FederatedBytes: Tokenizer-Free, Byte-Level Small Language Models for Efficient Multimodal Federated Learning

Previous studies on federated learning (FL) often encounter performance degradation due to data heterogeneity among different clients. In light of the recent advances in multimodal large language models (MLLMs), such as GPT-4v and LLaVA, which demonstrate their exceptional proficiency in multimodal tasks, such as image captioning and multimodal question answering. We introduce a novel federated learning framework, named Multimodal Large Language Model Assisted Federated Learning (MLLM-LLaVA-FL), which employs powerful MLLMs at the server end to address the heterogeneous and long-tailed challenges. Owing to the advanced cross-modality representation capabilities and the extensive open-vocabulary prior knowledge of MLLMs, our framework is adept at harnessing the extensive, yet previously underexploited, open-source data accessible from websites and powerful server-side computational resources. Hence, the MLLM-LLaVA-FL not only enhances the performance but also avoids increasing the risk of privacy leakage and the computational burden on local devices, distinguishing it from prior methodologies. Our framework has three key stages. Initially, we conduct global visual-text pretraining of the model. This pretraining is facilitated by utilizing the extensive open-source data available online, with the assistance of MLLMs. Subsequently, the pretrained model is distributed among various clients for local training. Finally, once the locally trained models are transmitted back to the server, a global alignment is carried out under the supervision of MLLMs to further enhance the performance. Experimental evaluations on established benchmarks, show that our framework delivers promising performance in the typical scenarios with data heterogeneity and long-tail distribution across different clients in FL.

The rapid evolution of Multimodal Large Language Models (MLLMs) is bottlenecked by the saturation of high-quality public data, while vast amounts of diverse multimodal data remain inaccessible in privacy-sensitive silos. Federated Learning (FL) offers a promising solution to unlock these distributed resources, but existing research focuses predominantly on fine-tuning, leaving the foundational pre-training phase largely unexplored. In this paper, we formally introduce the Federated MLLM Alignment (Fed-MA) task, a lightweight pre-training paradigm that freezes the vision encoder and LLM while collaboratively training the cross-modal projector. We identify two critical challenges in this setting: (i) parameter interference in aggregating local projectors; and (ii) gradient oscillations in one-pass collaborative SGD. To address these challenges, we propose Fed-CMP, a pioneering framework for federated MLLM pre-training. Fed-CMP employs Canonical Reliability-Aware Aggregation, which constructs a canonical space to decompose client projectors into a shared alignment basis and client-specific coefficients, then performs reliability-weighted fusion to suppress parameter interference. Furthermore, Fed-CMP introduces Orthogonality-Preserved Momentum, which applies momentum to the shared alignment basis via orthogonal projection, accumulating historical optimization directions while preserving geometric structure. We construct four federated pre-training scenarios based on public datasets, and extensive experiments validate that Fed-CMP significantly outperforms existing baselines.

Large language models (LLMs) have become core components of cloud-based intelligent services in academia and industry, yet their training and deployment are hindered by high computational costs, data centralization, and privacy concerns. Federated learning (FL) offers a decentralized training paradigm that enables clients to collaboratively train a learning model without sharing raw data, making it a promising solution for privacy-preserving LLM training and reasoning. This paper presents a comprehensive survey of federated prompt learning (FPL) to review recent advances in integrating the federated learning paradigm and large language models, answering the following research questions: RQ1: The fundamental motivations, characteristics, and enabling technologies of FPL, and how it differs from conventional FL and full-model federated fine-tuning; RQ2: The trade-offs FPL approaches exhibit in performance, communication efficiency, computational overhead, scalability, personalization, and heterogeneity handling; RQ3: The remaining security, privacy, robustness, and system challenges, along with key future research directions. To this end, we systematically examine existing FPL methods across the full model lifecycle: pre-training, fine-tuning, and practical applications, while discussing security, privacy, and robustness issues and summarizing existing defense mechanisms. Finally, we highlight open challenges and future directions, aiming to help readers understand how the insights drive research in FPL.