Beyond Relevance: On the Relationship Between Retrieval and RAG Information Coverage
Authors: Saron Samuel, Alexander Martin, Eugene Yang, Andrew Yates, Dawn Lawrie, Ian Soboroff, Laura Dietz, Benjamin Van Durme
Organizations: Johns Hopkins University Baltimore, MD, USA · Johns Hopkins HLTCOE Baltimore, MD, USA · National Institute of Standards and Technology Gaithersburg, MD, USA · University of New Hampshire Durham, NH, USA
Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.
Figures & tables
Figure 1. Linear versus iterative RAG pipelines.
NeuCLIR24 Report Generation Pilot Nuggets
RAG24 Nuggets
First Stage
Reranker
α -nDCG
nDCG
StRecall
(R) nDCG
α -nDCG
nDCG
StRecall
(R) nDCG
BM25
–
0.349
0.328
0.545
0.170
0.450
0.207
0.708
0.263
Qwen3-8B
0.583
0.581
0.684
0.346
0.633
0.318
0.819
0.410
Rank1-7B
0.510
0.520
0.629
0.293
0.646
0.343
0.804
0.369
PLAID-X
–
0.446
0.612
0.637
0.295
0.709
0.364
0.919
0.493
Qwen3-8B
0.634
0.788
0.784
0.416
0.718
0.385
0.903
0.606
Table 1. Retrieval Evaluation on NeuCLIR24 and RAG24. Columns marked with (R) indicate that the qrels for that metric are the relevance-based qrels instead of the nugget-based ones. All metrics in this table use a rank cutoff of 20.
NeuCLIR24 Report Generation Pilot
RAG24 RAG Task
First Stage
Reranker
GPT-R (1)
GPT-R (3)
Bullet List
LangGraph
GPT-R (1)
GPT-R (3)
Bullet List
BM25
–
0.449
0.527
0.570
0.490
0.496
0.512
0.602
Qwen3-8B
0.541
0.509
0.602
0.559
0.510
0.263
0.618
Rank1-7B
0.484
0.561
0.601
0.574
0.512
0.548
0.559
PLAID-X
–
0.504
0.523
0.586
0.545
0.599
0.588
0.647
Qwen3-8B
0.583
0.562
0.607
0.545
0.585
0.597
0.652
Table 2. Nugget Coverage of RAG responses on NeuCLIR24 and RAG24 using AutoARGUE.
Figure 2. A toy retrieved set of five documents covers nuggets A-D, and ranks 2 and 4 repeat already seen nuggets. α -nDCG drops redundant documents and discounts by rank (fainter color). nDCG credits the redundant documents in full. StRecall scores only the union of nuggets, ignoring rank.
NeuCLIR24 Pilot
RAG24
Label
Metric
GPT-R (1)
GPT-R (3)
Bullet List
LangGraph
GPT-R (1)
GPT-R (3)
Bullet List
Nugget
α -nDCG
0.5586
0.3489
0.2645
0.3343
0.4419
0.3785
0.3153
Nugget
nDCG
0.4329
0.2714
0.2623
0.1629
0.3114
0.2564
0.1857
Nugget
StRecall
0.4946
0.2907
0.2694
0.2216
0.3805
0.3231
0.2844
Relevance
nDCG
0.1407
-0.0131
0.0458
-0.0239
0.3467
0.3090
0.2881
Table 3. Topic-level Pearson correlation coefficients between RAG Nugget Coverage and respective retrieval metrics. Each value for NeuCLIR24 Pilot and RAG24 is calculated based on 285 (19 topics × 15 retrieval stacks) and 880 (55 topics × 15 retrieval stacks) pairs of values, respectively. All metrics in this table use a rank cutoff of 20.
Table 4. System-level Pearson correlation between RAG Nugget Coverage and respective retrieval metrics and tasks. Cells with a yellow background indicate correlations on the same task (i.e., same objective) and same benchmark; ones with a purple background indicate correlations on the same benchmark but different tasks (i.e., different objectives). All correlations are calculated across RAG pipelines using 15 different retrieval stacks. All metrics in this table use a rank cutoff of 20.
GPT-R (1)
GPT-R (3)
Bullet List
LangGraph
Avg. InfoR
0.7279
0.7387
0.6952
0.7325
NeuCLIR24 Pilot
α -nDCG
0.6777
0.3055
0.4623
0.2050
nDCG
0.6581
0.2546
0.6290
0.1069
StRecall
0.5874
0.3626
0.6050
0.2291
(R) nDCG
0.6869
0.2249
0.4227
0.1434
Table 5. System-level Pearson correlation between InfoR from MiRAGE and retrieval metrics on NeuCLIR24. The top row additionally reports the macro-averaged InfoR values across all 15 retrieval stacks for each RAG pipeline. Retrieval metrics reported in this table use a rank cutoff of 20.
