Psychological Steering in LLMs: An Evaluation of Effectiveness and Trustworthiness

Activation steering has been used to control traits such as honesty, refusal, and sycophancy, yet supportive empathy is evaluated along multiple dimensions that need not correspond to independently controllable activation directions. Using the EPITOME framework, which decomposes supportive empathy into Emotional Reactions, Interpretations, and Explorations, we study three instruction-tuned LLMs and ask whether candidate directions derived from these labels produce distinguishable intervention effects or instead share structure, and how persona prompts interact with those directions. We find that contrastive activation addition yields a stable middle-layer intervention that consistently shifts the EPITOME proxy scores across models, moving empathy analysis beyond response-level scoring. However, the recovered directions are only partially separable: steering one direction induces off-target shifts, and hand-crafted prompting shifts the empathy profile rather than isolating a single dimension. Persona prompts substantially change EPITOME scores, but a paired activation-shift decomposition shows that the recovered subspace captures only approximately 3 percent of persona-induced squared activation-shift magnitude at layer 15. Under this EPITOME-based definition, expressed empathy is steerable but multi-axial, and controlling persona-conditioned empathy requires targeting structure beyond individual mechanism directions.

Large Language Models (LLMs) have demonstrated the ability to simulate human-like OCEAN personality traits in generated text. Previous efforts have focused on prompt engineering or fine-tuning to shape LLM personality. In this work, we propose a mechanistic interpretability approach that directly intervenes on the model's latent features. Our method identifies latent directions in the residual stream corresponding to a target OCEAN trait using sparse autoencoders (SAEs) and contrastive activation analysis. We formalize an additive steering vector in activation space and demonstrate how applying a small additive shift to the hidden states enhances the target trait while preserving overall language modeling performance. To determine the optimal combination of feature shifts, we explore a linear weighting heuristic with grid search optimization that balances personality expression with task performance. Our approach shows promise in controllably steering personality traits at the mechanistic level while maintaining high performance on standard benchmarks.

Fine-tuning Large Language Models (LLMs) on benign narrow data can sometimes induce broad harmful behaviors, a vulnerability termed emergent misalignment (EM). While prior work links these failures to specific directions in the activation space, their relationship to the model's broader persona remains unexplored. We map the latent personality space of LLMs through established psychometric profiles like the Big Five, Dark Triad, and LLM-specific behaviors (e.g. evil, sycophancy), and show that the semantic geometry is highly stable across aligned models and their corrupted fine-tunes. Through causal interventions, we find that directions isolating social valence, such as the 'Evil' persona vector, and a Semantic Valence Vector (SVV) that we introduce, function as intrinsic guardrails: ablating them drives the misalignment rates above $40$%, while amplifying them suppresses the failure mode to less than $3$%. Leveraging the structural stability of the personality space, we show that vectors extracted $\textit{a priori}$ from an instruct-tuned model transfer zero-shot to successfully regulate EM in corrupted fine-tunes. Overall, our findings suggest that harmful fine-tuning does not overwrite a model's internal representation of personality, allowing conserved representations to serve as robust, cross-distribution guardrails.