physics.opticsAug 11, 2026

Causality Sum Rules in Conventional Scattering Matrices

Authors: Ning HanRui ZhaoShuxing YangMingzhu LiHongsheng ChenYihao Yang

Organizations: Interdisciplinary Center for Quantum Information, State Key Laboratory of Extreme Photonics and Instrumentation, ZJU-Hangzhou Global Scientific and Technological Innovation Center, Zhejiang University, Hangzhou 310027, China · International Joint Innovation Center, The Electromagnetics Academy at Zhejiang University, Zhejiang University, Haining 314400, China · College of Optical and Electronic Technology, China Jiliang University, Hangzhou 310018, China · School of Information and Electrical Engineering, Hangzhou City University, Hangzhou 310015, China · Key Laboratory of Advanced Micro/Nano Electronic Devices & Smart Systems of Zhejiang, Jinhua Institute of Zhejiang University, Zhejiang University, Jinhua 321099, China

Abstract

Scattering matrices are the standard experimental and computational description of photonic and electromagnetic devices. Passivity is explicit in the conventional incoming-outgoing matrix, whereas causality sum rules are usually formulated only after transforming the response into auxiliary variables. Here we show that these rules can be written directly in the conventional scattering matrix by removing the time advance introduced by the reference domain. Using the earliest-arrival delay of each channel, we define a domain-delayed matrix that preserves real-frequency passivity while restoring the causal time origin. Under explicit analyticity, transparency, and regularity assumptions, this matrix becomes a Schur function, enabling a Cayley-Herglotz construction. The resulting projected and determinant bounds constrain coherent channel superpositions and aggregate multichannel loss. The framework recovers Rozanov's absorber limit and spherical-multipole sum rules, while extending causality bounds to measurable quantities including insertion loss, suppressed singular-value channels, and conditional lossless delay-bandwidth trade-offs. Our work directly connects fundamental causality theory with experimentally accessible scattering data. The initial theoretical route is autonomously explored by Qiushi Engine, an AI research system for open-ended scientific discovery, and subsequently verified, refined, and developed by the authors, demonstrating a hybrid AI-human discovery workflow.

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