HONEST-CAV: Hierarchical Optimization of Network Signals and Trajectories for Connected and Automated Vehicles with Multi-Agent Reinforcement Learning
Authors: Ziyan Zhang, Changxin Wan, Peng Hao, Kanok Boriboonsomsin, Matthew J. Barth, Yongkang Liu, Seyhan Ucar, Guoyuan Wu
Organizations: College of Engineering, Center for Environmental Research and Technology, University of California at Riverside, Riverside, CA, 92507. · InfoTech Labs, Toyota Motor North America, Mountain View, CA, 94043.
This study presents a hierarchical, network-level traffic flow control framework for mixed traffic consisting of Human-driven Vehicles (HVs), Connected and Automated Vehicles (CAVs). The framework jointly optimizes vehicle-level eco-driving behaviors and intersection-level traffic signal control to enhance overall network efficiency and decrease energy consumption. A decentralized Multi-Agent Reinforcement Learning (MARL) approach by Value Decomposition Network (VDN) manages cycle-based traffic signal control (TSC) at intersections, while an innovative Signal Phase and Timing (SPaT) prediction method integrates a Machine Learning-based Trajectory Planning Algorithm (MLTPA) to guide CAVs in executing Eco-Approach and Departure (EAD) maneuvers. The framework is evaluated across varying CAV proportions and powertrain types to assess its effects on mobility and energy performance. Experimental results conducted in a 4*4 real-world network demonstrate that the MARL-based TSC method outperforms the baseline model (i.e., Webster method) in speed, fuel consumption, and idling time. In addition, with MLTPA, HONEST-CAV benefits the traffic system further in energy consumption and idling time. With a 60% CAV proportion, vehicle average speed, fuel consumption, and idling time can be improved/saved by 7.67%, 10.23%, and 45.83% compared with the baseline. Furthermore, discussions on CAV proportions and powertrain types are conducted to quantify the performance of the proposed method with the impact of automation and electrification.
Figures & tables
Fig. 1 : The Schematic Diagram of HONEST-CAV
Fig. 2 : The SPaT Prediction Algorithm
Fig. 3 : The Environment of Traffic Network
Fig. 4 : The Reward Training Curves
Metric
Baseline
IRL TSC + Krauss
MARL TSC + Krauss
MARL TSC + MLTPA
Avg. Energy (L/100 km)
11.71
11.32 (-3.33%)
10.99 (-6.13%)
10.51 (-10.23%)
Avg. Idling Time (s/veh)
49.79
47.05 (-5.51%)
36.32 (-27.05%)
26.97 (-45.83%)
Avg. Speed (m/s)
8.21
8.51(+3.52%)
8.72 (+6.25%)
8.84 (+7.67%)
TABLE I : Performance Comparison in the Benchmark Scenario
Fig. 5 : The Reward Training Curves with Random Proportions
Metric
0.1-0.3
0.3-0.5
0.5-0.7
0.7-0.9
Avg. Energy (L/100 km)
10.79 (-7.88%)
10.59 (-9.57%)
10.41 (-11.11%)
10.23 (-12.62%)
Avg. Idling Time (s/veh)
32.06 (-35.60%)
28.17 (-43.42%)
24.61 (-50.56%)
21.18 (-57.47%)
Avg. Speed (m/s)
8.80 (+7.16%)
8.86 (+7.93%)
8.92 (+8.62%)
8.96 (+9.15%)
TABLE II : Performance Comparison under Different CAV Proportions
Fig. 6 : The Savings under Different CAV/CAEV Proportions
Metric
Baseline (EV-based)
0.1-0.3
0.3-0.5
0.5-0.7
0.7-0.9
Avg. Energy (L/100 km)
1.08
1.06 (-1.88%)
1.04 (-3.43%)
1.03 (-4.74%)
1.01 (-6.20%)
Avg. Idling Time (s/veh)
49.80
34.37 (-30.98%)
30.69 (-38.38%)
28.48 (-42.82%)
25.63 (-48.53%)
Avg. Speed (m/s)
8.21
8.74 (+6.41%)
8.81 (+7.35%)
8.85 (+7.78%)
8.90 (+8.45%)
TABLE III : Performance Comparison under Different CAEV Proportions
Traffic shockwaves are stop-and-go waves that propagate upstream through the streams of vehicles and are one of the major causes of traffic congestion, fuel inefficiency, and increased accident rates in modern transportation systems. Although Connected and Autonomous Vehicles (CAVs) offer a promising opportunity to mitigate such shockwaves, most existing control strategies rely on global traffic state information, making them impractical for early-stage deployment of Vehicular Ad-hoc Networks (VANETs). In this paper, we propose a decentralized Multi-Agent Reinforcement Learning (MARL) framework that integrates a Graph Neural Network (GNN) to enhance the control architecture of connected and autonomous vehicles. The proposed approach enables vehicles to learn cooperative control policies using locally available information and interaction with neighboring vehicles. The effectiveness of the proposed scheme is evaluated using a scalable simulation environment under realistic highway traffic conditions. Simulation results show that the proposed GNN-based MARL framework can reduce the propagation of traffic shockwaves by up to 80%, even when only 10% of the vehicles are connected.
