Six Layers Less: Encoder Pruning for Whisper with Label-Free Recovery

We challenge the conventional view of neural network pruning as solely a compression technique, demonstrating that one-shot magnitude pruning serves as a powerful implicit regularizer for ASR. Using Whisper-small, we combine gradient- and Fisher-based sensitivity diagnostics with targeted, component-wise pruning. This reveals architectural asymmetries: decoder FFNs are pruning-fragile, whereas decoder self-attention and the last encoder layers contain redundancy that, when removed, improves generalization. Without fine-tuning, pruning 50% of decoder self-attention reduces WER by 2.38% absolute (20.44% relative) on LibriSpeech test-other; pruning the last four encoder layers at 50% instead yields a 1.72% absolute (14.8% relative) improvement. Gains persisted on Common Voice and TED-LIUM datasets. Beyond regularization benefits, our sensitivity-aware approach enables more aggressive one-shot compression. At 40% sparsity, where established global pruning approaches catastrophically fail, our method preserves near-baseline accuracy. This positions pruning as a first-class architectural design tool: knowing where to prune is as important as how much to prune.

Reducing audio-encoder depth lowers the inference cost of speech large language models, but removing complete blocks perturbs the embeddings consumed by the decoder and can cause deletion and premature end-of-sequence errors. We introduce X-AuT, a progressive framework that selects layer combinations through short behavioral probes and restores the pruned model through representation alignment, cross-scale distillation, scheduled student-policy supervision, and LoRA finetuning. The language-model backbone remains frozen, while attention LoRA adapters and the tied output embedding adapt during distillation. Training uses the highest-agreement tier from a transcript-consistency pipeline, followed by source reweighting during finetuning. On ten public Chinese--English benchmarks, compressing Qwen3-ASR-0.6B from 18 to 16 audio-encoder layers reduces macro-average error from 5.61% to 5.27%. The 14-layer model reaches 5.75% with 20.7% fewer audio-tower parameters. Under the matched recipe, the 1.7B teacher yields 5.55% mean error, compared with 8.45% for self-distillation, and progressive 18$\rightarrow$14 pruning outperforms direct pruning (5.75% vs. 6.73%). These single-run results establish two practical operating points and show that the accuracy effects vary across benchmarks. Project website: https://xpeng-ai.github.io/x-aut

System-wide Dictation on Apple devices runs entirely on-device, and the speech it transcribes reaches the foundation model through a tokenizer: an encoder that maps short windows of waveform onto the representation the language model reads. Because that model is sparsely activated under Instruction-Following Pruning, only a small subset of its experts occupies DRAM at any time, so the always-on tokenizer competes for the same memory, and its parameter count bears directly on power and latency. In this work we study how to compress such a tokenizer by distillation, taking as the supervision target neither the discrete token nor the output distribution but the pre-quantizer latent the model actually consumes - the last representation the two token interfaces share. We train only the student encoder to regress the teacher's per-frame latent under a squared-error objective, with a single affine layer absorbing the teacher-student width mismatch. Because the target precedes both the quantizer and the language-model bridge, one recipe covers both token interfaces we support, and applies both to a tokenizer pretrained alone and to one jointly trained with a language model. At 2.8x compression the distilled student stays within 1.9% relative WER of its teacher on five of six teacher-student pairs without any fine-tuning, and improves on an independently trained tokenizer of identical capacity by 3.9% relative.