cs.IROct 7, 2026

Towards Explaining Query Expansion Performance in Information Retrieval

Authors: Sourav Saha, Aditya Dutta, Soumajit Pramanik, Mandar Mitra

Organizations: Indian Statistical Institute, Kolkata, India · IIT Bombay, Bombay, India · IIT Bhilai, Chhattisgarh, India

Abstract

Query Expansion (QE) techniques have long been widely used in Information Retrieval (IR) to address the vocabulary mismatch problem. They remain relevant in modern retrieval systems, including those based on large language models (LLMs). However, no single QE method consistently outperforms others across all queries. This work seeks to explain the variation in QE performance through two complementary perspectives. The first is the concept of an Ideal Expanded Query (IEQ)--a hypothetical query that maximizes retrieval effectiveness with a downstream BM25 retrieval model. The second is a separability perspective, which quantifies how distinctly relevant and non-relevant documents are scored for a given expanded query using Cohen's (d). We develop a separability measure and practical formulations to approximate the IEQ and investigate how these factors relate to retrieval effectiveness. Extensive experiments on the TREC Robust collection, TREC DL 2019-2022 passage collections, and TREC DL 2019-2020 document collections reveal several interesting patterns. In particular, we find that expanded queries that are closer to the ideal expanded query tend to achieve higher retrieval effectiveness. We further show that the separability of relevant and non-relevant documents provides a complementary perspective for understanding QE performance.

Figures & tables

Appendix figures & tables6 assets

Supplementary material from the paper’s appendix.

Appendix

Explore similar work

Jun 11, 2026cs.IR

ADORE: Iterative Query Expansion with Retrieval-Grounded Relevance Feedback

LLM-based query expansion improves retrieval by enriching the original query with additional context. Yet most methods remain generation-driven, producing plausible pseudo-documents or expansions without checking how the target corpus responds. This can introduce retrieval drift, amplify misleading vocabulary, or miss terms that distinguish relevant from non-relevant documents. We argue that effective expansion requires retrieval-grounded feedback, not just single-pass generation or unverified iteration. We introduce ADORE (ADapt, Observe, Relevance Evaluate), an iterative framework that turns retrieval outcomes into feedback for the next expansion. At each round, an LLM generates pseudo-passages, a retriever exposes the corpus response, and a relevance assessor evaluates retrieved documents against the original query. These judgments identify what to reinforce, what remains undercovered, and what to suppress. Across TREC Deep Learning, BEIR, and BRIGHT, ADORE consistently outperforms strong query expansion baselines with notable improvements across nearly all evaluation settings, improving average nDCG@10 by 24.5% over BM25 and 3.6% over the strongest prior query expansion method on BEIR, and by 122.9% over BM25 and 9.2% over the best query expansion baseline on BRIGHT. Our code and data are publicly available.
Aug 1, 2026cs.IR

CeQe: Grounding Lexical Retrieval in Semantic Evidence

Lexical retrieval (BM25) captures exact keyword matches and weights terms by corpus-wide significance, but it is blind to the semantic vocabulary gap: when a relevant document phrases an answer differently from the query, BM25 never retrieves it, and no amount of downstream reranking or fusion can recover a document that was never in the candidate set. We present Cross-Encoder Query Expansion (CE-QE), which reads the per-token relevance attributions of a cross-encoder applied to top semantic search results, selects the terms the cross-encoder treats as decisive, and appends them to the BM25 query. Unlike classical pseudo-relevance feedback, which reuses BM25's own (possibly wrong) top results, CE-QE seeds expansion from the semantic retriever's results, avoiding self-reinforcing query drift. Unlike recent generative query expansion (HyDE, Query2doc), which prompts a large language model to hallucinate text from its parametric knowledge, every CE-QE expansion term is copied verbatim from a retrieved passage, so it cannot introduce vocabulary the corpus does not contain, and its only added cost is attribution extraction on a cross-encoder a hybrid pipeline already runs for reranking. On seven BEIR datasets, CE-QE improves lexical recall substantially where query and answer vocabulary diverge (e.g., NQ Recall@100 from 0.32 to 0.47), and its score-fusion variant (SESF) beats cross-encoder score fusion by 2.5% on Recall@100 and beats SPLADEv2 and ColBERTv2 by 5.3% and 4.6% on nDCG@10, while leaving the underlying BM25 index completely unmodified.
Aug 16, 2026cs.IR

Query Expansion Should Be Coordinated: Dense Expands, Sparse Anchors

Retrieval-augmented generation (RAG) systems rely on retrieval modules to ground large language model (LLM) outputs. LLM-based query expansion enriches retrieval with document-like passages, but evaluations of hybrid retrieval often fuse fixed top-L prefixes of dense and sparse rankings. Because L controls cross-channel contributions and ranking access, it can alter measured expansion gains. We therefore evaluate complete-list effectiveness and record per-channel replay stopping depths required to certify the ordered top-K. This changes the design: because both rankings determine the fused result, their query constructions should be coordinated rather than designed independently. We present DESA (Dense Expansion and Sparse Anchoring), which shares generated references across channels but specializes their integration. Orthogonal residual expansion adds new semantic directions to the dense query, whereas score-product anchoring reorders the original sparse support without admitting expansion-only matches. The same references thus play complementary roles: Dense expands; Sparse anchors. Across seven BEIR datasets, DESA improves nDCG@10 and Recall@20 over the unexpanded query by 3.82% and 2.38%, while reducing dense and sparse replay stopping depths by 36.90% and 36.56%.