As Intelligent Transportation System (ITS) develops, Connected and Automated Vehicles (CAVs) are expected to significantly reduce traffic congestion through cooperative strategies, such as in bottleneck areas. However, the uncertainty and diversity in the behaviors of Human-Driven Vehicles (HDVs) in mixed traffic environments present major challenges for CAV cooperation. This paper proposes a Dual-Interaction-Aware Cooperative Control (DIACC) strategy that enhances both local and global interaction perception within the Multi-Agent Reinforcement Learning (MARL) framework for Connected and Automated Vehicles (CAVs) in mixed traffic bottleneck scenarios. The DIACC strategy consists of three key innovations: 1) A Decentralized Interaction-Adaptive Decision-Making (D-IADM) module that enhances actor's local interaction perception by distinguishing CAV-CAV cooperative interactions from CAV-HDV observational interactions. 2) A Centralized Interaction-Enhanced Critic (C-IEC) that improves critic's global traffic understanding through interaction-aware value estimation, providing more accurate guidance for policy updates. 3) A reward design that employs softmin aggregation with temperature annealing to prioritize interaction-intensive scenarios in mixed traffic. Additionally, a lightweight Proactive Safety-based Action Refinement (PSAR) module applies rule-based corrections to accelerate training convergence. Experimental results demonstrate that DIACC significantly improves traffic efficiency and adaptability compared to rule-based and benchmark MARL models.
Zhengxuan Liu, Yuxin Cai, Yijing Wang +3
Tianjin Key Laboratory of Intelligent Unmanned Swarm Technology and System, School of Electrical and Information Engineering, Tianjin University, Tianjin 300072, China · School of Mechanical and Aerospace Engineering, Nanyang Technological University, Singapore · Shenzhen Institute for Advanced Study, University of Electronic Science and Technology of China
Adaptive traffic signal control (ATSC) is crucial in alleviating congestion, maximizing throughput and promoting sustainable mobility in ever-expanding cities. Multi-Agent Reinforcement Learning (MARL) has recently shown significant potential in addressing complex traffic dynamics, but the intricacies of partial observability and coordination in decentralized environments still remain key challenges in formulating scalable and efficient control strategies. To address these challenges, we present CoordLight, a MARL-based framework designed to improve intra-neighborhood traffic by enhancing decision-making at individual junctions (agents), as well as coordination with neighboring agents, thereby scaling up to network-level traffic optimization. Specifically, we introduce the Queue Dynamic State Encoding (QDSE), a novel state representation based on vehicle queuing models, which strengthens the agents' capability to analyze, predict, and respond to local traffic dynamics. We further propose an advanced MARL algorithm, named Neighbor-aware Policy Optimization (NAPO). It integrates an attention mechanism that discerns the state and action dependencies among adjacent agents, aiming to facilitate more coordinated decision-making, and to improve policy learning updates through robust advantage calculation. This enables agents to identify and prioritize crucial interactions with influential neighbors, thus enhancing the targeted coordination and collaboration among agents. Through comprehensive evaluations against state-of-the-art traffic signal control methods over three real-world traffic datasets composed of up to 196 intersections, we empirically show that CoordLight consistently exhibits superior performance across diverse traffic networks with varying traffic flows. The code is available at https://github.com/marmotlab/CoordLight
Yifeng Zhang, Harsh Goel, Peizhuo Li +3
Department of Mechanical Engineering, National University of Singapore · Chandra Department of Electrical and Computer Engineering, The University of Texas at Austin · Department of Electrical Engineering and Computer Science, Massachusetts Institute of Technology