We study the critical points over an algebraic variety of an optimization problem defined by a quadratic objective that is degenerate. This scenario arises in machine learning when the dataset size is small with respect to the model, and is typically referred to as overparametrization. Our main result relates the degenerate optimization problem to a nondegenerate one via a projection. In the highly-degenerate regime, we find that a central role is played by the ramification locus of the projection. Additionally, we provide tools for counting the number of critical points over projective varieties, and discuss specific cases arising from deep learning. Our work bridges tools from algebraic geometry with ideas from machine learning, and it extends the line of literature around the Euclidean distance degree to the degenerate setting.
Figures & tables
Figure 1 : A slice of the neuromanifold of lightning self-attention mechanisms (adapted from [ 12 ] ).
Figure 2 : Illustration of different scenarios, where X is either a curve (a) or a surface (b), (c) or (d) in R3 .
Figure 3 : Critical points (yellow) and normal lines (dashed) on the circle w.r.t. two different quadrics Q .
Table 1 : CritY,Q(u) for a generic point u∈R6 , where Y is the singular locus of X.
Over-parameterized linear regression has been widely studied over the last decade. However, most existing works assume that the covariates are independent and that their covariance matrices are non-degenerate. In this paper, we relax both assumptions and derive deterministic equivalents for the prediction risk in a vanishing-ridge regime. We show that degeneracy of the covariance matrices and dependence can lead to multiple descent, and characterize where the corresponding peaks can occur. Our proofs use a novel graph representation of the variance profile. We show that maximum matchings and the Dulmage--Mendelsohn decomposition of the associated bipartite graph identify the configurations at which the variance becomes singular.
In the optimization of neural networks, gradient dynamics are influenced by critical points that arise from the model's architecture. These critical points occur where the Jacobian of the model's parametrization is rank-deficient, and are the most pronounced singularities studied in Singular Learning Theory. We investigate such points in deep fully-connected networks with monomial activations via tools from polynomial algebra such as Mason's Theorem. We show that, for sufficiently large activation degree, criticality occurs precisely at subnetworks, i.e., at parameter configurations where some neurons are inactive or redundant. This offers a mathematical perspective on the implicit bias in deep neural networks, explaining the tendency of these models to converge toward simpler functions.
Kathlén Kohn, Giovanni Luca Marchetti, Farhan Shabir +2
KTH Stockholm · No Affiliation · Umeå University +1
An important quantity in the theory of gradient descent (GD) is the \emph{sharpness}, defined as the largest eigenvalue of the objective Hessian. Classical analyses typically require the step size to be uniformly smaller than twice the reciprocal of the sharpness, but this condition is frequently violated in the training of deep neural networks. Recent work bridges this gap in the setting of overparametrised least-squares with a \emph{single scalar output}, providing a normal form for large-step GD in a neighbourhood of an \emph{isolated} flat minimum and establishing three corresponding convergence results. In this paper, we extend this theory in two directions: (1) to overparametrised least-squares with \emph{vector-valued outputs} (including regression with arbitrarily many observations), and (2) to a neighbourhood of a \emph{manifold} of flat minima (which we show is essential for applications such as matrix factorisation). We generalise both the normal form and all three convergence theorems of \cite{macdonaldeos} to this broader setting, overcoming several technical challenges, including the solution of a singular partial differential equation via a novel method that may be of independent interest. We further show that our framework applies to deep matrix factorisation under mild assumptions, yielding several new structural results. In particular, we prove that the set of flat minima forms a fibre bundle over a product of spheres, and that the sharpness is Morse-Bott along this manifold.
Lachlan Ewen MacDonald, René Vidal
Innovation in Data Engineering and Science (IDEAS) · University of Pennsylvania Pennsylvania, PA 19104