Functional Critics for Off-Policy Actor-Critic: From Stability to Exploration
Organizations: Isara Laboratories. · Stern School of Business, New York University. · Horizon Robotics.
Abstract
Actor-critic methods are central to modern reinforcement learning, yet off-policy actor-critic theory remains far removed from practical algorithms, due in part to the interaction between the deadly triad and the continually changing target policy. We revisit functional critics, i.e., value functions that explicitly condition on the policy, and show that this representation provides a shared foundation for off-policy training stability and policy-space exploration. We first develop a convergent off-policy actor-critic framework under linear function approximation that accommodates target-based TD, partial coverage, and evolving behavior policies. Our analysis combines a policy-evaluation guarantee under partial coverage with policy-gradient generalization of functional critics to yield a dual trust-coverage framework that controls policy-gradient error under evolving behavior policies while enabling greater reuse of off-policy data. We further develop a replay-buffer analysis under i.i.d. sampling, yielding a principled replay-sampling design for minimizing the replay-sample complexity required to reach a prescribed evaluation accuracy. We next show that functional critics provide a natural representation for model-free posterior-sampling-style exploration. Standard critic ensembles do not naturally represent joint uncertainty over return functions across policy space, whereas functional-critic ensembles represent policy-conditioned return functions directly. This motivates a particle-based, model-free analogue of posterior-sampling-style exploration without explicit model learning. Finally, we instantiate these ideas in a deep functional actor-critic algorithm that, despite omitting several standard off-policy AC heuristics, achieves strong performance across the full Dog and Humanoid task series of the DeepMind Control Suite.
Figures & tables
| Policy representation | Critic training | Policy distribution | Actor update | |
|---|---|---|---|---|
| PSSVF / PSVF | raw parameters | MC / TD | parameter perturbations | policy-input derivative only |
| PVN | probe-state actions | MC on fixed policy set | pre-collected policies | policy-input derivative only |
| PAVF | raw parameters | TD | parameter perturbations | DPG policy term |
| PeVFA | learned OPR / SPR | MC, on-policy | single improvement path | standard PPO |
| Ours | probe-state actions hidden activations; end-to-end transformer | off-policy target-based TD replay | concurrent actor ensemble | DPG policy term |
Appendix figures & tables6 assets
Supplementary material from the paper’s appendix.
Appendix
| Hyperparameter | Value |
| optimizer | Adam |
| learning rate | |
| batch size | 256 |
| discount factor ( ) | 0.99 |
| target update rate ( ) | 0.005 |
| critic ensemble size | 10 |
| Ours | SAC+ | TD3+ | SAC | TD3 | |
|---|---|---|---|---|---|
| Number of critics | 10 | 10 | 10 | 2 | 2 |
| Critic-to-actor update ratio | 10:1 | 10:1 | 10:1 | 1:1 | 2:1 |
| Layer normalization | Yes | Yes | Yes | No | No |
| Actor policy | Det. | Stoch. | Det. | Stoch. | Det. |
| Additional rollout action noise | No | No | Yes | No | Yes |
| Target-policy smoothing | No | No | Yes | No | Yes |
Actor-Critic Methods
Actor-critic methods train a policy alongside a value estimator to guide decisions in complex control and decision-making tasks.
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