cs.CYMar 8, 2026

Clear, Compelling Arguments: Rethinking the Foundations of Frontier AI Safety Cases

Authors: Shaun Feakins, Ibrahim Habli, Phillip Morgan

Organizations: UKRI Centre for Doctoral Training in Safe AI Systems (SAINTS) Institute for Safe Autonomy Deramore Ln, York YO10 5GH · UKRI Centre for Doctoral Training in Safe AI Systems (SAINTS) The York Law School Freboys Ln, York YO10 5GD

Abstract

This paper contributes to the nascent debate around safety cases for frontier AI systems. Safety cases are structured, defensible arguments that a system is acceptably safe to deploy in a given context. Historically, they have been used in safety-critical industries, such as aerospace, nuclear or automotive. As a result, safety cases for frontier AI have risen in prominence, both in the safety policies of leading frontier developers and in international research agendas proposed by leaders in generative AI, such as the Singapore Consensus on Global AI Safety Research Priorities and the International AI Safety Report. This paper appraises this work. We note that research conducted within the alignment community which draws explicitly on lessons from the assurance community has significant limitations. We therefore aim to rethink existing approaches to alignment safety cases. We offer lessons from existing methodologies within safety assurance and outline the limitations involved in the alignment community's current approach. Building on this foundation, we present a case study for a safety case focused on Deceptive Alignment and CBRN capabilities, drawing on existing, theoretical safety case "sketches" created by the alignment safety case community. Overall, we contribute holistic insights from the field of safety assurance via rigorous theory and methodologies that have been applied in safety-critical contexts. We do so in order to create a better foundational framework for robust, defensible and useful safety case methodologies which can help to assure the safety of frontier AI systems.

Figures & tables

Appendix figures & tables7 assets

Supplementary material from the paper’s appendix.

Appendix

Explore similar work

Apr 28, 2026

Open Problems in Frontier AI Risk Management

Frontier AI both amplifies existing risks and introduces qualitatively novel challenges. Not only is there a notable lack of stable scientific consensus resulting from the rapid pace of technological change, but emerging frontier AI safety practices are often misaligned with, or may undermine, established risk management frameworks. To address these challenges, we systematically surface open problems in frontier AI risk management. Adopting a problem-oriented approach, we examine each stage of the risk management process - risk planning, identification, analysis, evaluation, and mitigation - through a structured review of the literature, identifying unresolved challenges and the actors best positioned to address them. Recognising that different types of open problems call for different responses, we classify open problems according to whether they reflect (a) a lack of scientific or technical consensus, (b) misalignment with, or challenges to, established risk management frameworks, or (c) shortcomings in implementation despite apparent consensus and alignment. By mapping these open problems and identifying the actors best positioned to address them - including developers, deployers, regulators, standards bodies, researchers, and third-party evaluators - this work aims to clarify where progress is needed to enable robust and meaningful consensus on frontier AI risk management.The paper does not propose specific solutions; instead, it provides a problem-oriented, agenda-setting reference document, complemented by a living online repository, intended to support coordination, reduce duplication, and guide future research and governance efforts.
Apr 1, 2026

UK AISI Alignment Evaluation Case-Study

This technical report presents methods developed by the UK AI Security Institute for assessing whether advanced AI systems reliably follow intended goals. Specifically, we evaluate whether frontier models sabotage safety research when deployed as coding assistants within an AI lab. Applying our methods to four frontier models, we find no confirmed instances of research sabotage. However, we observe that Claude Opus 4.5 Preview (a pre-release snapshot of Opus 4.5) and Sonnet 4.5 frequently refuse to engage with safety-relevant research tasks, citing concerns about research direction, involvement in self-training, and research scope. We additionally find that Opus 4.5 Preview shows reduced unprompted evaluation awareness compared to Sonnet 4.5, while both models can distinguish evaluation from deployment scenarios when prompted. Our evaluation framework builds on Petri, an open-source LLM auditing tool, with a custom scaffold designed to simulate realistic internal deployment of a coding agent. We validate that this scaffold produces trajectories that all tested models fail to reliably distinguish from real deployment data. We test models across scenarios varying in research motivation, activity type, replacement threat, and model autonomy. Finally, we discuss limitations including scenario coverage and evaluation awareness.
Mar 6, 2026

Evaluating Human-AI Safety: A Framework for Measuring Harmful Capability Uplift

Current frontier AI safety evaluations emphasize static benchmarks, third-party annotations, and red-teaming. In this position paper, we argue that AI safety research should focus on human-centered evaluations that measure harmful capability uplift: the marginal increase in a user's ability to cause harm with a frontier model beyond what conventional tools already enable. We frame harmful capability uplift as a core AI safety metric, ground it in prior social science research, and provide concrete methodological guidance for systematic measurement. We conclude with actionable steps for developers, researchers, funders, and regulators to make harmful capability uplift evaluation a standard practice.