Differential Privacy as a Perk: Federated Learning over Multiple-Access Fading Channels with a Multi-Antenna Base Station
Authors: Hao Liang, Haifeng Wen, Kaishun Wu, Khaled B. Letaief, Hong Xing
Organizations: IoT Thrust, The Hong Kong University of Science and Technology (Guangzhou), Guangzhou, 511453, China · Department of ECE, The Hong Kong University of Science and Technology, HK SAR
Federated Learning (FL) is a distributed learning paradigm that preserves privacy by eliminating the need to exchange raw data during training. In its prototypical edge instantiation with underlying wireless transmissions enabled by analog over-the-air computing (AirComp), referred to as over-the-air FL (AirFL), the inherent channel noise plays a unique role of frenemy in the sense that it degrades training due to noisy global aggregation while providing a natural source of randomness for privacy-preserving mechanisms, formally quantified by differential privacy (DP). It remains, nevertheless, challenging to effectively harness such channel impairments, as prior arts, under assumptions of either simple channel models or restricted types of loss functions, mostly considering (local) DP enhancement with a single-round or non-convergent bound on privacy loss. In this paper, we study AirFL over multiple-access fading channels with a multi-antenna base station (BS) subject to user-level DP requirements. Despite a recent study, which claimed in similar settings that artificial noise (AN) must be injected to ensure DP in general, we demonstrate, on the contrary, that DP can be gained as a perk even without employing any AN. Specifically, we derive a novel bound on DP that converges under general bounded-domain assumptions on model parameters, along with a convergence bound with general smooth and non-convex loss functions. Next, we optimize over receive beamforming and power allocations to characterize the optimal convergence-privacy trade-offs, which also reveal explicit conditions in which DP is achievable without compromising training. Finally, our theoretical findings are validated by extensive numerical results.
Differentially private wireless federated learning (DPWFL) is a promising framework for protecting sensitive user data. However, foundational questions on how to precisely characterize privacy loss remain open, and existing work is further limited by convergence analyses that rely on restrictive convexity assumptions or ignore the effect of gradient clipping. To overcome these issues, we present a comprehensive analysis of privacy and convergence for DPWFL with general smooth non-convex loss objectives. Our analysis explicitly incorporates both device selection and mini-batch sampling, and shows that the privacy loss can converge to a constant rather than diverge with the number of iterations. Moreover, we establish convergence guarantees with gradient clipping and derive an explicit privacy-utility trade-off. Numerical results validate our theoretical findings.
Chen Yaoling, Liang Hao, Tu Xiaotong
School of Informatics, Xiamen University, China · Internet of Things Thrust, Hong Kong University of Science and Technology (Guangzhou), China
The growing demand for privacy-preserving, data-intensive applications such as IoT, augmented reality, and autonomous systems positions Federated Learning (FL) as a key enabler in 6G networks. Over-the-Air FL (OTA-FL) leverages the superposition property of the wireless multiple access channel for efficient aggregation via simultaneous transmissions. Existing methods rely on fixed aggregation schedules and do not jointly address noise, fading, and client heterogeneity. We propose CHARGE-FL (CHannel-Adaptive Robust agGrEgation), a framework that adaptively schedules aggregation based on channel dynamics and application readiness. By combining a tailored optimization strategy with a dual-purpose precoding mechanism, CHARGE-FL mitigates channel distortion and bias from partial updates, achieving superior accuracy, stability, and convergence under realistic wireless conditions. Empirical results under realistic wireless conditions show that CHARGE-FL significantly improves accuracy, stability, and convergence over state-of-the-art OTA-FL methods, particularly in straggler-prone and noisy scenarios.
To mitigate the scalability bottleneck in the radio access network (RAN) in federated edge learning (FEEL), over-the-air federated learning (AirFL) exploits waveform superposition over multiple-access channels (MACs) for analog model aggregation. However, coherent AirFL typically relies on stringent PHY-layer conditions such as accurate channel state information (CSI), tight time/frequency synchronization, and frequent transceiver calibration for signal alignment. However, these requirements, if not impossible to be met, incur substantial communication and computation overhead. In this paper, we propose a non-coherent AirFL (NCAirFL) protocol over a broadband single-antenna MAC, leveraging binary dithering, unbiased non-coherent detection, and long-term error feedback to waive the need for instantaneous CSI. For NCAirFL with general smooth non-convex objectives and a constant learning rate, we establish a convergence bound achieving the convergence rate in the same order of O(1/T) as communication-ideal FedAvg, where T is the total number of communication rounds. To further improve communication efficiency under data and wireless resource heterogeneity, we also derive a lower bound on the expected single-round objective decrease in the global loss conditioned on device scheduling, building upon which a surrogate objective function is obtained for jointly optimal device selection and power control. Experimental results on MNIST and CIFAR-10 corroborate that NCAirFL achieves learning performance close to FedAvg in practical settings, with the proposed device scheduling policy substantially accelerating convergence.
Haifeng Wen, Nicolò Michelusi, Osvaldo Simeone +2
IoT Thrust, The Hong Kong University of Science and Technology (Guangzhou), Guangzhou, 511453, China · School of Electrical, Computer and Energy Engineering, Arizona State University, Tempe, AZ 85281 USA · Institute for Intelligent Networked Systems, Northeastern University London, London, E1 8PH, UK +2