VA-DPO: Valence-Arousal Direct Preference Optimization for Controllable Emotion Generation in Language Models

Ask a language model to respond "very excitedly," and its output is typically only mildly more energetic. We quantify this effect. We condition an instruction-tuned LLM on a continuous Valence-Arousal (VA) target, where valence measures how pleasant a state is and arousal how activated it is, measure the achieved affect with a frozen regressor, and sweep the requested target from -1 to +1. The response moves far less than asked: the gain, the slope of achieved against requested affect, is only 0.26 for valence and 0.13 for arousal on Llama-3.1-8B, where a faithful controller would score 1. The model systematically undershoots requested emotional intensity, which puts a number on the qualitative observation of Fazzi et al. (2025). Our experiments trace this to the preference-learning pipeline. Training targets from natural corpora such as EmoBank are neutral-heavy, and the sampled candidates themselves rarely reach extreme affect, so Direct Preference Optimization (DPO) is left with no extreme exemplar to prefer. If instead we cover the target space uniformly and sample a hotter, larger candidate pool, valence gain rises from 0.26 to 0.40 +/- 0.02 (3 seeds) and extrapolation error drops, at only a modest in-distribution cost (EmoBank-test VA distance 0.092 to 0.107). The same recipe reproduces on Qwen3-8B (gain_v 0.44, with in-distribution accuracy preserved). Arousal is harder and less reliable: its gain barely moves on average and swings across seeds (0.14 +/- 0.07, against valence's tight +/- 0.02), because raising arousal needs candidates the base model is reluctant to generate. The evidence indicates that faithful intensity is bottlenecked by the extremity of the candidate pool rather than by the conditioning format.

Recent work identified emotion vectors in Claude Sonnet 4.5, which are internal representations that encode emotion concepts, causally influence behavior, and exhibit geometry mirroring human psychological structure. We test the generality of these findings in two open-weight models, Apertus-8B-Instruct-2509 and Gemma-4-E4B-it, extracting emotion contrast vectors across all layers, using two model-generated corpora. We recover valence geometry for both models, with peak PC1--valence correlations of $r = 0.76$ and $r = 0.83$, approaching the $r = 0.81$ reported for Claude.Beyond replication, we observe notable differences in how valence representations emerge across model depth. In Gemma-4-E4B-it, valence is strongly encoded in early layers but collapses towards later layers, whereas Apertus-8B-Instruct-2509 exhibits the opposite pattern, with valence representations absent in early layers, but emerging at mid depths. Arousal encoding, in contrast, is sensitive to the extraction corpus: both models show stronger PC2--arousal alignment with Gemma-generated stories ($r$ up to $0.45$) than Apertus-generated ones ($r \leq 0.21$), suggesting arousal-relevant cues are unevenly distributed across generated corpora. We open-source our experiment code and dataset for reproducible investigation of emotion representations across language model architectures.

We propose a preference optimization framework with Large Audio-Language Model (LALM) feedback for controllable non-verbal vocalization (NVV) generation in continuous autoregressive speech models. To construct preference data without human preference annotation, we build a bilingual prompt corpus by combining NVV-injected real transcripts with LLM-generated semantically aligned prompts, perform stochastic model rollouts, and use a LALM to rank candidate utterances and form same-prompt chosen--rejected pairs. We then adopt a two-stage optimization strategy: Rejection Sampling Fine-Tuning (RSFT) first adapts the model to LALM-selected high-scoring samples, followed by Anchored Flow-DPO, which formulates pairwise preference optimization using utterance-level flow-matching loss and retains the chosen-sample flow-matching objective as an SFT anchor. This design enables DPO-style preference learning without explicit sequence likelihoods while preserving direct supervision on preferred realizations. On the official 1,600-utterance NVVSpeech Challenge Track~2 test set, our method achieves a Final Track2Score of \textbf{75.80} (79.39 ZH / 72.21 EN), outperforming the VoxCPM2 baseline by \textbf{+1.84}. The improvements are mainly driven by higher NVV Accuracy and NVV Perceptual Effect, while Overall Quality remains stable.