MultiVENT 2.0
WikiVideo Retrieval
WikiVideo Gen
First Stage
Reranker
Recall
nDCG
α -nDCG
nDCG
StRecall
(R) nDCG
InfoP
InfoR
CLIP
–
0.333
0.306
0.538
0.498
0.724
0.498
81.5
89.0
ReasonRank
0.477
0.478
0.628
0.629
0.826
0.629
91.9
87.6
Language Bind
–
0.355
0.326
0.476
0.457
0.634
0.457
84.0
89.2
ReasonRank
0.498
0.487
0.566
0.563
0.754
0.563
94.5
86.6
Video-ColBERT
–
0.341
0.422
0.431
0.383
0.634
0.383
83.8
89.9
Table 6. Multimodal Retrieval and Report Generation Evaluation Results on WikiVideo using MiRAGE. All retrieval metrics use a rank cutoff at 10 since there are at most 10 relevant videos for each topic.
Retrieval Task
Metric
InfoP
InfoR
WikiVideo Retrieval
α -nDCG
0.6476
-0.5821
nDCG
0.6528
-0.6825
StRecall
0.6530
-0.5405
(R) nDCG
0.6528
-0.6825
MultiVent 2.0
Recall
0.8447
-0.2837
nDCG
0.7799
-0.3269
Table 7. System-level Pearson correlation between retrieval metrics and Info metrics on WikiVideo. Retrieval metrics reported in this table use a rank cutoff of 10.
Retrieval-augmented generation (RAG) evaluation measures how well systems retrieve, use, and cite evidence while balancing reliability, cost, and speed.
Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Existing benchmarks primarily compare entire RAG pipelines or introduce new datasets, providing little guidance on selecting or combining retrievers themselves. Those that do compare retrievers directly use a limited set of evaluation tools which fail to capture complementary and overlapping strengths. This work presents MIGRASCOPE, a Mutual Information based RAG Retriever Analysis Scope. We revisit state-of-the-art retrievers and introduce principled metrics grounded in information and statistical estimation theory to quantify retrieval quality, redundancy, synergy, and marginal contribution. We further show that if chosen carefully, an ensemble of retrievers outperforms any single retriever. We leverage the developed tools over major RAG corpora to provide unique insights on contribution levels of the state-of-the-art retrievers. Our findings provide a fresh perspective on the structure of modern retrieval techniques and actionable guidance for designing robust and efficient RAG systems.
Retrieval-augmented generation (RAG) is hard to monitor in production: exhaustive relevance labels do not exist for non-stationary multi-million-passage corpora that re-index in real time. As a result, retrieval quality is generally understudied and often deprioritised in favour of generation-oriented metrics. In this work, we propose auditing retrieval coverage by probing for evidence of missing documents rather than enumerating every relevant one. Our method Re:CAP (REtrieval Coverage Audit by iterative Probing) is a reference-free audit loop applied to a deployed RAG pipeline's initial answer and retrieved context: it identifies the topics already covered, generates probing questions for plausibly missing topics, retrieves candidate documents, and applies an LLM-as-judge to retain only those that introduce previously-unretrieved information. On four public benchmarks, Re:CAP recovers 9-29% of gold labels that flat BM25 top-500 cannot reach, rising to 48% on TREC-COVID. On MuSiQue Re:CAP beats flat hybrid top-500 by +12.9 pp on recall at less than half the document budget. An ensemble BM25, dense, and hybrid baseline (top-500 each) still leaves out 21.2% of gold docs on TREC-COVID that Re:CAP recovers; human annotators judge that 78.9% of those structurally distinct documents add new information to the baseline answer (Fleiss κ = 0.79, n = 123), and 73.9% on live production traffic (n = 180). End-to-end recall is reproducible to within ±1% across three independent runs, making Re:CAP a stable instrument for periodic retrieval audits.
Aviral Joshi, Hanoz Bhathena, Max Nelson +1
Machine Learning Center of Excellence, JPMorgan Chase & Co.
Retrieval quality is the primary bottleneck for accuracy and robustness in retrieval-augmented generation (RAG). Current evaluation relies on heuristically constructed query sets, which introduce a hidden intrinsic bias. We formalize retrieval evaluation as a statistical estimation problem, showing that metric reliability is fundamentally limited by the evaluation-set construction. We further introduce semantic stratification, which grounds evaluation in corpus structure by organizing documents into an interpretable global space of entity-based clusters and systematically generating queries for missing strata. This yields (1) formal semantic coverage guarantees across retrieval regimes and (2) interpretable visibility into retrieval failure modes. Experiments across multiple benchmarks and retrieval methods validate our framework. The results expose systematic coverage gaps, identify structural signals that explain variance in retrieval performance, and show that stratified evaluation yields more stable and transparent assessments while supporting more trustworthy decision-making than aggregate metrics.