A Geometrically-Grounded Drive for MDL-Based Optimization in Deep Learning

A central question in modern learning theory is what notion of compression, if any, explains why over-parameterized neural networks generalize. Existing answers measure complexity at different levels, ranging from weights to representations; however, estimating the associated quantities either requires held-out data in principle or relies on the challenging (ultra) high-dimensional mutual information estimation. To overcome these challenges, we approach the question through the minimum description length (MDL) principle, and specifically, we propose the prequential regret as a complementary signal that is computable from the training trajectory alone. We establish that, in the (nearly) interpolating regime, the expected prequential regret upper-bounds the description length of the trained parameter under the algorithm-induced distribution, and that this description length translates into a high-probability generalization bound in the PAC-MDL setting. Along the way, we show that the encoder-complexity correction recently added to the algorithm-level information bottleneck (IB) is upper-bounded by an MDL parameter description length, \new{bringing together} the two views of compression from MDL and IB. Empirically, the prequential regret tracks the generalization error on CIFAR-10 and CIFAR-100, with Pearson correlations exceeding 0.9.

Gradient based optimization methods are nowadays the methods of choice for training deep neural networks (DNNs) in artificial intelligence (AI) systems. In practically relevant DNN training problems, one does usually not apply the standard gradient descent (GD) optimization method but instead one employs suitable sophisticated GD optimization methods, which incorporate adaptivity and/or acceleration techniques, such as the famous Adam optimizer. It is a key contribution of this work to provide a general unified convergence analysis for GD optimization methods in the training of DNNs with analytic activations such as the softplus and the popular Gaussian error linear unit (GeLU) activation. Our general unified convergence result applies to a large class of gradient based optimization methods such as the standard GD, the momentum, the Nesterov accelerated gradient (NAG), the RMSprop, the Adam, the Adamax, the Nadam, the Nadamax, the Adan, the AdaBelief, the AMSGrad, and the Yogi optimizers. Our analysis employs the theory of Kurdyka-Łojasiewicz (KL) inequalities to establish convergence to critical points in the training of DNNs. To the best of our knowledge, the generality of our convergence analysis is also just in the special situation of the Adam optimizer a new contribution to the literature on the analysis of AI optimization algorithms.

In this work, we propose a notion of practical learnability grounded in finite sample settings, and develop a conjugate learning theoretical framework based on convex conjugate duality to characterize this learnability property. Building on this foundation, we demonstrate that training deep neural networks (DNNs) with mini-batch stochastic gradient descent (SGD) achieves global optima of empirical risk by jointly controlling the extreme eigenvalues of a structure matrix and the gradient energy, and we establish a corresponding convergence theorem. We further elucidate the impact of batch size and model architecture (including depth, parameter count, sparsity, skip connections, and other characteristics) on non-convex optimization. Additionally, we derive a model-agnostic lower bound for the achievable empirical risk, theoretically demonstrating that data determines the fundamental limit of trainability. On the generalization front, we derive deterministic and probabilistic bounds on generalization error based on generalized conditional entropy measures. The former explicitly delineates the range of generalization error, while the latter characterizes the distribution of generalization error relative to the deterministic bounds under independent and identically distributed (i.i.d.) sampling conditions. Furthermore, these bounds explicitly quantify the influence of three key factors: (i) information loss induced by irreversibility in the model, (ii) the maximum attainable loss value, and (iii) the generalized conditional entropy of features with respect to labels. Moreover, they offer a unified theoretical lens for understanding the roles of regularization, irreversible transformations, and network depth in shaping the generalization behavior of deep neural networks. Extensive experiments validate all theoretical predictions, confirming the framework's correctness and consistency.