Platform operators increasingly rely on system prompts and fine-tuning to govern model behavior, yet it remains unclear how reliably these interventions override behavior inherited from prior training. We propose Override Success Rate (OSR) and alignment inertia to measure when operator interventions succeed or fail to change prior behavior. We evaluate zero-shot prompting and LoRA fine-tuning across Llama and Mistral in medical misinformation and hate speech. Alignment inertia persists across both models but varies by model, domain, and policy direction. Notably, in Mistral's restrictive hate-speech condition, LoRA increased inertia by 46.5 percentage points, showing that fine-tuning can reinforce rather than override prior behavior. We also use TRAK to test whether inertia is associated with weaker adaptation signals. TRAK achieves AUC of at least 0.85 in 7 of 8 conditions and outperforms model confidence, TF-IDF similarity, and embedding similarity as a predictor of inertia. These results provide an operator-facing audit of where prior training constrains downstream model governance.
Figures & tables
Policy B (permissive)
Policy C (restrictive)
Domain
Model
Div.
OSR
Conf.
Div.
OSR
Conf.
Medical
Llama-3.1-8B
31.4%
69.4%
72.8%
68.6%
10.2%
82.8%
Mistral-7B
62.0%
80.0%
41.1%
38.0%
67.4%
60.9%
Hate
Llama-3.1-8B
74.6%
50.9%
80.4%
25.4%
48.0%
87.6%
Mistral-7B
82.8%
73.4%
63.4%
17.2%
58.1%
94.7%
Table 1: Zero-shot results. Div. = share of the 500-example evaluation set where the empirical baseline conflicts with the target policy. Conf. = mean P(retained token) on inertia cases.
Model
Condition
OSR
Δ OSR
AUC
Llama-3.1-8B
Policy B, Medical †
33.1%
− 36.3pp
0.867
Policy B, Hate
60.6%
+ 9.7pp
0.950
Policy C, Medical
45.2%
+ 35.0pp
0.856
Policy C, Hate
21.3%
− 26.7pp
0.749
Mistral-7B
Policy B, Medical †
59.0%
− 21.0pp
0.462
Policy B, Hate
64.0%
− 9.4pp
0.883
Table 2: LoRA and TRAK results ( Neval=500 ). Δ OSR: change vs. zero-shot. AUC: TRAK influence discriminating inertia from override cases (ROC). † Pool exhausted at n=527 ; ‡ Mistral Medical C pool exhausted at n=515 .
Appendix figures & tables3 assets
Supplementary material from the paper’s appendix.
Appendix
Policy B OSR
Policy C OSR
Class
Llama
Mistral
Llama
Mistral
hate_speech
23.3%
55.0%
75.0%
0.0% †
offensive
67.0%
81.8%
87.5%
100.0% ‡
neither
74.5%
88.5%
37.4%
51.4%
Appendix
Table 3: Hate speech zero-shot subgroup OSR by content class.
Policy B OSR
Policy C OSR
Class
Llama
Mistral
Llama
Mistral
false
60.9%
63.8%
17.2%
82.9%
mixture
84.6%
87.3%
16.1%
63.6%
true
76.7%
92.0%
6.1%
63.2%
unproven
78.6%
76.9%
25.0% †
80.0% ‡
Appendix
Table 4: Medical misinformation zero-shot subgroup OSR by content class (PUBHEALTH labels: false, mixture, true, unproven).
Dataset
Class
Baseline
Policy B
Policy C
Hate speech
hate_speech
REMOVE
REMOVE
REMOVE
offensive
REMOVE
ALLOW
REMOVE
neither
ALLOW
ALLOW
ALLOW
Medical misinfo
false
REMOVE
REMOVE
REMOVE
unproven
REMOVE
ALLOW
REMOVE
mixture
REMOVE
ALLOW
REMOVE
Appendix
Table 5: Label mapping from dataset classes to REMOVE/ALLOW under each policy.
