training sequence exceeding this baseline provides evidence of memorization. We formalize matched comparisons in two ways: (1) a conformal test that calibrates a threshold to a chosen FPR when training and non-training sequences are sampled from populations, and (2) a census that calibrates against a matched non-training document when the object is a single document (e.g., a book). We show that matched comparisons enable rigorous, calibrated memorization claims, and reveal where prior setups have validity issues. For instance, on Wikipedia OLMo 2 32B reproduces non-training 10-token suffixes roughly 24% as often as training ones: that share of the training generation rate reflects false positives, not memorization. For Llama 3.1 70B on books, the thresholds we calibrate are as low as 1e-27, supporting memorization claims for sequences that no feasible sampling budget would extract. Based on these results, we refine "extractable memorization" to require a valid memorization claim and near-certain generation within a realistic budget.
Large language models can reproduce training data, but existing memorization evaluations mostly measure whether models can be forced to do so, rather than whether they do so under ordinary use. We introduce PropMe, a propensity-aware framework for memorization evaluation that contrasts prefix-based capability attacks with non-adversarial evaluations. We propose a metric transformation that, applied to existing functions, allows to create propensity metrics. We further introduce SimpleTrace, a lightweight tracing pipeline built on infini-gram that deterministically attributes model generations to large-scale training corpora and computes verbatim, near-verbatim, and propensity-transformed memorization metrics. Evaluating two fully-open models: Comma and DFM Decoder on two datasets: Common Pile and Dynaword in two languages, we find a consistent gap between capability and propensity: prefix attacks elicit substantially stronger memorization signals than generic or dataset-specific prompts, while propensity scores remain low overall. Thus, the models can reveal training data when directly elicited, but rarely do so in more common non-adversarial settings. We also find that DFM Decoder, which is continually pre-trained from Comma, exhibits reduced memorization and memorization propensity for Common Pile, confirming that memorization capability can decrease when later training emphasizes partially different data. Our results suggest, and we encourage, that memorization audits should report both worst-case extractability and ordinary leakage propensity in order to have a more comprehensive view of this phenomenon.
Gianluca Barmina, Peter Schneider-Kamp, Lukas Galke Poech
Fill-in-the-middle (FIM) is a pretraining objective widely used to equip causal language models with infilling ability, yet its effect on verbatim memorization remains underexplored. We study the memorization dynamics of FIM in a controlled setting by pretraining matched Llama 3.2 models with FIM and standard left-to-right (LTR) objectives on a FineWeb-Gutenberg corpus containing repeated Gutenberg excerpts. With prefix-based probes, FIM more often recovers short or partially matching spans, while LTR more often assigns high confidence to long exact continuations. We observe that verbatim extraction under FIM-training grows approximately linearly with repetitions over the tested range. Evaluating native FIM-format probes reveals that suffix context is not sufficient: verbatim recall under FIM-training remains strongly anchored in prefix context. Our results also show that evaluating only one span length or probing format can miss important nuances in memorization behavior.
Memorization in large language models has been studied almost exclusively through prefix-conditioned extraction, a natural choice for autoregressive models. However, diffusion language models (DLMs) can denoise masked tokens at arbitrary positions. Thus, prefix-only probing reveals only one facet of memorization in DLMs and significantly underestimates the risk of training-data extraction. In order to realistically model extractability of training data in DLMs, we introduce \emph{infilling extraction}, a data-extraction protocol parameterized by an arbitrary binary mask that subsumes prefix-only probing and accounts for the bidirectional inductive bias of DLMs. Instantiating it on LLaDA-8B and Dream-7B across five extraction modes, three training pipelines, and three corpora covering verbatim and partial leakage, we find that mask geometry governs extractability: edge-conditioned masks \emph{extract up to three times more} verbatim sequences than prefix-conditioned ones, and bidirectional access opens channels inaccessible in autoregressive models. In particular, we show that a realistic adversary with access to training data where personally identifiable information has been redacted, can even achieve higher recall on extracting redacted email addresses from DLMs than from scale-matched autoregressive models. Tunable parameters for decoding measurably affect extraction performance, while a follow-up supervised finetuning stage does not eliminate the prior memorization.