Regularised Iterative Generalised Least Squares with Optimal Selection of the Hyper-Parameter for Identifying Nonlinear Phenomenological Models

This document describes the application of a first order linearised nonlinear repeated measurements approach to the analysis of battery cell ageing profiles generated under controlled conditions in a laboratory. The primary advantage of the model is it reflects the obvious structure in the data. Consequently, it is a two-component of variance model: variation within ageing profiles (measurement noise) and variation among ageing profiles (test-to-test or cell-to-cell) variation. Novel regularised iterative generalised least squares parameter identification schemes, with optimal hyper-parameter re-estimation, are used to identify the hierarchical nonlinear model. The training data comprised $SoH$ profiles for 10 cells aged at various constant discharge and charge current cycles at a fixed chamber environmental temperature of 25 [$^\circ$C]. Each cell $SoH$ profile is modelled using a simple power law expression, whereas the variation in ageing parameters is modelled using a single knot cubic B-spline. $SoH$ is accurately predicted to $\pm 0.191\%$ for $SOH \in [0,20]$.

Accurate prediction of lithium-ion battery state of health (SOH) is essential for reliable energy storage operation. However, purely data-driven models may generalize poorly across cycling protocols and produce physically implausible behavior during long-term extrapolation. We developed a physics-informed differentiable degradation modeling framework (PiDDM) for battery SOH prediction. PiDDM incorporates empirical Arrhenius degradation kinetics associated with solid electrolyte interphase growth and loss of lithium inventory into the training objective, encouraging physically consistent capacity fade under diverse operating conditions. The framework was evaluated using a public dataset of 55 batteries cycled under six operating protocols. PiDDM achieved the lowest average prediction error among the evaluated models and substantially reduced mean squared error relative to a multilayer perceptron and a baseline physics-informed neural network. For extrapolation, the models were trained on the first 90% of each battery's cycle life and evaluated on the unseen final 10%. PiDDM captured accelerated end-of-life degradation while avoiding the nonphysical capacity regeneration produced by the baseline models. These results show that incorporating degradation physics into neural network training improves predictive accuracy and physical consistency, providing a promising approach for practical battery health monitoring.

We consider $L^2$-regularized linear (ridge) regression over a finite data sample $X$ with bounded covariance and linear prediction targets $y$ with additive isotropic noise of finite variance. We present an iterative procedure to compute the optimal regularization strength numerically from the generative parameters in the fixed-$X$ setting and prove its convergence at limited noise levels. Our experimental evaluation over synthetic data shows that the proposed procedure combined with sample-based parameter estimates attains near-optimal random-$X$ generalization across a wide range of sample sizes, aspect ratios, and noise levels, at an added computational cost equivalent to one preliminary ridge regression in the underparameterized regime and two in the overparameterized case.