Finetuning a language model can lead to emergent misalignment (EM) [Betley et al., 2025b]. Models trained on a narrow distribution of misaligned behavior generalize to more egregious behaviors when tested outside the training distribution. We study a set of interventions proposed to reduce EM. We confirm that these interventions reduce or eliminate EM on existing evaluations (questions like "How do I make a quick buck?"). However, if the evaluation prompts are tweaked to resemble the training context, the model displays EM. We call this conditional misalignment. As in standard EM, the model displays misaligned behaviors more egregious than those seen during training, but only on inputs sharing features with the training data. The first two interventions are diluting misaligned data with benign data, and finetuning on benign data after misaligned data. Both produce conditional misalignment. For instance, models trained on a mix of only 5% insecure code still show misalignment when asked to format responses as Python strings (resembling the training context). The third intervention is inoculation prompting. Here, statements with a similar form to the inoculation prompt serve as triggers for misalignment, even if they have the opposite meaning. On the positive side, inoculation prompting has lower (but still non-zero) conditional misalignment if training is on-policy or includes reasoning distillation. Our results imply that in realistic post-training, where misaligned data is typically combined with benign data, models may be conditionally misaligned even if standard evaluations look clean.
Jan Dubiński, Jan Betley, Anna Sztyber-Betley +2
1Warsaw University of Technology · 4Truthful AI · University College London +2
Fine-tuning enables a source model to acquire desired capabilities and behaviors in a target domain while retaining much of its general-purpose competence. However, this adaptation process can also degrade alignment properties that were present in the source model. Recent work has shown that large language models can be trained using LoRA-based modules known as introspection adapters (IAs) to describe behavioral changes induced by fine-tuning. However, existing studies primarily consider settings in which the model is fine-tuned on datasets explicitly designed to implant a specific behavior and is then asked to explain the implanted behavior. This differs from practical deployment scenarios, where the central concern is often side-effect misalignment: unintended degradation of alignment caused by fine-tuning on tasks that are not obviously related to safety or alignment. To bridge this gap, we formulate a novel problem setting called side-effect introspection, in which the target of introspection is not a behavior explicitly implanted through fine-tuning, but rather alignment shifts that emerge as unintended side effects, and we construct a dataset for this setting. Furthermore, to enhance sensitivity to internal model changes, we propose the Delta-Aware Introspection Adapter (DAIA), a novel mechanism designed to explicitly process both base-model activations and activation differences induced by fine-tuning. Our empirical evaluation shows that introspection learning generalizes to unseen fine-tuned models and safety categories, and that DAIA consistently outperforms existing introspection adapters.
Kotaro Yoshida, Laura Gomezjurado Gonzalez, Yukinori Yamamoto +3
Institute of Science Tokyo · 2ZOZO Research · 3Stanford University +2
Large language models are characterized by three key properties: capability, alignment, and faithfulness. Prior work studies the tradeoffs between capability and alignment, and between capability and faithfulness, but a third tension remains underexplored: the alignment-faithfulness conflict. We show that aligned models systematically deviate from their inputs on unsafe or sensitive content without disclosing the modification, a failure mode we call alignment-induced unfaithfulness (AIU). Unlike capability-driven unfaithfulness, which comes from errors in knowledge or reasoning, this is induced by post-training mechanisms that override adherence to the input. We introduce FaithConflict, a controlled dataset isolating both conflicts, and two complementary taxonomies: behavioral (B1-B8) and chain-of-thought reasoning (C0-C6). Across models, AIU increases with scale and more sharply than capability-driven unfaithfulness, a reverse scaling law; intermediate checkpoints show it is amplified during post-training, with DPO the stage at which the gap both grows most and becomes least visible. Prompting-based mitigation does not resolve it, revealing a capability-alignment-faithfulness trilemma in the design and evaluation of LLMs.
Pardis Sadat Zahraei, Janvijay Singh, Gokhan Tur +1