When Rubrics Change: Cross-Rubric Generalization for Critical Thinking Essay Scoring
Authors: Nischal Ashok Kumar, Payu Wittawatolarn, Sana Kang, Marisa C. Peczuh, Blair Lehman, Ryan Baker, Caitlin Mills, Sherry Lachman, +2 more
Organizations: University of Massachusetts Amherst, United States · University of Minnesota, United States · Brighter Research, United States · Adelaide University, Australia · Advanced Education Research and Development Fund (AERDF), United States · Independent Researcher, United States
Abstract
Automated essay scoring (AES) research has largely focused on cross-prompt generalization, where essays from unseen prompts are scored while the scoring criteria are typically held constant. In practice, however, educators may revise or even introduce new rubrics in their scoring task, to evaluate different aspects of essays. We study cross-rubric generalization: training on essays labeled under one set of rubrics and evaluating on previously unseen rubrics, which target different aspects of the essay. We use a Large Language Model (LLM) fine-tuning framework with two components: rubric-agnostic intermediate representations, called traits, and target-essay supervision under seen rubrics during training. On an AES dataset augmented with multiple rubric-defined labels of student critical thinking skills, we find that traits improve macro F1 by 5.0% over a baseline without traits in the hardest setting, where both target rubrics and target essays are unseen during training. We further find that increasing target-essay supervision improves performance, with our best fine-tuned open-source Llama-based model outperforming GPT-5-mini prompting by 2.1% macro F1 and trailing GPT-5 by 1.9%. These results show that trait-based intermediate structure and controlled supervision improve generalization to unseen rubrics.
Large language models (LLMs) have been widely applied to automated essay scoring (AES) and automated feedback generation (AFG). However, existing studies rely primarily on prompt engineering or supervised fine-tuning, while systematic research on reinforcement learning (RL) post-training and automated evaluation of feedback quality remains limited. We propose RLAES, a unified LLM framework that jointly optimizes essay scoring and feedback generation through RL. To make feedback quality measurable, interpretable, and usable for training, we introduce Rubric-based Feedback Evaluation (RFE), an essay-grounded feedback evaluation framework comprising 166 fine-grained binary rubric items and an LLM-as-judge. Building on RFE, we propose Adaptive Gated Feedback Optimization (AGFO), which activates rubric-based feedback rewards on demand during RL, reducing evaluation overhead while improving feedback quality. We also propose Adjacent Contrastive Reasoning (ACR) to improve ordinal score calibration by explicitly contrasting adjacent score levels. Experimental results show that the RFE framework captures essay-feedback consistency, exhibits strong pairwise discriminative power, and closely aligns with expert preferences. On the ASAP benchmark, RLAES-AGFO achieves the best scoring performance among LLM-based methods (QWK = 0.803), while maintaining feedback quality comparable to GPT-5.5 and avoiding the feedback degradation observed under score-only RL. Code and datasets are publicly available at https://github.com/hellomuyi/RLAES.
The majority of the recently-developed models for automated essay scoring (AES) are evaluated solely on the ASAP corpus. However, ASAP is not without its limitations. For instance, it is not clear whether models trained on ASAP can generalize well when evaluated on other corpora. In light of these limitations, we introduce ICLE++, a corpus of persuasive student essays annotated with both holistic scores and trait-specific scores. Not only can ICLE++ be used to test the generalizability of AES models trained on ASAP, but it can also facilitate the evaluation of models developed for newer AES problems such as multi-trait scoring and cross-prompt scoring. We believe that ICLE++, which represents a culmination of our long-term effort in annotating the essays in the ICLE corpus, contributes to the set of much-needed annotated corpora for AES research.
Automated Essay Scoring (AES) systems must judge interdependent discourse elements (e.g., lead, claim, evidence, conclusion), yet most approaches treat these in isolation, harming coherence and generalization. We investigate task-aware fine-tuning of LLaMA-3.1-8B for AES using parameter-efficient LoRA with 4-bit quantization and compare three training curricula: (i) Sequential (progressively fine-tuning on lead, then position, then claim, then evidence, then conclusion), (ii) Independent (task-specific models), and (iii) Randomized (shuffled multi-task). Experiments on the PERSUADE~2.0 corpus show that modeling task dependencies matters: Sequential fine-tuning yields the strongest overall results, including F1 scores of 65% (evidence) and 87% (conclusion) and corresponding accuracies of 63% and 85%, surpassing Independent training and outperforming a general-purpose LLaMA-70B baseline on conclusion despite its far larger capacity. Randomized training improves position scoring (57% F1) but is less consistent elsewhere. These findings indicate that (1) curriculum design aligned with discourse structure can materially improve AES, and (2) small, task-optimized models can be competitive with substantially larger Large Language Models (LLM), offering a practical path to scalable, cost-effective assessment. We release templates and implementation details to facilitate reproduction and future work on curriculum design for educational NLP.