Authors: Selim Jerad, Anej Svete, Jiaoda Li, Ryan Cotterell
Organizations: Toyota Technological Institute at Chicago · ETH Zürich
Abstract
Two accounts recur in explanations of the success of rotary position embeddings (RoPE). Expressivity studies associate periodic position information with modular predicates, whereas mechanistic and long-context studies emphasize positional anchors and local offsets. We formalize both accounts for fully uniform, finite-precision soft-attention transformers. We find that, if every rotary component is periodic, RoPE transformers recognize exactly the languages definable in past temporal logic with modular predicates. Conventional RoPE is different: The rotations it computes never repeat. This yields a precision-dependent bounded simulation of fixed-offset look-back operators, rather than an all-length modular characterization. Controlled experiments match this separation: Constructed periodic schedules length-generalize on modular languages, while conventional RoPE behaves more like a bounded locality bias and can impair tasks requiring position-invariant access to distant context. Altogether, our findings shed light on RoPE transformers, bringing theoretical expressivity characterizations closer to models used in practice.
We identify intrinsic limitations of Rotary Positional Embeddings (RoPE) in Transformer-based long-context language models. Our theoretical analysis abstracts away from the specific content of the context and depends only on its length. We prove that as context length increases, RoPE-based attention becomes unpredictable and loses two properties that are central to its effectiveness. First, it loses its locality bias: RoPE is no more likely to favor nearer positions than substantially farther ones. Second, it loses consistency in token relevance: a key vector that receives a higher attention score than an alternative at one position may receive a lower score at another. In both cases, the probability of failure approaches 0.5, no better than random guessing. We further prove that the attention score can remain unchanged when a key token is moved to a different position, or even replaced by a different token, indicating a failure to distinguish positions or tokens. Adjusting the RoPE base trades off distinguishing positions against distinguishing tokens but cannot preserve both at the same time. Increasing the RoPE base hyperparameter, a common practice in today's long-context models, helps distinguish different tokens, but inevitably sacrifices the ability to distinguish positions. Our empirical analysis shows that multi-head, multi-layer architectures are insufficient to overcome these limitations. Our findings suggest that fundamentally new mechanisms for encoding position and token order may be needed in future Transformer long-context language models.
Position information is essential for language modeling. In softmax transformers, Rotary Position Embeddings (\textit{RoPE}) encode positions through \textit{fixed-angle} rotations, while in linear transformers, order is handled via input-dependent (selective) gating that decays past key-value associations. Selectivity has generally been shown to improve language-related tasks. Inspired by this, we introduce \textit{Selective RoPE}, an \textit{input-dependent} rotary embedding mechanism, that generalizes \textit{RoPE}, and enables rotation in \textit{arbitrary angles} for both linear and softmax transformers. We show that softmax attention already performs a hidden form of these rotations on query-key pairs, uncovering an implicit positional structure. We further show that in state-space models and gated linear transformers, the real part manages forgetting while the imaginary part encodes positions through rotations. We validate our method by equipping gated transformers with \textit{Selective RoPE}, demonstrating that its input-dependent rotations improve performance in language modeling and on difficult sequence tasks like copying, state tracking, and retrieval.
Rotary Positional Encodings (RoPE) are currently the most popular positional encodings used in modern language models. RoPE rotates two-dimensional chunks of query and key vectors, operating as a function of their relative positional offset. The position-wise rates of rotation in RoPE typically follow a geometric sequence specified by a fixed base-frequency hyperparameter. Prior work has improved performance by either increasing this parameter to slow rotation or by applying RoPE to only a subset of QK dimensions. In this work we modify RoPE by learning a scalar per frequency, treating frequencies as learnable parameters rather than hyperparameters. We validate Learned RoPE by training a ladder of language models from scratch, ranging from 52M to 2.5B parameters. We observe and analyze the emergence of a high-norm, positional LeRoPE band. LeRoPE consistently outperforms RoPE and partial RoPE across all scales, with RoPE requiring 3.4% more compute (FLOPs) to match LeRoPE at the largest scale.