Rethinking On-policy Optimization for Query Augmentation
Authors: Zhichao Xu, Shengyao Zhuang, Xueguang Ma, Bingsen Chen, Yijun Tian, Fengran Mo, Tao Li, Jie Cao, +1 more
Organizations: University of Utah · 2The University of Queensland · University of Waterloo · 4New York University · University of Notre Dame · 6Université de Montréal · 7Google DeepMind · University of Oklahoma
Recent advances in large language models (LLMs) have led to a surge of interest in query augmentation for information retrieval (IR). Two main approaches have emerged. The first prompts LLMs to generate answers or pseudo-documents that serve as new queries, relying purely on the model's parametric knowledge or contextual information. The second applies reinforcement learning (RL) to fine-tune LLMs for query rewriting, directly optimizing retrieval metrics. While having respective advantages and limitations, the two approaches have not been compared under consistent experimental conditions. In this work, we present the first systematic comparison of prompting-based and RL-based query augmentation across diverse benchmarks, including evidence-seeking, ad hoc, and tool retrieval. Our key finding is that under a compute-aware comparison setting, simple, training-free query augmentation often performs on par with, or even surpasses, more expensive RL-based counterparts, especially when using powerful LLMs. Motivated by this discovery, we introduce a novel hybrid method, On-policy Pseudo-document Query Expansion (OPQE), in which the LLM policy learns to generate a pseudo-document that maximizes retrieval performance, rather than rewriting the query, thus merging the flexibility and generative structure of prompting with the targeted optimization of RL. We show OPQE outperforms both standalone prompting and RL-based rewriting, demonstrating that a synergistic approach yields the best results. We open source our implementation to facilitate reproducibility.
Large Language Models (LLMs) are now widely used for query reformulation and expansion in Information Retrieval, with many studies reporting substantial effectiveness gains. However, these results are typically obtained under heterogeneous experimental conditions, making it difficult to assess which findings are reproducible and which depend on specific implementation choices. In this work, we present a systematic reproducibility and comparative study of ten representative LLM-based query reformulation methods under a unified and strictly controlled experimental framework. We evaluate methods across two architectural LLM families at two parameter scales, three retrieval paradigms (lexical, learned sparse, and dense), and nine benchmark datasets spanning TREC Deep Learning and BEIR. Our results show that reformulation gains are strongly conditioned on the retrieval paradigm, that improvements observed under lexical retrieval do not consistently transfer to neural retrievers, and that larger LLMs do not uniformly yield better downstream performance. These findings clarify the stability and limits of reported gains in prior work. To enable transparent replication and ongoing comparison, we release all prompts, configurations, evaluation scripts, and run files through QueryGym, an open-source reformulation toolkit with a public leaderboard.\footnote{https://leaderboard.querygym.com}
Recent retrieval-augmented generation (RAG) approaches have demonstrated strong capability in handling complex queries, yet current research overlooks a critical challenge: different retrievers require fundamentally different query formulation strategies for optimal performance. In this work, we present the first systematic analysis of how LLMs can learn to adapt their query formulation strategies for different retrievers via reinforcement learning (RL). Our empirical study reveals that RL effectively teaches an LLM to tailor its queries to specific retriever characteristics. We discover that different retrievers exhibit surprisingly distinct optimal query styles (e.g., descriptive vs. question-like), suggesting strategies learned for one retriever ineffective for another. We further show that performance can be enhanced by incorporating retriever-specific human guidance and by scaling model size. To facilitate learning over multi-retrieval-step trajectories, we introduce a branching-based rollout technique that improves training stability. Our work provides the first empirical evidence and actionable insights for building truly retriever-aware RAG systems. Code and resources are available at https://github.com/LCO-Embedding/Envs-aware-Information-Retrieval.
Retrieval-Augmented Generation (RAG) has become a standard approach for enhancing large language models (LLMs) with external knowledge, mitigating hallucinations, and improving factuality. However, existing systems rely on generating natural language queries at each hop and maintaining a strict architectural separation between retriever and generator, preventing them from leveraging the full representational capacity of the LLM. We propose \textbf{LAnR} (Latent Abstraction for RAG), a unified framework in which a single LLM jointly performs encoding, retrieval, and generation entirely within its own latent space. Rather than generating textual queries, LAnR produces dense retrieval vectors from the hidden states of a designated \texttt{[PRED]} token and uses them to match against encoded document representations from the same model. Furthermore, LAnR adaptively decides when sufficient evidence has been retrieved using a lightweight MLP control head over those same hidden states, eliminating both the separate retriever and explicit token-level stopping reasoning. This design is motivated by our empirical observation that answer token entropy reliably signals retrieval sufficiency. Extensive experiments on six QA benchmarks spanning single-hop and multi-hop settings demonstrate that LAnR outperforms existing RAG methods, while achieving improved inference efficiency through reduced number of retrieval calls and tighter model integration.