Tackling the Sign Problem in the Doped Hubbard Model with Normalizing Flows
Authors: Dominic Schuh, Lena Funcke, Janik Kreit, Thomas Luu, Simran Singh
Organizations: Transdisciplinary Research Area (TRA) Matter, University of Bonn, Bonn, Germany · Helmholtz Institute for Radiation and Nuclear Physics (HISKP), University of Bonn, Bonn, Germany · Institute for Advanced Simulation 4 (IAS-4), Forschungszentrum Jülich, Jülich, Germany
The Hubbard model at finite chemical potential is a cornerstone for understanding doped correlated systems, but simulations are severely limited by the sign problem. In the auxiliary-field formulation, the spin basis mitigates the sign problem, yet severe ergodicity issues have limited its use. We extend recent advances with normalizing flows at half-filling to finite chemical potential by introducing an annealing scheme enabling ergodic sampling. Compared to state-of-the-art hybrid Monte Carlo in the charge basis, our approach accurately reproduces exact diagonalization results while reducing statistical uncertainties by an order of magnitude, opening a new path for simulations of doped correlated systems.
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Figure 1: Schematic illustration of the annealing procedure controlled by the parameter λ . At λ=0 , the fermion determinant is absent and the target distribution is Gaussian. As λ is increased, fermionic effects are gradually introduced, deforming the distribution until the full interacting Hubbard action with its multimodal structure is recovered at λ=1 .
Figure 2: Average sign Σ as a function of the chemical potential μ for an eight-site hexagonal lattice with U=2 , β=8 , and Nt=16 . Shown are results from the annealing-based NF approach in the spin basis (NF SP, yellow) and optimized HMC simulations in the charge basis [ 15 ] (O+HMC CH, grey).
Figure 3: One-body correlation functions for an eight-site hexagonal lattice with U=2 , β=8 , μ=1.75 , and Nt=40 . Shown are continous exact diagonalization results (ED, grey dashed), state-of-the-art optimized HMC in the charge basis (O+HMC CH, grey), and our annealing-based NF ansatz in the spin basis (NF SP, yellow). Both HMC and NF results are generated with 1M samples each.
Figure 4: One-body correlation functions for an 18-site hexagonal lattice with U=2 , β=8 , μ=2.5 , and Nt=40 . Shown are state-of-the-art optimized HMC in the charge basis (O+HMC CH, grey) and our annealing-based NF ansatz in the spin basis (NF SP, yellow). Both HMC and NF results are generated with 1M samples each.
Figure 5: Distribution of the two-site Hubbard model in the spin basis ( U=3 , β=5 , and Nt =20) for μ=0 (left) and μ=2 (right). Shown are the fields summed over the temporal direction, i.e., ϕx=∑t=0Nt−1ϕxt .
Figure 6: One-body correlation functions for the two-site Hubbard model with U=3 , β=5 , μ=2 , and Nt=20 . Shown are exact diagonalization results at fixed discretization (ED, grey) and those obtained by our annealing-based NF ansatz in the spin basis (NF SP, yellow).
Figure 7: One-body correlation functions for the hexagonal eight-site Hubbard model with U=2 , β=8 , μ=1.75 , and Nt=40 . Shown are continuum exact diagonalization results (ED, grey), HMC in the spin basis with two initializations (HMC SP Run 1/2, blue/grey), and our annealing-based NF ansatz with two initializations (NF SP Run 1/2, yellow/orange). Small deviations from the exact results at early times are due to discretization errors.
Figure 8: One-body correlation functions for the hexagonal eight-site Hubbard model with U=3 , β=6 , μ=2.75 , and Nt=40 . Shown are continuum exact diagonalization results (ED, grey) and 1M samples generated by our annealing-based NF ansatz (NF SP, yellow).
We train a pair of autoregressive models to construct zero-mean control variates to mitigate the sign problem in quantum Monte Carlo simulations. The two autoregressive networks are confined to the positive- and negative-sign sectors with strictly disjoint support, and each is exactly normalized over its sector. Their difference is therefore structurally zero-mean, providing an unbiased auxiliary observable whose correlation with the sign estimator controls the variance reduction. We implement the method within the stochastic series expansion framework, which we extend to frustrated lattices by developing an incremental loop-topology update. Sign-ergodic sampling is achieved through a twist channel, which is the unique sign-changing mechanism on non-bipartite lattices. We implement the control variates as autoregressive transformers with an end-of-sequence parity mask that enforces exact sign-sector resolution, while the incremental loop-count change and cumulative frustration parity are incorporated as topological features. On the triangular-lattice Heisenberg antiferromagnet, we benchmark the method in the small-N limit. The control variate reduces the standard error of the average sign by up to an order of magnitude and that of the energy estimator by a factor of three to five, remaining effective even when the average sign drops below 10−3. This work lays out the framework and provides a proof-of-principle demonstration that autoregressive control variates can effectively mitigate the sign problem. Scaling to larger systems with physics-informed architectures is the subject of future work.
Bei Qiao, Lei Wang
Beijing National Laboratory for Condensed Matter Physics and Institute of Physics, Chinese Academy of Sciences, Beijing 100190, China · University of Chinese Academy of Sciences, Beijing 100049, China
We introduce a novel technique for scalable sampling of spin-system states with continuous symmetries using diffusion models. By applying our approach to the XY model, a fundamental continuous-spin model in condensed matter physics, we show that our technique addresses the shortfalls of the Markov chain Monte Carlo (MCMC) in generalization to varying system sizes. More specifically, we show that training a temperature-conditioned diffusion model on smaller-size XY model lattices enables the generation of accurate samples in larger lattice sizes. By tracking physically important observables of the model, such as spin correlations, our experiments demonstrate that diffusion sampling followed by a few MCMC steps reduces the thermalization time by an order of magnitude relative to the standard MCMC with random initialization. Our study provides valuable insight as to how generative models can be used to study continuous-state condensed matter systems at scale.
Sehmimul Hoque, Roger Melko, Pooya Ronagh
Institute for Quantum Computing, University of Waterloo, Waterloo, Ontario N2L 3G1, Canada · Department of Physics and Astronomy, University of Waterloo, Waterloo, Ontario N2L 3G1, Canada · Perimeter Institute for Theoretical Physics, Waterloo, Ontario N2L 2Y5, Canada +1
Learned dynamical proposals can generate configurations without providing a tractable endpoint density. Nonequilibrium path probabilities offer a way to correct such proposals, but correction alone does not determine their ability to connect separated regions. We introduce Neural Non-Equilibrium Hamiltonian Monte Carlo (NHMC), which combines conditional momentum distributions with reversible, volume preserving dynamics. The forward--reverse path ratio gives the work used for training, importance weighting, normalizer estimation, and Metropolis correction. We then construct a configuration space round-trip kernel whose reverse and forward paths share an intermediate configuration. Conditional on that configuration, its path record update is independence Metropolis--Hastings. We compare its stationary inter-region flow with the flow obtained under exact conditional matching and bound their difference by the conditional path mismatch. This separates errors in the conditional proposal from dependence between the endpoint region and the intermediate configuration. Many well calculations test normalizers and mode probabilities; a controlled lattice φ4 calculation compares ideal and accepted inter-sector flows and measures sector relaxation. In two dimensional U(1), SU(2), and SU(3) gauge theories, corrected path weight estimates reproduce finite volume Wilson loops; U(1) topological susceptibilities are also compared with analytic predictions across several lattice volumes.
Moxian Qian
Helmholtz Institute Mainz Johannes Gutenberg University Mainz Institute of Molecular Biology (IMB) Mainz, Germany