cs.AIJul 24, 2026

SAGE: Safety-First Defense-in-Depth Guardrails for Verified Lifecycle Control of High-Impact Generative AI

Authors: Mahdi Eslamimehr

Organizations: Quandary Peak Research

Abstract

High-impact generative AI makes catastrophic misuse a lifecycle-control problem, not merely a prompt-filtering problem. SAGE is a safety-first, authorization-separated architecture in which credible catastrophic-enablement risk constrains admissibility before utility, latency, or commercial objectives are considered. It combines signed release manifests, diverse detectors, robust risk envelopes, least-risk defaults, output checking, three-valued monitoring, protected audit chains, containment, and rollback. Formal results establish safety priority, conservative detector bounds, monotone release gating, tamper-evident records, and an authorization cut; two PRISM abstractions verify authorization separation and lifecycle invariants under explicit assumptions. A frozen, vendor-symmetric study sent 84 cases to each of four GPT, four Claude, and two Gemini snapshots: 840 calls yielded 794 target responses, 46 provider errors, and 449 successful judgments covering 375 responses. Eight snapshots had complete judged domain coverage. Harmful-compliance estimates were low; variation arose mainly from benign utility and safe redirection. Seven multiplicity-adjusted contrasts involving Claude, Gemini, or GPT-5 snapshots and the GPT-5 mini and GPT-5 nano snapshots were supported, while no tested contrast between the Claude or Gemini snapshots and GPT-5 or GPT-5.5 survived correction. The observed harmful-compliance range is a conservative, protocol-bound view from one generation per prompt with no tools, retrieval, history, or human adjudication; it is not an upper bound on operational assistance. A preregistered extension specifies how to test a wider best-worst gap using a locked split, repeated sampling, multi-turn and sandboxed-tool conditions, and domain-expert scoring.

Explore similar work

CardsList
Aug 7, 2026cs.AI

NiyamAI - An Intent-Bound AI Agent with Cryptographically Verifiable Guardrails using Zero-Knowledge Proofs

Giving an AI agent the ability to send emails, query databases, or execute commands is useful--until the agent is tricked into doing something it shouldn't. Prompt injection, hallucinated reasoning, and unsafe tool calls form the primary attack surface for autonomous LLM agents. Existing defenses rely on software checks like system prompts or policy filters running on the same machine the attacker targets, offering no verifiable proof of execution. We introduce Niyam-AI, a framework that makes safety enforcement provable. At session start, permitted tools and constraints are locked into an Intent Contract committed via SHA-256. Every tool call is intercepted and validated by an isolated Judge model; upon passing, a zk-SNARK proof is generated via EZKL. The tool executes only after proof verification, allowing third parties to confirm enforcement without accessing Judge model weights. Evaluating Niyam-AI on 2,000 real-world scenarios from Agent-SafetyBench against NeMo Guardrails, Meta's Llama Prompt Guard 2, and OpenAI's GPT-OSS-Safeguard using 5-fold stratified cross-validation yields an F1 score of 88.5% with a 1.1% false-positive rate (bootstrap 95% CI: [85.19%, 91.88%], N=1000). McNemar's exact paired test confirms significant improvement: Niyam-AI wins 390 discordant scenarios against NeMo (vs 20 losses), 115 against Prompt Guard 2 (vs 13), and 384 against GPT-OSS-Safeguard (vs 19) with p < 0.0001 in all cases. Proof generation adds 2260.6 +/- 218.4 ms per approved action, while verification takes 53.1 +/- 11.8 ms. Niyam-AI provides a guardrail that is both highly accurate and mathematically verifiable--though this reflects a classifier adapted to Agent-SafetyBench evaluated against zero-shot baselines, a distinction discussed in Section IV.C.
Aditya Katkar, Om Karkele, Kartik Mandhane +2
Large Language Model SafetyArtificial Intelligence AgentsPersonal Artificial Intelligence AgentsZero-Knowledge ProofsAttack SurfaceGenerating
AskPDF
Jul 13, 2026cs.CR

SingGuard-NSFA: Extensible Guardrails for Agentic AI via Generative Reasoning and Real-Time Classification

We present nsfaguard, a guardrail framework for securing agentic AI systems against operational threats, such as prompt injection, sensitive information extraction, malicious code requests, dangerous tool misuse, and resource exhaustion. We first introduce the NSFA taxonomy, which organizes 185 risk variants into a CIA-triad-grounded hierarchy and is cross-validated against three well-established OWASP guidelines. Based on this taxonomy, we construct a benchmark suite spanning 133 languages, comprising over 93K purpose-built samples targeting both user queries and agent responses, along with 3,435 cross-source samples adapted from five public agent-security datasets. To detect these operational threats in practice, we develop a dual-mode approach combining SFT-based generative reasoning for interpretable offline auditing with discriminative classification heads on the frozen backbone, enabling real-time detection at approximately 50,ms. We release four models with 0.8B, 2B, 4B, and 9B parameters, all achieving ≥\geq94% F1 on purpose-built benchmarks and surpassing the strongest competing guardrails by 6 to 12 absolute points. On cross-source evaluation, the 9B model attains 91.29% F1 with a more balanced precision--recall trade-off. Moreover, ablation experiments show that classification heads can equip a guardrail with risk detection capabilities beyond its original scope and achieve state-of-the-art performance. These results demonstrate the extensibility of the approach and its generality as a plug-in enhancement.
SingGuard Team
Artificial Intelligence RiskGuardrailLarge Language Model SafetyProduction Agentic SystemsTaxonomy
AskPDF
Sep 17, 2026cs.CY

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The EU AI Act (Regulation 2024/1689) imposes technical obligations on high-risk AI providers, yet Articles 8-15 were drafted for predictive AI and leave seven technical gaps when applied to generative systems, spanning non-deterministic data governance, training-data provenance, continuous conformity, human oversight, open-ended robustness, emergent risk, and generative fairness. We deliver Governance-as-Code (GaC), a framework of 43 machine-checkable acceptance criteria across six compliance modules that run in a CI/CD pipeline and emit Article-indexed audit evidence, and we show the actual Rego policy code rather than merely describing it. Our central commitment is that the Act's open-textured standards ("appropriate levels," "possible biases") become declared, auditable numbers: robustness thresholds are derived from the provider's documented baseline and a state-of-the-art floor, and framing bias is collapsed into eight measurable proxies tested by counterfactual demographic probing. We also correct who owes what, since under Article 25 and Chapter V a downstream deployer relies on the upstream provider's Article 53 training-data summary and documents only the layers it controls, so GaC verifies that summary rather than demanding per-sample documentation the deployer never had. We validate on two enterprise deployments, a high-risk advisory chatbot and a limited-risk content generator, benchmarking against a manual expert audit rather than documentation artifacts that were never designed to enforce compliance. GaC reproduces all of the manual audit's findings, including three penalty-triggering violations, while cutting audit labor by roughly 75%.
Rudrendu Kumar Paul, Sourav Nandy
Generative Artificial IntelligenceCompliance
AskPDF